分野不在“内部”:与康德
The Divide Is Not “Inner”: With Kant
一个容易的说法
第二批判借了康德的名字,也借了他的动作,所以与康德的比较要格外小心。一个容易的说法是:康德的道德律是普遍的,SAE 的法是内部的。这个说法不准。康德自己就认为伦理的立法不能来自外部;“内部”不是分野所在。
这部书把真正的分野落在两处,另有一处两边一半相接。它还补了两处对照,说是分野不如说是对照:两边各在起点放了什么,以及各怎样处理实然与应然之间的那道缝。
这个比较要紧,是因为把康德的词——自律、义务、普遍——带进 SAE 的读者,会按康德的意思去听。词相同而职务不同的地方,这部书就地说明;它既不说 SAE 替康德纠错,也不说康德预示了 SAE。
第一处:普遍法那一步
《自己的法》在结尾批康德:他用 autonomy 说的本来就是自己给自己立法,“但他立完之后又把它普遍化了……自律又退回了他律”。《第一批判》后来说得更准:在康德那里,“普遍法的形式不是自我立法之外附加的检验,而是自律的构成条件”——通不过这道检验的准则,就不是出于自律。
SAE 改的就是这一处:“撤去这道检验的排他效力,是对自律的重新定义,不只是把内容放宽:内容不同的自立之法(‘不建构’也是一条法)不被判为错,而被登记为不同的分支,连同各自的条件与代价。”《第一批判》举的例子是老子:“老子在形式上也走到这里——他自我立法,也能与诸目的互认——他的法却是不建构”;分支区登它的一句是“为道日损,无为而不凿”。康德的普遍立法同样如此,在这部书里是一条分支,不是病例。
行动论自己逐条写过它在哪里离开康德,最要紧的是三处。来源上:“本系列的「自己的法」只管他自己”,“说「自己的法」就是康德的自律,会出错”。句式上,它的不得不“不是假言命令”,“也不是定言命令”。判断力上,不给判断力规则,也不以一个普遍化的检验来核准则。
第二处与第三处:法权,与他人
第二处,法权的义务。康德把法权与强制的权限连在一起。SAE 不收法权的义务:权利论删去了“每一项权利对应一项义务”这条老规矩,留下的只有一句——“SAE 唯一的义务朝内。”没有一个人对他人负有的义务。
第三处,对他人的德性义务——在这里,两边一半相接。康德把别人的幸福立为同时是义务的目的;权利论的说法是:“约束朝内而朝内含他者。”相接到这里为止:约束出自自己的立法,内容里有别人,别人不能强制我。
再往前就分开了。康德的这一条对一切理性存在者都有效,他的敬的义务还给了每个人一个向别人要求敬重的正当要求——这两样 SAE 都不收:义务只有一条,朝向自己的法;那条法的内容里本来就有别人,别人却不能据此向我索取。
事实,还是公设
第一处对照在起点。康德在第二批判里,把道德法则的意识当作理性的事实,不为它求演绎。这部书在同一处不立事实。“人是目的本身”,在论文4 里是一条公开承担的公设,可以拒绝,拒绝的人另立一条分支;由它推出的是“在已明确的对象域内,不以能力或承认评价给人的目的地位发证”,而论文4 特意写明,这一条“说的是本文自己的做法,不是一条关于人应当持有何种态度的主张”。
可是在本框架的文字里,“他者是目的”有六种说法。事实(价值论:他者是目的,“在我承认之前就是”);公设(《第一批判》);定义(总论以“不只有我是目的”定义 15DD);选择(行动论:不得不“作为一个人自己的选择”);结构上的无法不(方法论00);自然呈现的方向(内观系列)。康德那一侧也有两个词:《奠基》在由我到他人的那一步注明“在此作为公设提出”,根据留到末节;第二批判称道德法则的意识为事实。两处的对象与论证职务,不能只凭词面当作相同。
这些说法是在回答同一个问题,还是分别说对象、根据与承担?《第一批判》在这里留下过一案:立在 16DD 那一站,审的是方法论00 由“不能收纳”到“当承认”的论证。第二批判接过来时,把它改成两问:他者是目的,若是一个事实,能不能成为一个人进入 15DD 的理由?若是一条公设,谁承担?两问都在效力论里答(第十一篇)。
悬设,我们不立
第二处对照在应然与实然之间的那道缝。康德为它立了悬设:意志与道德法则完全契合,是神圣性,有限的人在任何时刻都达不到,于是需要一个无尽的进程去趋近,并为此悬设灵魂不朽。《第一批判》在这里停下,说清了不对称:“我们保留余项,恰恰是拒绝把任何趋近登记为合缝。”
落到实践一侧,第二批判的说法是:没有人能时时刻刻、每件事都合于 15DD——这是现实,不是从哪条公设推出来的。这句话有反对者:自称时时合于 15DD 的人;他与认识一侧的完备论者同形,都没法从内部确证自己成功了。《第一批判》把“余项不可消灭”立为一条公设;这里是它在实践一侧的对应,各有各的担保。悬设,这部书不立。
两边付的代价不同,这部书把它们并排写出来,不排高下。康德的法约束拒绝它的人,代价是要有一条约束得了一切理性存在者的法,并为它立一个不求演绎、自行确立的起点。第二批判的法不约束拒绝者,代价是它说不出拒绝者错(第十二篇)。“两笔代价,各在各的账上。”
An Easy Formula
The second critique borrows Kant’s title and his move, so the comparison has to be made with care. An easy formula offers itself: Kant’s moral law is universal; SAE’s law is inner. The formula is inexact. Kant himself held that ethical legislation cannot come from outside; “inner” is not where the divide lies.
The book locates the real divide at two places, and finds at a third that the two sides half meet. It also adds two contrasts that are better not called divides at all: what each side sets at the start, and what each does with the gap between what is and what ought to be.
The comparison matters because a reader who carries Kant’s words into SAE — autonomy, duty, universality — will hear them in Kant’s sense. Where the words are the same and the jobs differ, the book says so on the spot, and neither claims that SAE corrects Kant nor that Kant foreshadowed SAE.
The Step to Universal Law
At its close, One’s Own Law criticized Kant: his autonomy “originally meant exactly this — legislating for oneself. But after legislating, he universalized it … Autonomy reverted to heteronomy.” The First Critique later put it more exactly: in Kant, “the form of universal law is not a test appended to self-legislation but a constitutive condition of autonomy” — a maxim that fails the test does not issue from autonomy at all.
SAE changes exactly this step: “withdrawing that test’s exclusive validity is a redefinition of autonomy, not a mere loosening of content: self-given laws of different content (‘do not construct’ is also a law) are not judged wrong, but registered as different branches, each with its conditions and its costs.” The First Critique’s example is Laozi: “Laozi also arrives here in form — he self-legislates, and can stand in mutual recognition with other ends — yet his law is not to construct”; the branch register gives its law a phrase: “precisely not to construct — losing day by day, doing without doing, no chiseling.” Kant’s universal legislation likewise appears in this book as a branch, not as a case of illness.
Action Theory had already listed where it leaves Kant, and three points matter most. On the source: “in this series, one’s own law governs only oneself,” and “to say that one’s own law is Kant’s autonomy would be a mistake.” On sentence form: its cannot-not “is not a hypothetical imperative,” “nor is it a categorical imperative.” On judgment: it gives judgment no rule, and checks maxims by no test of universalization.
Right, and Duties Toward Others
The second divide is duties of right. Kant ties right to the authorization to coerce. SAE takes on no duties of right: Rights Theory deleted the old rule that every right corresponds to a duty, and what remains is one sentence — “SAE’s one duty faces inward.” There is no duty one person owes another.
The third is duties of virtue toward others, and here the two sides half meet. Kant makes the happiness of others an end that is at the same time a duty; Rights Theory’s formula is: “the constraint faces inward, and inward the law already includes the other.” The meeting goes this far: the constraint issues from one’s own legislation, its content includes others, and others cannot coerce me.
And no further. Kant’s duty holds for every rational being, and his duty of respect gives each person a rightful claim on others’ respect. SAE takes on neither: there is one duty, facing one’s own law; that law’s content already includes others, but others cannot on that ground demand anything of me.
Fact, or Postulate
The first contrast concerns the starting point. In the Critique of Practical Reason Kant takes the consciousness of the moral law as a fact of reason and seeks no deduction for it. At the same place, this book posits no fact. “A human being is an end in itself” is, in Paper 4, a postulate openly undertaken; it can be refused, and whoever refuses it founds another branch. What follows from it — “within an already specified domain of objects, no appraisal of capacity or of recognition issues a certificate of standing as an end” — Paper 4 marks as a statement of its own practice, “not a claim about what attitude anyone ought to hold.”
Yet across the framework, “the other is an end” is said in six ways. A fact (Value Theory: the other is an end “before I recognized it”); a postulate (the First Critique); a definition (the Methodology Overview defines 15DD by “Not only I am an end”); a choice (Action Theory: the cannot-not “as a person’s own choice”); a structural cannot (Methodology 00); a direction that emerges of itself (Introspection III). Kant’s side has two words as well: the Groundwork, at the step from me to others, notes that the proposition is “here put forward as a postulate,” with its grounds deferred to the last section; the second Critique calls the consciousness of the moral law a fact. The objects and the work of the two places cannot be taken as one on the strength of the words alone.
Are these answers to one question, or do they speak separately of the object, the ground, and the undertaking? The First Critique left a case open here — set at the 16DD station, examining Methodology 00’s argument from “cannot be taken in” to “ought to acknowledge.” The second critique reshapes it into two questions: if the other’s being an end is a fact, can that fact be a person’s reason for entering 15DD? If it is a postulate, who undertakes it? Both are answered in the book’s chapter on validity (Essay 11).
No Postulates of Practical Reason
The second contrast concerns the gap between ought and is. Kant’s answer was a postulate of practical reason: the complete fit of the will with the moral law is holiness, which a finite being attains at no moment, so an endless progress of approach is needed — and for it, the immortality of the soul. The First Critique stopped short here and stated the asymmetry: “we keep the remainder precisely by refusing to register any approach as closure.”
On the practical side the second critique says: no one can accord with 15DD at every moment and in every matter — that is reality, not a consequence of any postulate. The claim has an opponent: the one who says he fits 15DD at all times. He has the same form as the completeness-theorist on the cognitive side; neither can confirm his success from within. The First Critique made “the remainder cannot be eliminated” a postulate; this is its practical counterpart, with its own warrant. Postulates of practical reason, in Kant’s sense, the book does not set up.
The two systems pay different prices, and the book sets them side by side without ranking them. Kant’s law binds even those who refuse it; the price is a law able to bind every rational being, and a starting point that seeks no deduction and stands on its own. The second critique’s law binds no one who refuses it; its price is that it cannot say the refuser is wrong (Essay 12). “Two costs, each on its own books.”