Huangzhou, Huizhou, Danzhou
黄州惠州儋州
Two Laughs
Someone checking the results list is still tense; he finds his name, sees the word “admitted,” and laughs out loud. Late in life Su Shi inscribed a portrait of himself: “My heart is like wood already burnt to ash; my body like a boat untethered. I ask you, what has your life’s work been? Huangzhou, Huizhou, Danzhou.” The three are the places of his banishment. The poem does not mention laughter; to read a laugh into it is the reading of the Laughter Series’ third paper.
The two laughs, one with delight and one with bitterness, have one thing in common: the construct laughed at is the laugher’s own purpose. This is 14DD. SAE’s psychoanalysis series defines it as self-with-purpose, the self with a direction, drawn from the Ego-Ideal line of Freud’s superego, the line of “what I should become”; the punitive-conscience line is reassigned as a pathological form of 13DD, or as a residue of colonization at 14DD. The bridge to 14DD is finitude: knowing that one will come to an end and acting all the same; action needs reasons, and purpose emerges from this. Its remainder is: I am not the only end; the other is an end too.
At 13DD laughter acquired an owner; at 14DD one’s own purpose enters the construct laughed at. It enters in two ways. The purpose may be the construct itself: what I strain toward, my life’s work, is seen to still have such a remainder; the laughter of triumph and wry laughter are of this kind. Or purpose may enter a comparison: I measure others against myself, and self-elevation enters the construct laughed at; comparative laughter and derision are of this kind. And there is a third matter, often mixed in: doing things with laughter, the action around a laugh, holding back, pointing out in public, satire, pranks. Actions have purposes, but the purpose of an action is not the same as my purpose being in the construct laughed at.
So the paper records each case in three columns: the relation judged this time, construct and remainder; the laugher’s operation at that moment, the layer at which he stands; and the action around the laugh. No column fills in for another. Behind this lies a distinction that must be set up first: laughter as judgment and doing things with laughter are two different things. The first is the event “the construct still has such a remainder,” and it comes irresistibly; the second is action around that judgment, and can be assessed as cultivation or severing. Keeping them apart has two advantages. One need not deny that a laugh is a real judgment just because it was used to wound; the derider has often really seen a remainder. And one need not defend what a laugh does just because it is a real judgment. Making someone laugh at a certain point by means of consequences is colonization insofar as it claims a judgment on his behalf; “what colonizes is the action, not the judgment.”
Already Done
Hobbes, in chapter 6 of Leviathan, says that sudden glory is the passion that produces the grimace called laughter, and that it is caused either by some sudden act of one’s own that pleases oneself, or by seeing some defect in another, by comparison with which one suddenly applauds oneself. The superiority theory of laughter is often put down to Hobbes, but what he gives is two causes, and the first need not go through comparison with anyone’s defect. The paper reads the two causes as the laughter of triumph and comparative laughter. Both are at 14DD; they differ in how one’s purpose enters.
Look at how the laughter of triumph actually arises. Still tense at the results list, one sees “admitted” and laughs out loud. At the moment of breaking the tape, the athlete’s whole body is still driving, and the race is already won. The structure is the same. The construct is a frame still straining, not yet complete: the body is tense, the mind still inside “not yet.” The remainder is “already done.” The frame has a place only for “not yet” and none for “already,” so “already done” is exactly the point it has not taken in at this moment. Attention falls on “already,” and there is laughter; if it stays on “it nearly didn’t come off,” what comes out is belated fear.
Here the gap stands guard: “this laugh comes only if the thing is accomplished while the frame is still taut.” If success comes step by step, one sees it coming well ahead, the frame relaxes first, and when it arrives what one feels is satisfaction, not this laugh. So not every accomplishment brings laughter. The laughter of triumph has delight in it, delight at a purpose achieved. But the delight is an emotion that comes along; the laugh is the jolt of cannot-not; the two meet at that moment and are not the same thing. The bitterness of wry laughter is also an emotion. So triumph and wry laughter are a pair at 14DD: in both the construct is my purpose; the remainder is “already done” on one side, and on the other the cost and the place the purpose has taken one to; the emotion that comes along is delight on one side and bitterness on the other.
The purpose here is purpose along the line of “what I should become.” An intention is not a purpose: a laugh at some passing intention suddenly fulfilled does not belong here, and is often what the second paper called suddenness within one person. The boundary with the knowing smile of the fourth paper lies in what the laugh judges: the laughter of triumph judges my accomplishment; the knowing smile judges that my old grasp still has the place where he stands, and lets that place remain his. Joy by itself does not change the layer assignment.
“I’d Never Be That Stupid”
Hobbes’s second cause is seeing another’s defect and, by comparison, suddenly applauding oneself. The construct laughed at is someone else’s, and the remainder is his defect; but my own purpose has entered too: I measure myself by him, and in the measuring raise myself up. Comparative laughter and the onlooker’s laughter of the second paper sit in the same cell of the seeing grid, “I see, he does not”; the difference is whether comparison comes in. Someone reading the story of the man of Chu marking his boat may laugh simply at seeing him trapped in his construct; that is onlooking. If, while laughing, he says inwardly “I’d never be that stupid,” his own purpose has come in; that is comparison.
Hobbes did not praise comparative laughter. In the same chapter he says that much laughter at the defects of others is a sign of pusillanimity, and that one of the proper works of great minds is to help others and free them from derision, and to compare themselves only with the most able. The caution leads straight to derision.
Derision is a kind of comparative laughter: I see the remainder of the other’s construct, yet what I laugh at is the person; my own construct is tacitly exempted, as if I had no remainder; the end point is often the other’s embarrassment. It contains a judgment and an action: the judgment is “his construct still has such a remainder”; the action is imposing this judgment on him in public while placing oneself outside the construct. Schopenhauer describes derision as announcing to a defeated opponent how badly his ideas fail to agree with reality; the description catches a common end point: the other is defeated.
The remainder of 14DD is “the other is also an end,” and derision is precisely a failure of this test: “in derision, the other is used as material for my self-elevation, his construct is treated as my entertainment, and his embarrassment as my gain.” If a purpose can be sustained only by denying the other’s independence, it stays structurally at 14DD and even moves toward forced closure. Derision can thus slide toward severing: the object of the laughter slides from the construct to the person. There is a second-order structure too. The derider tacitly assumes that his own construct has no remainder, which is exactly the posture he derides: treating a construct as though it had none. So the derider often becomes the object of the next laugh.
Three Tests
Derision and teasing both point with laughter at the remainder of someone else’s construct, and they cannot be told apart by the laugher’s motive alone. What the series offers is three tests, not a single criterion. Is it the construct or the person that is laughed at? Teasing laughs at the construct, derision at the person. Does the laugher exempt himself? Teasing often counts him in, “I was like that once”; derision tacitly assumes he has no remainder. Can the other decline to laugh, and correct it without being punished? This test matters most. If the other has no way to disagree, then whatever the laugher has in mind, no room has been left.
End points can overlap: a single tease can at once embarrass the other, make him laugh too, and lead him to repair his construct. The end point is only one aspect; it does not by itself decide between cultivation and severing. The three tests have to be taken back to the concrete case and walked through one by one.
The paper walks them through a hard case. A New Account of Tales of the World records that when Kong Rong was ten he went with his father to Luoyang, and Chen Wei, a Grand Master of the Palace, remarked to others: “Bright as a child does not mean fine as a man.” Kong Rong answered at once: “I imagine, sir, that as a child you must have been very bright.” And, the text adds, “Wei was greatly discomfited.”
First, who is doing what. The text records one remark by Kong Rong and Chen Wei’s discomfiture; it records no one laughing. Kong Rong produced speech, not laughter; the ones who laugh are the readers. Kong Rong’s remark turns the other’s construct back on him: the rule Chen Wei applied to the child turns out to have such a remainder too, namely Chen Wei himself. Construct or person: what is pointed at is the rule, but where it lands is the man; both are present. Self-exemption: not discernible. Can the other decline and correct without penalty: Chen Wei is a high official and Kong Rong a ten-year-old; this passage alone cannot determine which side would be punished for answering back, and the text does not say Chen Wei was silenced. Walked through, the three tests do not establish derision. The end point is embarrassment, but the end point does not decide on its own.
The reader’s laugh is recorded separately. What it judges is that this rule still has such a remainder, namely the very man who states it. A reader who sees only the rule turning back on its speaker is an onlooker; one who delights in Chen Wei’s discomfiture and inwardly raises himself up has let his own purpose in, and the tests must be walked again. The case is kept as a hard case, and that is its use: “it shows that a clever remark cannot be characterized by its consequences.”
Huangzhou, Huizhou, Danzhou
The construct of wry laughter is one’s own purpose: the plans, the vocation, the lifelong ambition along the line of “what I should become.” It still has such a remainder: the cost paid for it, or the unexpected place it has taken one to. At that moment the laugher still stands within this purpose and still owns it as his own; the remainder is in view too, and the cost is not small. Attention falls on the remainder, and there is laughter; if it falls on the loss of the purpose, there is weeping. The bitterness comes from the cost; the laugh comes from focus. As the Overview puts it, cost sorts the kinds of laughter but does not separate laughter from weeping; wry laughter is a case in point.
Back to Su Shi. “Life’s work” is a construct of purpose, what a scholar-official strains toward over a whole life. Asked about it, the answer is three places of banishment. The three names are the remainder of this construct: what the construct of achievement did not take in is precisely the places it brought him to. On the reading the paper chooses, he still asks about his “life’s work,” and so still owns it; though the asking does not by itself rule out that he is looking back at a construct already set down. The remainder is there too, the three places each distinct and countable. The force of the lines lies in attention not stopping at the loss of achievement but falling on the string of remainders, “Huangzhou, Huizhou, Danzhou,” and giving them as the answer, as the achievement itself. The cost is extremely heavy, and it is still laughter.
Schopenhauer also discusses this laugh: the laugh one gives oneself when an expectation one held with complete conviction is exposed. It agrees with the paper, except that he still reads it as victory and defeat: the expectation has lost to reality. On the paper’s reading, the expectation is still owned as one’s own, the point that exposes it is in view together with it, and the laugh does not judge who won.
Wry laughter and the laughter of despair of the fourth paper can both carry very heavy costs, but their layers differ. Wry laughter is at 14DD: the purpose is still operating, and one still stands within it, only seeing its cost as a remainder. The laughter of despair is at 15DD by the fourth paper’s definition: the subject is convinced that no option whatever remains, a grasp that claims to have no remainder, and sees that he is, astonishingly, still searching. Readers may also read Su Shi’s lines toward the laughter of despair; the paper takes only the side of the construct of purpose, and leaves the other side to the fourth paper.
Holding It Back
The seeing grid’s cell “I see, the other doesn’t” holds several laughs: sly laughter, teasing, derision, the laughter of love. Their judgment is the same: his construct still has such a remainder, and he has not seen it yet. What differs is the action around the judgment, what one does with the gap. The paper sorts them by the manner of pointing.
Sly laughter is able to point, yet does not. It is not sudden but persistent, because it waits for the moment the other finds the remainder. There is a story about Nasreddin, known to Chinese readers as Afanti. He borrowed a pot from his neighbour, and when he returned it he added a small pot, saying the pot had given birth; the neighbour gladly accepted. Next time he borrowed the pot and did not return it, saying it had died. When the neighbour asked how a pot could die, he replied: if you believed it could give birth, why not believe it could die? From the first return onward Nasreddin saw that the neighbour’s construct, believing anything when there is a bargain to be had, still had such a remainder; he held it back and waited; the story ends with him spelling it out himself. Once it is spelled out, whether the neighbour is embarrassed or laughs too, the story does not say.
“The slyness of sly laughter lies not in the laugh but in holding back.” Holding back is an action, and what it is for decides which way the laugh goes: to watch the other get stuck, and it slides toward derision; to let the other chisel it out himself, and it comes close to what SAE’s education paper calls cultivation: not blocking, letting the subject chisel for itself. “A teacher holding back an answer and a prankster holding back the trick may make exactly the same judgment, yet the actions differ.”
Recorded in three columns, the layers come apart too. The judgment of sly laughter, “I see, he does not,” requires representing the other’s present not-knowing as another subject’s state, so it is at 13DD at the earliest, for reasons of structure, not of age; before that, the giggle in hide-and-seek is a tendency of the sly-laughter structure. Holding back, as an action, has a purpose that can be spoken of, and so is discussed here; but the purpose of the action does not fix the layer of that laugh’s judgment.
Pointing with a Laugh, Never Saying It All
Teasing points with the laugh itself. Diogenes brought a plucked chicken into Plato’s lecture room and said: here is Plato’s man. The source does not record him laughing; on the paper’s reading he points with the plucked chicken at the remainder of the definition “featherless biped.” According to Diogenes Laertius, “having broad nails” was then added to the definition; the text uses the passive voice and does not say who added it. The end point of this case is absorption: the remainder is taken into the repaired construct. The story of Foyin and Su Shi, “unmoved by the eight winds, yet blown across the river by a single fart,” is often told as teasing; but Su Shi’s reaction differs from version to version, mortified in some, roaring with laughter in others. One must first choose the version and then walk the three tests, not settle it by the single consequence of whether he was angry or laughed.
Teasing can wake someone up, and can even have the effect of cultivation: it does not hand over the answer, it only points with a laugh, leaving the step of seeing to the other. But this is only a possibility; it depends on whether the other can decline to laugh and correct it without being punished.
The laughter of love has the same structure as sly laughter: I love you, and you know it, but you do not yet know that I love you that much. What has been registered is “love”; what has not is “that much.” The formula’s “such a remainder” lands here on the words “that much.” The difference is the manner of pointing: “sly laughter could say it and does not; the laughter of love says it and still cannot say it all.”
In the children’s book Guess How Much I Love You, the little hare shows again and again, with gestures, how much he loves, and every time the big hare says it out loud and reaches a little further. The book does write laughter: the little hare laughs as he speaks, the big hare answers smiling, and at the end the big hare whispers with a smile. On the paper’s reading, each time the big hare speaks, the little hare’s measure gains another remainder; saying it does not exhaust the “that much.” That the book writes laughter does not certify the layer of the laugh.
Which layer the laughter of love falls in depends first on which kind of love it is. SAE’s psychoanalysis series distinguishes: “I do things for you” is 14DD investment; “I confirm you are an independent end” is 15DD. The determination has to check the operation of this laugh, not rely on the word “love.” Nor is the laughter of love exempt from testing because it cannot be said in full: “Sooner or later you’ll understand how much I love you” can also become a reason for not letting the other disagree.
Off to a Good Start
In “Humour,” Freud gives an example: a prisoner being led to the gallows on a Monday remarks, “Well, this week is off to a good start.” His explanation is that humour saves the expenditure of emotion the situation would otherwise have called for; the superego comforts the frightened ego as an adult comforts a child, as if to say: look, this world that seems so dangerous is only a children’s game, fit to be joked about. Humour thereby rejects the demands of reality.
Which line does this superego belong to? SAE’s psychoanalysis series splits Freud’s superego in two: the Ego-Ideal line goes to 14DD, the punitive-conscience line is reassigned. Whether the kindly, consoling superego of “Humour” is the benign superego the post-Freudian literature discusses, the paper does not decide. It consoles, yet does not set out “what I should become.” The paper registers it as not yet mapped, and meanwhile does not fix the layer of the laugh by the word “superego.”
Three columns, on the paper’s reading. The relation judged: the construct used in “this week is off to a good start” is the plans for and expectations of a week; the remainder is that this week is not going to happen. He says the remainder in the grammar of the very construct, so both are in view. The laugher’s layer: undetermined. The action: he made a joke. Freud differs from the series in two places. For him the danger is shrunk and the demands of reality are rejected, close to Kant’s nothing; for the series construct and remainder are both in view, and the danger is still a danger. And his structure looks down: the superego stands above and consoles the ego.
So gallows humour has two possible places. If the prisoner at that moment stands within his own purpose, the week’s plans still his, and speaks the remainder of the week’s construct, the laugh neighbours wry laughter and is at 14DD. If he has discovered that he is, astonishingly, still thinking in terms of “a week,” still searching within a grasp that claims there is nothing left, and the fourth paper’s conditions are met, it falls toward the laughter of despair; if what he sees is a futile self, it is close to the self-mockery of 13DD. The text gives too little to decide, and the paper keeps both open.
At 14DD one’s own purpose enters the construct laughed at. The truth and basis of the judgment, and the consequences of the action of using laughter, are to be examined separately; nor is the laugher’s layer derived from the name of the laugh or from its use. Su Shi’s three place-names are still there, each distinct and countable, and so is his question about his life’s work. At 15DD laughter stands within non dubito. That is the next essay.
两种笑
查榜的人还绷着,找到自己的名字,看见“录取”两个字,笑出声来。苏轼晚年自题画像:「心似已灰之木,身如不系之舟。问汝平生功业,黄州惠州儋州。」三个地名,是他的三处贬所。原诗没有写笑;从中读出一笑,是笑论第三篇的读法。
这两种笑,一乐一苦,有一处相同:所笑之构是笑者自己的目的。这是 14DD。SAE 精神分析系列把它定为 self-with-purpose,即有方向的自我,取自弗洛伊德超我中的 Ego-Ideal 一线,“我应当成为什么”;惩罚性良知一线被改判为 13DD 的病理形态,或 14DD 的殖民残余。14DD 的桥是有限性:知道自己会结束,却仍然行动,行动就需要理由,目的由此涌现。它的余项是:我不是唯一的目的,他者也是目的。
13DD 的笑有了主人;14DD 的笑,自己的目的进入了所笑之构。进入的方式有两种。目的可以就是那个构:我为之用力的那件事、我一生的功业,本身被看出还有这么一个余项,得意之笑与苦笑属这一种。目的也可以进入比较:我拿别人来与自己比较,自我抬高进入了所笑之构,比较之笑与嘲笑属这一种。另有一件常被混进来的事:用笑做事,即围绕一笑的行动,扣住不说,当众指出,讽刺,捉弄。行动有目的,但行动的目的不等于所笑之构里有我的目的。
所以论文逐例分记三栏:本次所判的关系,即构与余项;笑者此刻的运作,即站在哪一层;围绕笑的行动。三栏不互相代填。这背后有一个必须先立住的区分:笑作为判断,与用笑做事,是两件事。前者是“构还有这么一个余项”这一事件,它不由分说;后者是围绕这一判断的行动,可以被评价为涵育或凿削。把两者分开有两个好处。不必因为某个笑被用来伤人,就否认那一笑是真的判断,嘲笑者往往确实看见了一个余项。也不必因为某个笑是真的判断,就替它所做的事辩护。以后果逼人在某处笑,就替人认领判断而言是殖民;「殖民的是行动,不是判断。」
已经成了
霍布斯在《利维坦》第六章说,突然的荣耀是造成笑这种面相的激情;它的起因,或是自己某个突发的、让自己满意的举动,或是看见别人身上某种缺陷,与之比较,从而突然称许自己。笑的优越论常被归到霍布斯名下,但他给的其实是两个原因,第一个不必借与另一个人的缺陷作比较。论文把两因分别读作得意之笑与比较之笑。二者都在 14DD,分别在目的进入的方式。
先看得意之笑实际怎么起来。查榜时还绷着,看见“录取”,笑出声来。冲线的那一刻,运动员浑身还在发力,比赛已经赢了。两处结构相同。构是一个还在用力、尚未成的框:身体绷着,心还在“还没”里。余项是“已经成了”。框里只有“还没”的位置,没有“已经”的位置,所以“已经成了”正是它此刻没收进去的那一点。注意力落在“已经”上,于是笑;若停在“刚才差点不成”上,出来的是后怕。
落差在这里把门:「只有框还绷着的时候事情成了,才有这一笑。」成功若是一步步来的,人早已看见它来,框先松了,到时候是满足,不是这一笑。所以不是凡成事皆笑。得意之笑有乐,乐在目的达成。可这份乐是跟来的情感,笑是那一下不得不,两者在那一刻碰在一起,但不是一回事。苦笑的苦也是情感。所以得意与苦笑是 14DD 的一对:构都是我的目的,余项一边是“已经成了”,一边是代价和它把人带去的地方,跟来的情感一乐一苦。
这里的目的,是“我应当成为什么”一线的目的。意图不是目的:一时的意图忽然达成而引起的笑,不在这里,常是第二篇所说的一人之内的突然。它与第四篇会心之笑的分界,在这一笑所判的是什么:得意之笑判的是我的成事;会心之笑判的是我的旧把握还有他所站的那个位置,并且让那位置仍是他的。喜悦本身不改判层。
“我可不会这么蠢”
霍布斯的第二因,是看见别人的缺陷,与之比较,突然称许自己。这里,所笑之构是别人的,余项是别人的缺陷;但我自己的目的也进来了:我拿他来量自己,并在量的那一刻抬高了自己。比较之笑与第二篇的旁观之笑,同在看见格“我看见、他没看见”一格,区别在于比较是否进入。读刻舟求剑的人,可以只是看见楚人困在构里而笑,这是旁观;若笑的时候心里说“我可不会这么蠢”,自己的目的便进来了,这是比较。
霍布斯并没有赞美比较之笑。他在同一章说,多笑别人的缺陷是怯懦的标志;大心灵的本分之一,是帮助别人免于嘲笑,只与最有能力的人比较。这一提醒正好通向嘲笑。
嘲笑是比较之笑的一种:我看见对方之构的余项,笑的却是对方这个人;我自己的构被默认豁免,好像我没有余项;终点往往是对方的难堪。它包含一个判断,也包含一个行动:判断是“他的构还有这么一个余项”,行动是把这一判断当众加在他身上,并让自己站在构之外。叔本华描述过嘲笑:向那个被挫败的对手宣告,他原先的想法与实际有多么不合。这一描述抓住了嘲笑常见的终点:对方被挫败。
14DD 的余项是“他者也是目的”,嘲笑恰恰没有通过这一检验:「在嘲笑里,对方被用作我自我抬高的材料,他的构被当作我的余兴,他的难堪被当作我的收获。」目的若只能靠否认他者的独立性来维持,它就在结构上停留在 14DD,甚至朝着强行闭合走去。嘲笑由此可以滑向凿削:笑的对象从构滑到了人。这里还有一个二阶的结构。嘲笑者默认自己的构没有余项,这恰好是他所嘲笑的那种姿态:把一个构当成没有余项的。所以嘲笑者本身常常成为下一次笑的对象。
三条检验
嘲笑与揶揄,都是以笑去指别人之构的余项,两者不能仅凭笑者的初心来分。笑论给出的是三条检验,而不是一条判据。笑的是构还是人:揶揄笑构,嘲笑笑人。是否豁免自己:揶揄常把自己也算进去,“我当年也这样”;嘲笑默认自己没有余项。对方能否不笑、能否纠正而不受罚:这一条最要紧。对方若无从不同意,无论笑者心里怎么想,空间都没有留下。
终点可以重叠:一次揶揄可以同时让对方难堪、让对方也笑出来、让对方修补了自己的构。终点只是检验的一个方面,不独自判决涵育还是凿削;三条检验要回到具体的施用上逐条走。
论文拿一个难判的例来走这三条。《世说新语·言语》记:孔融十岁时随父到洛阳,太中大夫陈韪对人说:「小时了了,大未必佳。」孔融应声答:「想君小时,必当了了。」「韪大踧踖」,即陈韪大为窘迫。
先分主词。原文记的是孔融的一句话和陈韪的窘迫,没有记谁笑了;孔融说的是言语,不是笑,笑的是读者。孔融那一句,是把对方的构反施其身:陈韪拿来说孩子的那条规则,原来也有这么一个余项,就是他自己。笑的是构还是人:指的是规则,落点却在人,两面都有。是否豁免自己:看不出来。对方能否不笑、能否纠正而不受罚:陈韪是太中大夫,孔融是十岁的孩子,但就本段不足以判定哪一方会因反驳受罚,原文也没有写陈韪被压住不能回话。三条走下来,判不出嘲笑。终点落在难堪上,但终点不独判。
读者那一笑另记。它所判的,是这条规则还有这么一个余项,就是说规则的人自己。只看见规则转回到说的人身上,是旁观;若乐在陈韪的窘迫、心里抬高了自己,自己的目的便进来了,同样要逐条走。这一例留作难判的例,用处正在这里:它「说明聪明的一句话,不能凭它的后果定性」。
黄州惠州儋州
苦笑的构,是自己的目的,即“我应当成为什么”一线上的计划、事业、一生的抱负。它还有这么一个余项:为它付出的代价,或者它把人带去的、意料之外的地方。笑者此刻仍站在这个目的里,人仍认它是自己的;余项也在眼前,而且代价不小。注意力落在余项上,于是笑;若落在目的的失去上,便是哭。苦来自代价,笑来自聚焦。总论说,代价分的是笑的种类,不分笑与哭;苦笑正是这句话的例子。
回到苏轼。“平生功业”是一个目的之构,一个士大夫一生所为之用力的东西。问到它,答出来的却是三处贬所。这三个地名,是这个构的余项:功业之构没有收尽的,正是它把人带去的地方。按论文所选的读法,他仍然问“平生功业”,也就仍然认它;提问这一事实本身,不排除他回看的是一个已经放下的构。余项也在,三处贬所历历可数。这两句诗的力量,在于注意力没有停在功业的失去上,而是落在“黄州惠州儋州”这一串余项上,并把它们当作功业本身答了出来。代价极重,仍然是笑。
叔本华也谈过苦笑:一个人坚信不疑的期待被揭穿时,他自己发出的那种笑。这与论文相合,只是叔本华的读法仍是胜负:期待输给了现实。论文的读法是,期待仍被认作自己的,揭穿它的那一点与它同在眼前,笑不判胜负。
苦笑与第四篇的绝望之笑,代价都可以很重,层位却不同。苦笑在 14DD:目的仍在运作,人仍然站在自己的目的里,只是把它的代价看作余项。绝望之笑按第四篇的界定在 15DD:主体认定此刻已没有任何选择,这份把握自称已经没有余项,人却看见自己居然还在寻找。苏轼这两句诗,读者也可以读向绝望之笑;论文只取它目的之构的一面,另一面留给第四篇。
扣住不说
看见格里“我看见、对方没看见”一格,装着几种笑:坏笑、揶揄、嘲笑、爱之笑。它们的判断相同,都是“他的构还有这么一个余项,他还没看见”;不同的是围绕这一判断的行动,即怎样对待那个落差。论文按“指”的方式把它们分开。
坏笑是能指而不指。它不是突然的,而是持续的,因为它在等对面何时发现那个余项。纳斯尔丁(中国读者熟悉的阿凡提)有一则故事:他向邻居借了一口锅,还的时候多还了一口小锅,说锅生了孩子;邻居欢喜收下。下回他又借锅,却不还了,说锅死了。邻居说锅怎么会死,他答:你既然信它会生,怎么不信它会死。纳斯尔丁从第一次还锅起就看见了邻居的构,贪便宜时什么都信,还有这么一个余项;他一直扣着不说,等着;故事的收尾是他自己说破。说破之后,邻居是难堪,还是也笑出来,故事没有写。
「坏笑之“坏”不在笑,而在扣住不说。」扣住是一个行动,它为了什么,决定了这一笑往哪边走:为了看对方卡住,滑向嘲笑;为了让对方自己凿出来,接近 SAE 教育篇所说的涵育,即不挡,让主体自己凿。「老师扣住答案,与捉弄者扣住机关,判断可以完全相同,行动却不同。」
三栏一分,层位也就分开了。坏笑之判,即“我看见、他没看见”,要求把对方此刻的不知道当作另一个主体的状态来表象,所以最早在 13DD,理由在结构,不在年龄;在此之前,捉迷藏的咯咯笑是坏笑结构的趋向。“扣住不说”作为行动,有了目的可言,在这一篇讨论;但这一行动的目的,不替那一笑之判定层。
以笑去指,说不尽
揶揄是用笑本身去指。第欧根尼把一只拔光了毛的鸡拿进柏拉图的讲堂,说:这就是柏拉图的人。原文没有记他笑;按论文的读法,他以拔了毛的鸡去指,指出“无羽两足”这一定义还有这么一个余项。据第欧根尼·拉尔修的记载,定义随后被添上了“有宽平的指甲”,原文用的是被动态,没有说是谁添的。这一例的终点是吸纳:余项被收进了修补过的构。佛印与苏轼“八风吹不动,一屁打过江”的故事,也常被当作揶揄的例子;但各个版本里苏轼的反应不一,有羞恼的,有大笑的。须先选定版本,再按三条检验逐条判,不由他羞恼还是大笑这一个后果定。
揶揄能有点醒的作用,甚至涵育的效果:它不把答案递过去,只用笑指一下,看见的那一步留给对方自己。但这只是可能,须看对方能否不笑、能否纠正而不受罚。
爱之笑与坏笑同构:我爱你,你知道,但你还不知道我有那么爱你。已经登记的是“爱”,还没登记的是“那么”;公式里的“这么一个余项”,在这里落在“那么”二字上。差别在指法:「坏笑能说而不说;爱之笑说了也说不尽。」
童书《猜猜我有多爱你》里,小兔子一次次比划自己有多爱,大兔子每一次都说出来,而且总能多出一截。原书写到了笑:小兔子笑着说,大兔子笑着回答,结尾大兔子带着微笑低语。按论文的读法,大兔子每说一次,小兔子的量度就又有了一个余项;说出来并没有把“那么”说尽。原书写了笑,并不替这一笑认证层位。
爱之笑落在哪一层,要先问是哪一种爱。SAE 精神分析系列区分:“我为你做事”属 14DD 的投注;“确认你是一个独立的目的”属 15DD。这一判定须核本次笑的运作,不靠“爱”这个名字。爱之笑也不因说不尽而免于检验:“你迟早会明白我有多爱你”,也可以成为不许对方异议的理由。
开了个好头
弗洛伊德在《论幽默》里举过一个例子:一个犯人在星期一被押赴绞架,他说:“嗯,这个星期开了个好头。”他的解释是:幽默节省了本该耗费的情感;超我像大人对孩子那样安慰受惊的自我,仿佛在说,看,这个看起来如此危险的世界,不过是孩子的一场游戏,拿它开个玩笑就是了。幽默由此拒斥了现实的要求。
这个超我属哪一线?SAE 精神分析系列把弗洛伊德的超我拆成两线:Ego-Ideal 一线归 14DD,惩罚性良知一线另作改判。《论幽默》里这个慈和、安慰的超我,是否就是后弗洛伊德文献所讨论的温和超我,论文不定。它安慰,却不设定“我应当成为什么”。论文把它登记为尚未映射,登记期间,不凭“超我”这个名字给这一笑定层。
按论文的读法分三栏。所判的关系:“这个星期开了个好头”所用的构,是对一周的安排与期许,余项是:这一周不会有了。他把余项放进了这个构的语法里说出来,构与余项同在眼前。笑者之层:未定。行动:他说出了一句玩笑。弗洛伊德与笑论有两处不同。在他那里,危险被缩小,现实的要求被拒斥,近于康德的落空为无;笑论这边,构与余项都在眼前,危险也仍是危险。他的结构又是俯视的:超我站在上面安慰自我。
所以绞刑架幽默在笑论里有两种可能的位置。若犯人在那一刻站在自己的目的里,一周的安排仍是他的,他把这一周之构的余项说了出来,这一笑与苦笑相邻,在 14DD。若他是发现自己居然还在用“一个星期”来想事情,在一份自称已经没有了的把握里还在寻找,且合于第四篇的条件,那它就落向绝望之笑;他若看见的是一个徒劳的自己,则近于 13DD 的自嘲。原文给的信息不足以裁定,论文两存之。
到 14DD,自己的目的进入了所笑之构。这一判的真假与依据,和用笑这一行动的后果,要分开来审;笑者之层,也不由笑名与用途推出。苏轼的三个地名仍在,历历可数,他那一问“平生功业”也仍在。到 15DD,笑站在不疑里。那是下一篇的事。
Academic original: Qin, Han (2026). Purpose Enters the Construct Laughed At (SAE Laughter, III). self-as-an-end.net ↗ · DOI: 10.5281/zenodo.23287629
学术原文:Qin, Han (2026). 目的进入所笑之构(SAE 笑论·三)。self-as-an-end.net ↗ · DOI: 10.5281/zenodo.23287629