Before We Look at Each Other
相视之前
Two Laughs
Consider two laughs. The first comes at a dead end. Someone has tried everything that could be tried; the last road has closed; he sits down and tells himself: there is nothing left. A while later he notices that he is still thinking, still looking around, still running some matter through his head in another way. He laughs.
The second comes very late. My father used to say, “To be safe and well is a blessing,” and as a boy I nodded when I heard it. Once I had things of my own that I was afraid to lose, one day I suddenly understood, and gave a little laugh. This one is a constructed case from the fourth paper of the Laughter Series.
The first, if it meets the four conditions set out below, is what the paper calls the laughter of despair; the second is the knowing smile. Both are at 15DD. SAE’s Methodological Overview, §1.7, defines 15DD as non dubito: “Not only I am an end.” It acknowledges that the other, too, is an end in itself; but the acknowledgment is unidirectional: “I acknowledge you, but you have not chiseled me back.” Its revision note states that 15DD is one subject’s not doubting that the other is an end in itself, a cut this subject itself makes, not a norm holding horizontally between subjects.
SAE’s Psychoanalysis IV develops this layer in terms of psychic structure and calls it Cert, written as two components: non dubito about one’s own purpose, plus the unidirectional confirmation of others as independent ends. “Non dubito is not firm belief; a firm belief may be a delusion.” It is not “I have no doubts” but rather: “doubts are present, remainders are present, the construct’s gaps are present, yet I do not doubt.” “Impossible to complete, yet possible to be certain.” The two components cannot be separated: a “non dubito” that can be maintained only by denying the other’s independence is not non dubito but forced closure of the construct.
Psychoanalysis IV also gives four minimum criteria that distinguish non dubito from delusional conviction, stubborn fixation and colonized mission-zeal. It survives repeated remainder-impacts without withdrawing, but sustains itself by acknowledging the remainder, not by blocking feedback or refusing questions. It allows the other’s direction not to serve my direction. It is certain about the direction and keeps an ordinary uncertainty about specific outcomes. It does not withdraw before costs, but not through self-coercion: the costs are there, yet no extra effort is needed to “persevere.” Both laughs below have to be checked against these four.
Nothing Left
The paper’s definition: “when the subject is convinced that at this moment no choice whatever remains, he discovers, unexpectedly, that he is still searching after all.” It has little to do with whether there really is a way out. The construct laughed at is the subject’s present grasp of his own situation: “there is nothing left.” What this grasp says is precisely “there is no remainder here”: “it takes the list of ways out for the whole of the situation.” What laughter sees is that it still has such a remainder: the self that is still searching, the one still thinking, still trying, still looking.
Three things must be kept apart: the set of ways out, the grasp of the situation, and the seeker. “No choice whatever,” taken as a judgment about ways out, may at this moment be right or wrong; its validity is judged separately. What laughter sees is not a way out but the seeker, whom that grasp failed to take in. “Still” hangs on the construct, in the senses of presence and being in use: at this moment he is still convinced there is nothing left, the grasp is still before him, and he still views his situation by it. The construct is not overturned by the laugh, nor is the seeker erased; no one loses.
So the laughter of despair is the limiting case of the formula. “That every construct has a remainder is, elsewhere, a general proposition; here it is seen on the spot, on a grasp that claims to have taken in everything.”
Nor is the laughter of despair finding a way out. It is common enough, after the laugh, suddenly to find there is a way after all; but that comes after the laugh and does not reach back to change what the laugh was. A person may save himself, may make peace with the situation, or nothing at all may happen; all of this comes after the laugh and is not its content. In the same situation, when attention lands on “there is nothing left,” one weeps; when it lands on “still searching, after all,” one laughs. The two often alternate, and can accompany each other; the laughter of despair does not deny that bout of weeping.
After All
“Unexpected” is not a figure of speech. On the Overview’s seeing grid, this is a laugh of suddenness within one person: the I of a moment ago, standing inside “there is nothing left,” did not see that it was still searching; now it sees, and the gap closes in an instant. If it were not a discovery but a decision, “I will keep on searching,” that would be will, not laughter.
“Unexpected” carries a further weight. If the searching were held up by gritted teeth and willpower, one would have known all along that one was searching, and there could be no “still searching, after all.” That the searching is discovered rather than decided suggests it is not held up by will: “the direction is moving on its own, with no one pushing it.” So the paper takes “unexpected discovery” as the marker that this direction is not held up by gritting one’s teeth. What it addresses is the original object of the fourth criterion of non dubito: how the direction is maintained.
But it is only a marker, and is not certified by the feeling of unexpectedness itself. Gritting one’s teeth needs a marker of its own; it cannot be inferred backwards from whether there was a jolt. The paper asks two questions. Was the searching discovered, or watched over and pushed by will all along? That is answered from what the person said and did beforehand. At that moment, did the share of attention resting on the seeker need extra effort to hold it up? That serves only as corroboration, for one can look without effort at something itself held up by gritted teeth. Attention can also be mixed: at one moment one share may grit its teeth while another looks. If someone sees only afterwards that his searching through those days had been held up by gritted teeth all along, then even if he laughed at that moment, it was not the laughter of despair in the paper’s sense, and is recorded by where he stood at that moment.
A Futile Self, One’s Own Direction
In the same impasse, someone at 13DD can also laugh at himself: “Look at me: I know there’s no way out, and I’m still searching.” The construct of this laugh is “I know there is no way out,” and its remainder is “still searching,” the same structure as the laughter of despair. It is the self-mockery of 13DD. The difference lies not in the construct but in what the seeker is seen as. The seeker that self-mockery sees is a ridiculous, futile self; the seeker that the laughter of despair sees is one’s own direction. Same structure, same remainder, different layer, because what activates a layer is what is faced at that moment, not the construct laughed at.
The paper defines the laughter of despair by four conditions: the seeker is seen as one’s own direction; this direction is not held up by gritting one’s teeth, with “unexpected discovery” as its marker, a marker that must be checked separately; it is open to the future self and does not require it to make good on today’s direction; this direction does not require others to submit to it. All four are features of non dubito, so under this definition the laughter of despair is at 15DD. When the four are not met, the laughter of despair in the paper’s sense does not occur, and there is no question of its “dropping to some layer”; any other laugh in the same situation is another laugh, recorded by its own standing.
Here the paper is candid: “exclusivity is carried by this definition, not derived from within a laugh.” Imagine a person whose direction itself must be sustained by others’ submission. He too, in an impasse, may discover unexpectedly that he is still searching, see the searching as his own direction, not grit his teeth, and be open to his future self. Judged by that moment alone, he is indistinguishable from the laughter of despair. The fourth condition is what keeps such a case out: the fault lies in the very direction he takes as his own. This exclusion can rest only on the definition, not on how that moment looks.
What can be tested is whether other standings can see the seeker this way. 13DD can see itself reflexively but has no direction of its own, so there is no question of its seeing the seeker as its own direction; what it sees is mostly a trapped, futile self, either in self-mockery or sinking into “the more you observe, the more anxious you become.” At 14DD the self is grasped through purpose; once the subject is convinced there is no way, purpose can hardly operate, and to keep the direction it will mostly have to be held up by will, which fails the second condition. A 14DD purpose can be very firm, but firmness is not the same as not relying on self-coercion; wry laughter is possible because purpose is still operating. The non dubito of 15DD keeps its direction without extra effort, while allowing the future self to change course or stop, and without requiring others to submit. The paper also states when this would have to be narrowed: in both of its falsification conditions the antecedent must be judged from words and deeds outside the laugh, not inferred backwards from whether the laugh occurred.
What is laughed at is the 13DD subject’s grasp of his situation, yet the one who judges stands at 15DD. Counted by the layer of the construct laughed at, it would fall back to 13DD, which does not fit its structure; this is exactly why the Overview holds that a laugh goes with the one who laughs. The laughter of despair does not revoke subjecthood: the 13DD subject is still there, still convinced there is no way forward; what changes is the position from which one looks, from being trapped in that conviction to seeing the one trapped in it and still searching.
The paper gives one example, as illustration only. Reportedly, as Jin Shengtan faced execution, he was still telling people that two particular ordinary foods, chewed together, have a flavour all their own. The versions differ on which two foods he named, and the paper takes only the structure. At the execution ground there was no choice; yet he was still tasting, still discovering, still telling others what he had discovered, which is to say still searching. If what his laugh saw at that moment was the self still savouring the world, and the four conditions are met, that is the laughter of despair in the paper’s sense: the cost is his life, and the remainder is the self still searching. A legend cannot supply the standing the four conditions require; what a reader can draw from it is only the structure, and a witticism at the execution ground does not by itself certify 15DD.
The Future Self
The definition of 15DD itself contains an other: one does not doubt that the other is an end, unidirectionally. When the laughter of despair occurs there is often no one else around; who is its other? The paper’s answer: the future self. It notes that this is the series’ extended reading: the other of the Methodological Overview, §1.7, has “I acknowledge you” as its example, and means another person; the series extends it to the future self. The other of the knowing smile is another person and falls directly under the definition; the other of the laughter of despair falls here by this extension.
What is seen at this moment is that I am still searching; “this act of looking is the present I opening itself to the future self.” The future self may carry on along today’s searching, or change course, or stop; it need not prove itself by making good on today’s direction. I do not decide for it, nor do I require it to line up with the I of today.
The tense must be kept. What is seen at this moment is only “I am still searching,” in the present tense; “the confirmation of the future self is an opening toward it, not a prescription for it.” Expectation and demand must be kept apart. “I believe my future self will certainly find it” is an estimate of the outcome, an overconfident one, checked separately; only if one goes further and demands that the future self make good on that outcome is it a prescription imposed on another. The paper sets a pressure case: someone notices that he is still searching, without having forced himself to notice, yet demands that his future self complete today’s direction. He has made a demand on the future self and cannot laugh the laughter of despair in the paper’s sense; if he still laughs, it may be self-mockery, seeing a self bound never to make good, or something like wry laughter, checked separately by his standing.
Matched criterion by criterion: the remainder-impact is the conviction “there is nothing left” itself; the subject admits there is nothing, does not pretend to a way out, yet the direction is not withdrawn. Toward others, the direction requires no submission; toward the future self, changing course or stopping need not make good on today. Certain about the direction, uncertain about the outcome: he is convinced there is nothing left, yet has not stopped looking, thinking, trying, and does not say “I will certainly find it.” And the searching is not held up by gritted teeth. The paper also notes that Psychoanalysis IV discusses neither laughter nor the future self; it only borrows those four criteria to test one claim of the Laughter Series, and extends nothing on that paper’s behalf.
Founding Nothing, Looking Down on No One
The laughter of despair shares a structure of discovery with Descartes’ cogito: Descartes, doubting everything, discovered the self that was doing the doubting; the laughter of despair, convinced that no choice remains, discovers the self that is doing the searching. In both, from inside a situation that seemed sealed shut, something within it is seen to be still operating. The divergence must be stated precisely. Having made sure that I am, for as long as I am thinking, Descartes did not stop; he went on to ask what I am, and rebuilt knowledge on this certain point. The boundary is not whether questioning continues after certainty, but use: Descartes uses the certain point as the foundation of a reconstruction and derives a thinking thing; the laughter of despair founds nothing on the laugh, derives no substance and rebuilds nothing; it only sees that the searching is still there. “The searching is itself a construct and has its remainders too”; the future self may change course or stop.
Freud’s gallows humour was kept open between two places in the third essay; here only its difference from the laughter of despair matters. In Freud, the superego comforts the frightened ego as an adult comforts a child, viewing the world as a child’s game, so that the danger is made small and the claims of reality are repudiated; on this point the original is explicit, the consolation is genuine, and the paper does not soften it on his behalf. The laughter of despair does not shrink the situation: the subject is still convinced, at this moment, that there is nothing left, and the grasp is still before him. The structure differs too: the superego comforts the present ego from above; in the laughter of despair there is no party looking down; the present I opens toward the future self, and that self is not above but ahead.
Schopenhauer sets humour against irony: irony is jest hidden behind seriousness, humour is seriousness hidden behind jest; it springs from a subjective, earnest and lofty mood that comes, against its will, into conflict with a commonplace external world, a world it cannot escape and will not yield to. This comes close to the laughter of despair. The paper’s distinction: Schopenhauer describes a lasting conflict between a mood and the world; the laughter of despair describes a suddenness, the seeker seen on a construct that claims to have no remainder. The two can alternate in one person, and may even be two descriptions of one laugh; the paper does not judge them exclusive on the strength of a difference in wording.
Plessner, in Laughing and Crying, as the paper has it from memory and secondhand accounts, regards laughing and weeping as responses in which the body takes over, in boundary situations where a person can no longer answer by action or speech. He shares one observation with the series: laughing and weeping occur in the same kind of boundary situation. The paper turns the disagreement into a question still to be checked: which capacity for response does the body take over, and does that exclude judgment? The series’ claim is that the failure of response by action and speech, and the loss of bodily control, are not logically exclusive of judgment still going on within. Until the original has been read, the paper does not use this comparison to decide who wins.
In Beckett’s novel Watt the character Arsene has a monologue on laughter that distinguishes three laughs: the bitter laugh, at what is not good, the ethical laugh; the hollow laugh, at what is not true, the intellectual laugh; and the mirthless laugh, at what is unhappy, which he calls the dianoetic laugh and ranks highest, a laugh that laughs at the laugh itself. The paper gives this from memory and secondhand accounts, the original still to be checked. The series leaves the word “mirthless” to Beckett’s own sense and borrows it for none of its own laughs: Beckett’s mirthless laugh laughs at unhappiness itself; the laughter of despair laughs not at unhappiness but at the self still searching within it. A reflexivity that steps back layer upon layer is, by the series’ account, already present at 13DD; the laughter of despair does not step back but looks forward.
So This Is What He Meant
Back to “To be safe and well is a blessing.” The paper’s definition: the knowing smile is “having understood what another has been saying all along, I finally arrive at the place he had spoken of long before, in words I had heard but not understood”; I arrive, and I let that place remain his. Not doubting that every subject who reaches this point, earlier or later, would see it this way is how this shows itself in a laugh.
Taken apart by the formula. The construct is my old grasp of the saying: heard long ago, repeatable, not understood. The remainder is what the old grasp failed to take in: “It is not merely the content of the words; it is the place where he stood when he said them.” The gap is sudden within one person, once heard and not understood, now arrived at; between persons it is persistent, for he has long been standing there. “Still” is presence: the old grasp can still be looked back on at this moment. Whether the original words hold and whether the old grasp was correct are checked separately, and the former is not used to vouch for the latter.
On the seeing grid, the knowing smile can be a crossing from one cell to another: he has long been in the row “the other sees,” and only now do I cross from “I do not see” to “I see.” But the crossing alone is not enough: “getting a friend’s joke five seconds late is the same kind of crossing.” The Chinese name of the knowing smile speaks of meeting another’s heart; in the series it further requires a layer of non dubito.
Psychoanalysis IV distinguishes three postures toward the other: “I understand you” is the empathy of 13DD; “I do things for you” is the investment of 14DD; only “I confirm you are an independent end” is 15DD. If the knowing smile had only understanding, understanding his words and knowing too that he walked there himself, all this together could still be mere understanding: knowing is a cognitive grasp, not yet a posture toward him. The further layer of the knowing smile is this: the place seen is one that those who arrive have each walked to; it belongs to their own lives and is not a road laid for me; “I let it remain theirs: I do not co-opt it as my achievement, do not put it to use, and do not need anyone to turn back and acknowledge that I have arrived.” This is where “not doubting that the other is an end” lands in this laugh.
The constructed case lands here. The saying still has such a remainder: the fear beneath the words. “That fear belonged to his whole life; it is not a maxim to be judged right or wrong.” Anyone who reaches this point, who has come to understand the saying through having things he fears to lose, would see it this way; my father had long been there. I do not use that fear to prove that I have understood at last, nor do I finish telling that life on his behalf; it remains his. The remainder is concrete, not a general proposition such as “truth always has something left unexhausted”; it can be said, and it can be pointed out to others.
This non dubito about “whoever arrives here” covers only those who have reached this point. Those who have not arrived are not included, my own former self among them, who heard but did not understand; so it makes no demand on anyone. It must be kept apart from Kant: Kant imputes agreement to everyone (§8) and says everyone ought to agree (§19); the knowing smile holds its non dubito only toward subjects who have reached this point. It is non dubito, not prediction; it does not say they will certainly say the same thing; doubts are present, remainders are present, and it stays open to questioning.
“Mere arrival-laughter,” with understanding but without this layer of non dubito, can occur all the same; it is not called the knowing smile. The paper imagines a dominator who finally understands the other’s consistent refusal, and knows too that it was not said for his sake; he may even understand that the refusal is something the other walked to himself, and that anyone who walked to that point would see it this way. But he treats the understanding as usable intelligence and uses it to control the other; he does not let that place remain the other’s. “What he lacks is not one more proposition understood, but the not co-opting itself”; if he laughs, it is an instance of mere arrival-laughter.
The Raised Flower
What the knowing smile judges is not a gain of one’s own; this is its boundary with the laughter of triumph at 14DD. What it judges is: “So this is what he meant”; that place is one he walked to himself, and anyone who arrives here would see it this way. The emotions that come along can be of many kinds: gratitude, a sense of shame, joy; if the speaker is no longer living, a wistful sorrow. These are all emotions, which may or may not come, and they are not evidence. “Not delighting in gain” does not mean “mirthless” either; that word has been left to Beckett.
The Gateless Barrier, case 6, records that at the assembly on Vulture Peak the World-Honoured One held up a flower before the assembly; all were silent; only the Venerable Mahākāśyapa broke into a smile; and the World-Honoured One then said that he had the treasury of the true Dharma eye, and entrusted it to Mahākāśyapa. On the paper’s reading, this is a positive instance of the knowing smile. Holding up the flower is the World-Honoured One’s “saying.” The reading makes a further assumption, which the case does not supply on its own: Mahākāśyapa had long since heard the earlier teachings; the construct is his old grasp of them, and the remainder is the place where the World-Honoured One stood when he taught; at the moment the flower was held up, he arrived. As for the assembly, the original records only their silence, and the paper does not rewrite it as “not seeing.”
Mahākāśyapa’s breaking into a smile is his arriving where the World-Honoured One was; on the paper’s reading, the smile also lets that place remain the World-Honoured One’s, not doubting that whoever reaches this point would see it so. The smile is unidirectional: the original records only Mahākāśyapa’s smile, not that the World-Honoured One smiled, and nothing explicit about the two looking at each other and laughing. The transmission that follows, if read as a confirmation of Mahākāśyapa, is done in words, by handing on the Dharma, not by two people laughing at each other; whether it amounts to mutual non dubito belongs to 16DD, and the series does not judge it.
Chan has another often-quoted passage, from Qingyuan Weixin: “Thirty years ago, before I, this old monk, had studied Chan, I saw mountains as mountains and waters as waters. Later, when I had met a true teacher in person and found a way in, I saw mountains as not mountains and waters as not waters. Now that I have found a place of rest, as before I see mountains just as mountains and waters just as waters.” The original does not mention laughter, nor say what that teacher had said; what follows is the paper’s reading, not load-bearing. If there is a laugh, it comes in the third stage: “as before” means having walked for thirty years and arrived at the place heard of and pointed to back then. It is not the reversal of the second stage, “so mountains are not mountains after all,” but seeing that mountains are still mountains while knowing they are not only that. A place of rest is not a gain but a place where one can stop.
Immediately after the passage the original continues: “Great assembly: these three views, are they the same or different?” Weixin hands the three stages over to the assembly to question. This fits the openness to being questioned described in the Overview; the paper borrows it without making it load-bearing.
The knowing smile is often silent. In the Overview’s inner–outer grid, the cell “laughs inwardly, does not laugh outwardly” holds, besides suppressed laughter, knowing without showing. This is not laughter held down; the laugh simply has no need of expression. It lets the places of those who arrive remain theirs, does not doubt those who have arrived, yet requires no one to arrive; nor does it require the one who said the words to turn back and confirm me.
Looking at Each Other and Laughing
Two people laughing at the same point can be doing three different things. Laughing at the same thing: two subjects each judge and each laugh; each judgment is their own, each counted at the layer where each stands, within the scope. Tacit understanding: laughing at the same thing plus common knowledge, I know that you know and you know that I know; still each at their own layer. Looking at each other and laughing: mutual non dubito, each taking the other as an end; in laughter, I do not doubt that you will laugh, and you do not doubt that I will. That is 16DD, outside the scope.
What separates looking at each other and laughing from tacit understanding is precisely non dubito. “Mutual knowledge does not yield mutual non dubito.” Two children who bully another exchange a glance of tacit understanding over the child they are bullying, and burst out laughing; they each know, and perhaps each is sure the other will laugh. If this sureness can be sustained only by treating the one laughed at as material, then a “non dubito” maintained only by denying the other’s independence is not non dubito but forced closure; the glance belongs to the middle case, tacit understanding, probably each child’s own 14DD derision.
“Nor is non dubito prediction.” “He laughs every time” is a grasp of behaviour; the “will laugh” in looking at each other and laughing refers to inner laughter, the jolt of cannot-not, not to a movement. The jolt within another person cannot be lived through by me in his stead; the expression I see and the guesses I make do not claim it for him either. I can hear his report and let it correct my understanding; non dubito here means not letting my own expectation occupy that place, which is to say acknowledgment. So to say I do not doubt that you will laugh is to acknowledge that the jolt within you is yours. If you do not laugh outwardly, that does not touch it; if you say you did not laugh within, I take your word for it, and I do not judge that you failed to see. Not doubting a feeling that only the other can live through is acknowledging the other as the subject of that feeling; two people acknowledging each other in this way is how each taking the other as an end shows itself in laughter. The paper says plainly that linking this abstention from writing the other’s feeling in for him to the full relation of mutual ends is a claim of the series, and whether it suffices is still to be argued.
The knowing smile and looking at each other and laughing sit exactly astride the line between 15DD and 16DD: the knowing smile is unidirectional non dubito and does not require the other to turn back; looking at each other and laughing is mutual. Zhuangzi’s chapter “The Great and Venerable Teacher” shows what this laugh looks like. Zisi, Ziyu, Zili and Zilai were talking together and said: “Who can take non-being as his head, life as his spine and death as his rump? Who knows that death and life, survival and perishing, are all one body? We will be his friends.” “The four looked at one another and laughed, with no disagreement in their hearts, and so they became friends.” On the paper’s reading: first each understood the question; “looked at one another” is the two sides’ laughter meeting in that glance; “no disagreement in their hearts” carries exactly mutual non dubito; and “so they became friends” is a 16DD relation being founded on it. The series registers it beyond the upper bound, and does not develop it.
The Asylum Roof
The paper also tries several layers on one burst of laughter. At the end of Batman: The Killing Joke, Batman has caught the Joker once again. He says he does not want to kill him, still wants to help him, hopes he can change; the Joker refuses, saying it is too late, and then tells a joke. Two inmates of an asylum want to escape and climb onto the roof; just across a narrow gap lie other rooftops. The first gets across in a single leap; the second does not dare to jump. The first offers to switch on his flashlight so the second can walk over along the beam; the second refuses: does the first take him for a fool? He would switch the light off when the second was halfway across. Then the two of them, Batman and the Joker, laugh together. This is a retelling, without quoting the original’s dialogue; the ending has long been read in different ways, and the paper takes only that laugh.
The paper’s reading rests on two premises, both readings, not plot: at that moment neither doubts that the other is an end; and what the joke says is precisely that neither can really get across, each trapped in his own condition. In the joke one man does leap across, but the one who tells it, the one who leaps and the one who dares not are all madmen. Batman is the one who got across first: he has gone one step further than the Joker, yet is still in the same asylum, and what he holds out is a light that can be switched off at any moment.
On these two premises, three layers can be tried separately in this burst of laughter, though not every layer applies to both men. Self-mockery, both have it: the two madmen are themselves, one having gone a step further, one refusing to move; each laughs at his own share of futility. The laughter of despair applies only to Batman, and only as a trial reading: he is convinced the Joker will not change, yet still hopes he will, which is precisely still searching inside “there is nothing left”; the laugh bursts out suddenly, read as his unexpectedly seeing that he is still searching; he does not settle the matter for his future self, which the plot does not supply and is the paper’s reading; and what he gives the Joker is hope, not a command. The Joker does not fit this layer: he does not want to change and has shut the door on his future self; and his direction must be sustained by treating others as material, so it fails the fourth condition.
The third layer lies between the two: at that moment neither doubts that the other is an end. The joke is about doubt, that you would switch off the flashlight; yet what they laugh out together is non dubito: I do not doubt that you will laugh, and you do not doubt that I will. That the Joker’s direction must be sustained by treating others as material rules out his laughter of despair; his non dubito at that moment toward Batman as a person has a different object, and non dubito is object-specific, so the two do not cancel out. The example illustrates and does not prove: a burst of laughter can be divided into shares, each recorded at its own layer; self-mockery and the laughter of despair can coexist in one burst; what the fourth condition rules out is a direction that must be sustained by denying others; and looking at each other and laughing can wrap 13DD and 15DD laughs in a single burst. 16DD itself is still registered only, not developed.
The Laughter Series begins with the tendency of 12DD and passes through the owner of 13DD and the purpose of 14DD to the non dubito of 15DD. From 13DD on, what laughter judges is always “the construct still has such a remainder,” and in every case no one loses; 12DD has only the material of its tendency. At looking at each other and laughing, laughter is no longer one person’s judgment alone but non dubito between two subjects. The series stops here, and leaves it as one large remainder of its own.
Back to the two laughs at the beginning. The one convinced there was nothing left sees himself still searching; the conviction is not overturned, and the seeker is not erased. The one who finally understood his father has arrived where his father long stood, and lets that place remain his father’s. Both laughs are one person’s laughter; neither asks anyone to turn back. Looking at each other and laughing comes after them.
两次笑
先看两次笑。一次是在走投无路的时候。一个人试过了能试的一切,最后一条路也断了,他坐下来,对自己说:没有了。过了一会儿,他发现自己还在想,还在四下看,还在把某件事换一种做法在心里过一遍。他笑了。
另一次来得很晚。父亲说过“平安是福”,少年时听了也点头。等自己有了怕失去的东西,某一天忽然懂了,笑了一下。这一次是笑论第四篇里的一个设例。
前一次,若合于下面要说的四条,就是论文所说的绝望之笑;后一次是会心之笑。两者都在 15DD。SAE 方法论总论 §1.7 定 15DD 为不疑:「不只有我是目的。」承认他者也是目的本身;但这一承认是单向的:「我承认你,你没有反过来凿我」。修订说明写明,15DD 是一个主体不疑他者是目的本身,是这个主体自己施行的一刀,不是在主体之间横向成立的规范。
SAE 精神分析第四篇在心理结构上展开这一层,称为 Cert,写作两个成分:对自身目的的不疑,加上单向地确认他人为独立目的。「不疑不是坚定的信念,坚定的信念可能是妄想。」它不是“我没有疑惑”,而是「疑惑存在着、余项存在着、构的缝隙存在着,但我不疑」。「不可完成,但可能确定。」两个成分分不开:一个只能靠否认他者独立性来维持的“不疑”,不是不疑,而是构的强行闭合。
第四篇还给了不疑四条最小标准,用来区分不疑与妄想确信、固执僵化和殖民化的使命狂热:经历反复的余项冲击而不撤回,但靠承认余项来维持,不靠阻断反馈、拒绝质疑;允许他者的方向不服务于我的方向;对方向确定,对具体结果保持常态的不确定;不在代价面前撤回,但不通过自我强制,代价在,却不需要额外的力气去“坚持”。下面两种笑,都要拿这四条来对。
没有了
论文的定义是:「主体认定此刻已没有任何选择时,意外发现自己居然还在寻找」。它和真正有没有出路关系不大。所笑之构,是主体此刻对自己处境的把握:“已经没有了”。这份把握说的正是“这里没有余项”:「它把出路的清单当成了处境的全部」。笑看见的是,它还有这么一个余项:依然在找的那个自己,那个仍在想、仍在试、仍在看的人。
这里要分开三样东西:出路的集合,对处境的把握,寻找者。“没有任何选择”作为对出路的判断,此刻可能对,也可能错,它的效力另判。笑看见的不是出路,而是那份把握没收进去的寻找者。“还”挂在构上,取在场与在用:此刻他仍认定没有了,那份把握仍在眼前,他也仍照着它看自己的处境。构不因这一笑被推翻,寻找者也不被抹掉,谁都没输。
所以绝望之笑是公式的极限情形。「凡构必有余项,在别处是一般命题;在这里,是在一份自称已经收尽的把握上,被当场看见。」
绝望之笑也不是找到了出路。笑之后忽然发现还有路可走,也很常见;那是笑之后的事,不回头改变那一笑是什么。人可能自救,可能与处境和解,也可能什么都没有发生,这些都是笑之后的事,不是笑本身的内容。同一处境里,注意力落在“已经没有了”上,人哭;落在“居然还在寻找”上,人笑。两者常常交替,也可以相伴,绝望之笑并不否认那一场哭。
居然
“意外”不是修辞。按总论的看见格,这是一人之内的突然之笑:片刻之前的我,正站在“已经没有了”里,没有看见自己还在寻找;这一刻看见了,落差一瞬间合上。若不是发现,而是决定,“我要继续找下去”,那是意志,不是笑。
“意外”在这里还有一层分量。寻找若是咬着牙、凭意志撑着的,人一直知道自己在找,也就谈不上“居然还在找”。寻找被发现而不是被决定,提示它不靠意志撑着:「方向自己在走,没有人推它。」所以论文以“意外发现”为这个方向不靠咬牙维持的标志。它对着的,是不疑第四条原来的对象,即方向怎样维持。
但这只是一个标志,不由意外感本身认证。咬牙要有独立的标志,不能从有没有那一下倒推。论文给了两问:寻找是被发现的,还是一直被意志盯着、推着的,这一问要由此前的言行来答;那一刻,落在寻找者身上的那一份注意,要不要额外的力气撑着,这一问只作旁证,因为看一件咬牙撑着的事,也可以看得不费力。注意力还可以混合:同一刻可以一份在咬牙,一份在看。若一个人事后才看出,自己那些天的寻找一直靠咬牙撑着,那一刻即使笑了,也不是论文所说的绝望之笑,按他那一刻的站位另记。
徒劳的自己,自己的方向
同一个绝境里,13DD 的人也可以笑自己:“你看我,明知没路了还在找。”这一笑的构是“我知道没路了”,余项是“还在找”,与绝望之笑同构。它是 13DD 的自嘲。两者的分别不在构,而在那个寻找者被看成什么。自嘲看见的寻找者,是一个可笑的、徒劳的自己;绝望之笑看见的寻找者,是自己的方向。同构、同余项,层位却不同,因为激活层的是此刻面对之物,不是所笑之构。
论文以四条界定绝望之笑:把寻找者看作自己的方向;这个方向不靠咬牙维持,以“意外发现”为标志,标志须另行核查;向未来的自己敞开,不要求它兑现今天的方向;这个方向不要求他者服从它。四条都是不疑的特征,所以按这一界定,绝望之笑在 15DD。四条不满足时,论文所说的绝望之笑不发生,不存在“降到哪一层”的问题;同一处境里若有别的笑,那是别的笑,按它自己的站位记。
论文在这里很坦白:「排他性由这一界定承担,不是从一笑内部推出的。」设想一个人,他的方向本身要靠别人服从来维持;他在绝境里也可以意外发现自己还在找,把寻找看作自己的方向,不咬牙,对未来的自己也敞开。只看那一刻,他与绝望之笑无别。第四条就是把这种情形挡在外面:毛病出在他看作自己方向的那个方向本身。这一挡只能靠界定,不能靠那一刻的样子。
可以检验的,是别的站位能否这样看寻找者。13DD 能反身看见自己,却没有自己的方向,谈不上把寻找者看作自己的方向,看见的多是一个困住的、徒劳的自己:或者自嘲,或者陷进“越观察越焦虑”。14DD 的自我经由目的把握;主体认定没路,目的便难以运作,要把方向留住,多半要靠意志撑着,那就过不了第二条。14DD 的目的也可以很坚定,但坚定不等于不靠自我强制;苦笑笑得出来,是因为目的还在运作。15DD 的不疑,无须额外的力气就保持方向,又允许未来的自己改向或停下,也不要求他者服从。论文还写明了什么情形下要收窄:两条证伪条件的前件,都要由这一笑之外的言行来判,不由有没有这一笑倒推。
所笑的是 13DD 主体的处境把握,判者却站在 15DD。若按所笑之构的层计,它会落回 13DD,与其结构不符;这正是总论“一笑跟着笑的那一位走”的理由。绝望之笑不撤销主体性:13DD 的主体仍在那里,仍认定无路可走;改变的是观看的位置,从困在那份认定里,移到看见那个困在其中仍在寻找的人。
论文举了一例,只作例示。据传金圣叹临刑时,还在对人说某两样寻常的吃食同嚼,别有一番滋味。版本多歧,说的是哪两样,各本不一,论文只取其结构。刑场上,选择是没有的;他却还在尝,还在发现,还在把发现说给人听,也就是还在寻找。若这一刻他笑见的正是那个仍在品尝世界的自己,且合于四条,那就是论文所说的绝望之笑:代价是性命,余项是那个仍在寻找的自己。传说给不出四条所要的站位,读者能读出的只是结构;临刑的一句趣语,本身不认证 15DD。
未来的自己
15DD 的定义里就有一个他者:不疑他者是目的,而且是单向的。绝望之笑发生的时候,身边常常没有人;它的他者是谁?论文的回答是:未来的自己。论文写明,这是笑论的延伸读法:方法论总论 §1.7 的他者,例子是“我承认你”,说的是他人;笑论把它延伸到未来的自己。会心之笑的他者是他人,直接落在定义上;绝望之笑的他者,按这一延伸落在这里。
此刻所见,是我还在寻找;「这次观看,是此刻的我向未来的自己敞开。」未来的自己可能沿着今天的寻找走下去,也可能改向,也可能停下;它不必以兑现今日的方向来证明自己。我不替它决定,也不要求它对齐今天的我。
时态要守住。此刻看见的,只是“我还在寻找”,这是现在时的;「对未来的自己的确认,是对它的敞开,而不是对它的规定。」预期与要求要分开。“我相信未来的我一定会找到”是对结果的估计,估得过满,另核;若进一步要求未来的自己必须照这个结果兑现,那才是对另一位的规定。论文为此设了一个压力例:一个人注意到自己仍在找,也没有强迫自己去注意,却要求未来的自己必须完成今天的方向。他对未来的自己提了要求,笑不出论文所说的绝望之笑;他若仍有笑,可能是自嘲,看见的是一个注定兑现不了的自己,也可能如苦笑,按站位另核。
把四条逐条对过去:余项冲击就是“已经没有了”这一认定本身,主体认了没有,不假装有出路,方向却没有撤回;对他人,这个方向不要求服从,对未来的自己,它改向或停下都不必兑现今日;对方向确定,对结果不确定,他正认定没有了,又没有停下看、想、试,也不说“我一定会找到”;寻找本身不靠咬牙维持。论文也注明,精神分析第四篇没有讨论笑,也没有讨论未来的自己;这里只是借它的四条标准来检验笑论的一个主张,不代第四篇作任何扩写。
不奠基,不俯视
绝望之笑与笛卡尔的我思有一个相似的发现结构:笛卡尔在怀疑一切时,发现了那个正在怀疑的自己;绝望之笑在认定没有任何选择时,发现了那个正在寻找的自己。两处都是从一个看似封死的处境里,看见了处境之中那个还在运作的东西。分歧要说准。笛卡尔确定了“我在思时我在”之后,并没有停下,他继续追问“我是什么”,并以这个确定点为根据重建知识。分界不在确定之后还有没有追问,而在用途:笛卡尔把这一确定点用作重建的基础,推出一个思维的东西;绝望之笑不以这一笑奠基,不推出实体,也不重建什么,它只是看见寻找还在。「寻找本身也是一个构,它也有余项」,未来的自己可以改向或停下。
弗洛伊德的绞刑架幽默,第三篇已经两存,这里只看它与绝望之笑的分别。在弗洛伊德那里,超我像大人对孩子那样安慰受惊的自我,把世界看成孩子的游戏,危险被缩小,现实的要求被拒斥;这一层原篇说得明白,是真的安慰,论文不替他软化。绝望之笑不缩小处境:主体此刻仍认定没有了,那份把握仍在眼前。结构也不同:超我自上而下安慰此刻的自我;绝望之笑没有俯视的一方,此刻的我向未来的自己敞开,那个自己不在上面,而在前面。
叔本华把 humour 与反讽对举:反讽是藏在严肃后面的玩笑,humour 是藏在玩笑后面的严肃;它出自一种主观的、严肃而高尚的心境,这种心境不由自主地与一个平庸的外部世界相冲突,既逃不开这个世界,也不愿向它屈服。这与绝望之笑相近。论文的区分是:叔本华描述的是心境与世界之间的持续冲突,绝望之笑描述的是一个突然,在一个自称没有余项的构上看见了寻找者。两者可以在同一个人身上交替,也可能是同一次笑的两种描述;论文不凭用词的不同判它们互斥。
普莱斯纳在《笑与哭》里,据论文所凭的记忆与二手介绍,把笑与哭看作人在无法再以行动或言语回应的边界处境中,由身体接管的反应。他与笑论共享一个观察:笑与哭发生在同一类边界处境里。论文把分歧改成一个待核的问题:身体接管的是哪一种回应能力,它是否排除判断?笑论这一边的主张是,行动与言语的回应失效、身体失控,与心里仍在判断,在逻辑上并不互斥。读原书之前,论文不以这一对照取胜负。
贝克特的小说《瓦特》里,人物阿森有一段关于笑的独白,分出三种笑:苦笑,笑的是不好的东西,是伦理的笑;空笑,笑的是不真的东西,是理智的笑;无乐之笑,笑的是不幸,他称之为心智的笑,并把它抬得最高,说它是在笑那笑本身的笑。论文据记忆与二手介绍转述,原书待核。“无乐”一词,笑论留给贝克特原意,不借来命名自己的任何一种笑:贝克特的无乐之笑笑的是不幸本身,绝望之笑笑的不是不幸,是不幸之中那个还在寻找的自己。层层后退的反身性,按笑论在 13DD 已经有了;绝望之笑并不往后退,而是往前看。
原来他说的是这个
回到那句“平安是福”。论文的定义是:会心之笑,是「理解了他人一直说的,自己终于到了他早已说过、我听过却没懂的那个位置」;到了,并且让那位置仍是他的。不怀疑凡到了这一步的主体,先到后到,都会这么想,是这一点在一笑里的样子。
按公式拆开。构,是我对那句话的旧把握:早就听过,能复述,却没懂。余项,是旧把握没收进去的东西:「它不只是那句话的内容,而是他说这话时所站的位置。」落差,在一人之内是突然的,以前听过不懂,此刻到了;在人与人之间是持续的,他早就站在那里。“还”取在场:旧把握此刻仍可被回看。原话是否成立、旧把握是否正确,分别核,不用前者给后者作证。
在看见格里,会心之笑可以是一次跨格:他早已在“看见”一行,我此刻才从“我没看见”跨到“我看见”。但跨格本身不够,「晚五秒听懂朋友的笑话,也是这样跨格的」。“会心”二字说的是会他人之心;笑论的会心之笑,还要一层不疑。
精神分析第四篇区分了三种对他者的姿态:“我理解你”是 13DD 的共情;“我为你做事”是 14DD 的投注;“我确认你是一个独立的目的”才是 15DD。会心之笑若只有懂,懂了他的话,也知道那是他自己走到的,这些合起来仍可以只是理解:知道是认知上的把握,还不是对他的姿态。会心之笑多出的那一层是:所看见的位置,是到达者各自走到的,属于他们自己的生命,不是为我铺的路;「我让它仍是他们的,不收编为我的成就,不拿去用,也不要谁回头认我到了」。这就是“不疑他者是目的”落在这一笑上的那一层。
那个设例就落在这里。那句话还有这么一个余项:话底下的那份怕。「那份怕是他一生里的,不是一句对不对的格言」;凡是走到这一步、因有了怕失去的东西而懂了这句话的人,都会这么想;父亲早就在那里了。我不拿那份怕来证明自己终于懂了,也不替他把那一生说完,它仍是他的。余项是具体的,不是“真理还有未尽”这样的一般命题;它可以说出来,也可以指给人看。
“凡到此者”这份不疑,只管到了这一步的人。还没到的人不在其内,包括从前听过却没懂的我自己,所以它不对任何人提要求。它要与康德分开:康德把同意归给每一个人(§8),并说人人应当同意(§19);会心之笑只不疑到了这一步的主体。它是不疑,不是预测,不是说他们一定会说同样的话;疑惑在,余项在,对追问仍然敞开。
只有理解、没有这一层不疑的“到达之笑”,照样可以有,不叫会心之笑。论文设想一个支配者:他终于听懂了对方一贯的拒绝,也知道那不是为他说的;他甚至可以懂到,那份拒绝是对方自己走到的,凡走到那一步的人都会这样看见。可他把这份理解当作可用的情报,拿去控制对方,没有让那位置仍是对方的。「他缺的不是少懂了一个命题,而是那份不收编」;他若笑了,是一次到达之笑。
拈花
会心之笑所判的,不是自己的收获,这是它与 14DD 得意之笑的分界。它判的是:“原来他说的是这个”,那位置是他自己走到的,凡到这里的人都会这样看见。跟来的情感可以各样:感激,惭愧,喜悦;说话的人若已不在,可以是怅然。这些都是情感,可来可不来,不是凭据。“不以得为乐”也不等于“无乐”,那个词留给了贝克特。
《无门关》第六则记:世尊在灵山会上拈花示众,众皆默然,惟迦叶尊者破颜微笑;世尊于是说,吾有正法眼藏,付嘱摩诃迦叶。按论文的读法,这是会心之笑的正例。拈花是世尊的“说”。这一读法另作一个设定,本则不独自交出:世尊此前的说法,迦叶早已听过;构是他对那些说法的旧把握,余项是世尊说法时所站的位置;拈花那一刻,他到了。众人默然,原文只记默然,论文不把它改写为“未见”。
迦叶破颜微笑,是迦叶到了世尊所在之处;按论文,这一笑还让世尊所在之处仍是世尊的,不疑凡到了这一步的人都会这样见。这一笑是单向的:原文只记迦叶微笑,没有记世尊笑,也没有两人相视而笑的明文。世尊随后付法,若读作对迦叶的确认,用的也是话,是付法,不是两人对着笑;它是否构成双向不疑,属 16DD,笑论不判。
禅宗还有一段常被引的话,出自青原惟信:「老僧三十年前未参禅时,见山是山,见水是水;及至后来亲见知识,有个入处,见山不是山,见水不是水;而今得个休歇处,依前见山祇是山,见水祇是水。」原文没有写笑,也没有说当年的“知识”说过什么;以下是论文的读法,不以它承重。若有一笑,它发生在第三段:“依前”二字,是走了三十年,到了当年所闻所指的地方。它不是第二段那种“原来山不是山”的翻转,而是看见山依然是山,同时知道它不止于此。休歇处不是一项收获,而是一处可以停下来的地方。
原文这一段之后接着是:「大众。这三般见解。是同是别。」惟信把三段交给大众去问。这与总论所说的对被追问的开放相合;论文借来,不承重。
会心之笑常常不出声。总论的内外格里,“心里笑了、外面没笑”一格,除了憋笑,还有会心而不露。这不是压住了笑,而是这一笑本来就不需要表达。它让到达者的位置仍是他们的,不疑到此者,却不要求谁到此;它也不要求说那句话的人回头确认我。
相视而笑
两个人在同一处笑,可以是三件不同的事。同笑一事:两个主体各自判、各自笑,判断各是各的,各按各自所站之层计,在辖域之内。心照不宣:同笑一事,再加上共同知识,我知道你知道,你也知道我知道;仍各按各的层计。相视而笑:双向不疑,两人互以对方为目的;在笑上,是我不怀疑你会笑,你也不怀疑我会笑。那是 16DD,在辖域之外。
相视而笑与心照不宣的分别,正在不疑。「彼此知道推不出彼此不疑。」两个欺负人的孩子,对着被欺负的那一个交换一个心照不宣的眼神,笑了起来;他们彼此知道,或许也彼此笃定对方会笑。若这份笃定要靠把被笑的那一个当作材料才能维持,那么只能靠否认他者独立性来维持的“不疑”,不是不疑,而是构的强行闭合;那一眼便落在三者中间那一种,即心照不宣,大概是各自 14DD 的嘲笑。
「不疑也不是预测。」“他每次都会笑”是对行为的把握;相视而笑里说的“会笑”,指的是心里的笑,那一下不得不,不是动作。别人心里那一下,不能由我替他经历;我看到的表情、我作的推测,也不替他认领它。我可以听他的报告,并让它纠正我的理解;这里说的不疑,是不以自己的预期占掉那个位置,也就是承认。所以说我不怀疑你会笑,是承认你心里那一下是你的。你外面没笑,碰不着它;你若说心里没笑,我照你的话,也不判你没看见。不疑一个只能由对方自己经历的感受,就是承认对方是这个感受的主体;两人互相这样承认,是互以对方为目的在笑上的样子。论文明说,把这种不代写连到完整的目的关系,是笑论的主张,是否充分仍待论证。
会心之笑与相视而笑,正好跨在 15DD 与 16DD 的线上:会心之笑是单向的不疑,不要求对方回头;相视而笑是双向的。《庄子·大宗师》里有这一笑的样子。子祀、子舆、子犁、子来四人相与语曰:「孰能以无为首,以生为脊,以死为尻,孰知死生存亡之一体者,吾与之友矣。」「四人相视而笑,莫逆于心,遂相与为友。」按论文的读法:先是各自懂了那一问;“相视”是两边的笑在那一眼里相遇;“莫逆于心”是心意无违,承的正是双向不疑;“遂相与为友”,是 16DD 的关系由此立起来。笑论把它登记在上界之外,不展开。
疯人院的屋顶
论文还拿一阵笑声试读过几层。《蝙蝠侠:致命玩笑》的结尾,蝙蝠侠又一次抓住了小丑。他说他不想杀他,仍想帮他,希望他能改变;小丑拒绝了,说已经太晚,然后讲了一个笑话:疯人院里两个人想逃出去,爬上楼顶,对面隔着一道窄缝就是别的楼顶;第一个一跃就过去了,第二个不敢跳;第一个说,他打开手电筒,让第二个踩着光柱走过来;第二个说,你当我傻吗,走到一半你把手电筒一关怎么办。蝙蝠侠与小丑两人一起大笑。以上是转述,不引原作对白;这部作品的结尾历来有不同读法,论文只取那一笑。
论文的读法有两个前提,都是读法,不是情节:那一刻,两人都不疑对方是目的;这个笑话说的,正是两人其实都过不去,各困在自己的境遇里。笑话里有一个人跳过去了,可讲的人、跳的人、不敢跳的人都是疯子。蝙蝠侠就是先过去的那一个:他比小丑多走了一步,仍在同一座疯人院里,递过来的是一道随时能关掉的光。
在这两个前提下,这一阵笑声可以分别试读三层,但不是每一层都落在两个人身上。自嘲,两人都有:两个疯子就是他们自己,一个多走了一步,一个不肯走,各人笑自己的那一份徒劳。绝望之笑,只落在蝙蝠侠身上,而且是试读:他认定小丑不会改,却还是希望他改变,这正是“已经没有了”里还在找;那一笑是突然笑出来的,读作他意外看见自己还在找;他不替未来的自己定论,这一条情节不给,属论文的读法;他给小丑的是希望,不是命令。小丑落不到这一层:他不想改,对未来的自己关了门;他的方向又要靠把别人当材料来维持,过不了第四条。
第三层在两人之间:那一刻两人都不疑对方是目的。笑话说的是“疑”,你会关掉手电筒;一起笑出来的却是不疑:我不怀疑你会笑,你也不怀疑我会笑。小丑的方向要靠把别人当材料来维持,这挡掉了他的绝望之笑;那一刻他对蝙蝠侠这个人的不疑,对象不同,不疑是对象特异的,所以不相抵。这一例只作示意,不作证明:一阵笑可以分份,各份各按其层记;自嘲与绝望之笑可以在同一阵笑里并存;第四条挡掉的,是一个要靠否认他人来维持的方向;相视而笑可以把 13DD 与 15DD 的笑包在同一阵笑声里。16DD 本身,仍只登记,不展开。
笑论从 12DD 的趋向开始,经过 13DD 的主人、14DD 的目的,到 15DD 的不疑。从 13DD 起,笑判的都是“构还有这么一个余项”,都是谁都没输;12DD 只具其趋向材料。到相视而笑这里,笑不再只是一个人的判断,而是两个主体之间的不疑。笑论在此停下,把它留作自己的一个大余项。
回到开头的两次笑。那个认定没有了的人,看见自己还在找,那份认定没有被推翻,寻找者也没有被抹掉;那个终于懂了父亲的人,到了父亲早已所在之处,让那地方仍是父亲的。两次笑都只是一个人的笑,谁也没有要求另一位回过头来。相视而笑,在它们之后。
Academic original: Qin, Han (2026). The Laughter of Despair and the Knowing Smile (SAE Laughter, IV). self-as-an-end.net ↗ · DOI: 10.5281/zenodo.23287669
学术原文:Qin, Han (2026). 绝望之笑与会心之笑(SAE 笑论·四)。self-as-an-end.net ↗ · DOI: 10.5281/zenodo.23287669