薛定谔,猫
Schrödinger, The Cat
一、那只猫
1935年。一篇论文。第五节里,一只猫被放进了钢制的箱子。
这是纸上的安排。里面有少量放射性物质,一个探测器,还有与探测器相连的致死装置。在设定的一段时间内,如果发生衰变,装置启动,猫死去;没有发生,猫活着。微小的事件被一路放大,最后落在一只动物的生死上。
把物质、装置和猫一起交给量子理论描述,问题来了:如果整体的波函数仍把这两条结果相连地保留着,怎样从这份描述走到我们实际见到的一个结果?
纸上的两行可以并排。猫却不是两行字。
薛定谔把这样的安排称为相当荒唐的情形。他要把理论解释中的困难推到看得见的地方:如果把描述的不确定直接当作被描述事物的模样,会得到什么?他没有因此宣布所有微观叠加都不存在,更没有要求人们真的做这个实验。
后来最容易记住的,却不是问题的这些转折。
是一只猫。活着,又死了。打开箱子的人仿佛握着让它取得现实的钥匙。
这样的说法太容易传播,也太容易把问题换掉。原来要追问的是一套理论如何说明结果,传到后来,竟像是猫在等人的眼睛准许它活。
猫从论文里走远了。它成为叠加的标记,而提出它的人,恰恰不愿让一句标记结束解释。
一个人可以留下一个有力的形象。后来的人怎样使用它,却不会永远留在他的手里。
二、他
埃尔温·薛定谔。1887年8月12日,生于维也纳。
父亲经营工厂,喜欢植物学,也喜欢艺术。家里有书,有德语,也有英语。薛定谔后来进了维也纳大学,1910年取得博士学位。他所进入的物理学里,玻尔兹曼的问题仍在继续;这条联系经过教学、书和研究。
1921年,他到苏黎世任教。1925年圣诞节前后,他在阿罗萨度假。次年,波动力学的论文接连出来。那一年上半年,他三十八岁。《量子化作为本征值问题》分四篇发表,加上讨论两种力学关系、微观与宏观过渡的论文,常被合列为六篇工作。
纸上出现了一个希腊字母:ψ。
它是波函数。在通常的非相对论描述中,它给出量子态的概率幅;由这些幅可以算出某个测量结果的概率。给定初态和相应的动力学条件,方程也规定这个态怎样随时间演化。能算出演化,并不意味着已经为每一次测量预写了一个确定答案。
这项工作在1933年为他带来与狄拉克共同获得的诺贝尔物理学奖。那一年,他离开柏林,去了牛津。1936年又到格拉茨。1938年奥地利被德国吞并后,他曾写过一封向新政权表示适应的信,后来仍被免职并离境。任职、信件、免职和迁徙,留下了不同的记录,不能只挑出一条笔直的流亡路线。
1939年,他抵达都柏林。次年,都柏林高等研究院成立,他在那里工作。直到1956年回到维也纳,一段较长的生活才有了相对固定的地址。
1961年1月4日,他去世,七十三岁。
方程留了下来。还有一本谈生命的书、一些哲学文字,以及被一只猫遮住了不少的生平。
三、地板与图纸
这个系列里,亚里士多德一直在铺地板。
分清事物,给说明找到一个起点。人可以在上面站一会儿,朝四周看。后来法拉第掀起一角,场进入了图景;玻尔兹曼追到温度读数下面,看见大量分子的运动。指针还稳稳地停在那里,下面却比想象中忙碌得多。地板承得住人,仍然值得往下看。
到了量子力学,困难又换了一种样子。
我们习惯画一颗小球,再画出它走过的线。位置在这里,动量是多少,两栏都填得越细越好。但量子态中,位置与动量的分布不能同时收窄到任意程度。把仪器的刻度再刻细,并不会让这个关系退开。
这里受阻的是一套习惯的说明。它不能像旧图纸许诺的那样,把每个格子都填好。
薛定谔的猫把这张图纸带到日常生活面前。对一个原子,我们也许容易接受抽象的符号;到了猫,我们会追问,符号怎样连到一个会呼吸的身体。
这并不要求把脚下的地板宣布成不存在。恰恰因为我们能够站住、能够读仪器、能够见到一个结果,理论才有东西需要解释。
海森堡的不确定关系与猫的难题,也不完全相同。前者限制量子分布的宽度,后者追问整体的叠加描述与确定结果怎样接上。把两件事都叫“不确定”,门牌是统一了,里面的问题却被关住了。
亚里士多德还可以继续铺。只是放下一块木板以后,不必宣布自己已经画完了桥下的一切。
四、他和海森堡
两份纸。都在计算原子。
海森堡的工作后来与玻恩、约尔丹一起,形成了矩阵力学。纸上是一组组数,以及不能随意交换次序的运算。薛定谔从德布罗意的物质波出发,走向微分方程。波起伏、相接,比一张数字表更容易唤起我们见过的东西。
容易想象,不等于已经看见了那个东西的本体。
尤其有多个粒子时,波函数要同时使用各个粒子的坐标,不能只把它画成房间里一片像水面那样起伏的物质。那幅图可以帮助入门,也会在某处带错路。
1926年,薛定谔专门写论文,讨论海森堡、玻恩、约尔丹的力学与自己的力学是什么关系。他给出了两种计算之间的联系。同一些能量值,可以从不同的写法里走出来。后来的形式化把这些对应处理得更完整;最初的证明也有自己的范围和还没接齐的地方。
于是,争论不能靠“我喜欢波”“我喜欢数字”结束。要把计算放到一起,看它们是否真的得到相应的结果,又在哪些条件下得到。
法拉第与麦克斯韦也让我们见过这种相接:一种工作被另一种语言接过去,长出原来没有写出的东西。但相似之处在交接,不在于把四个人分成直觉与理性两队。
方程与矩阵的对应,也没有使薛定谔与海森堡对物理意义的看法从此相同。
纸上的计算可以接上。人还会继续问,纸上说的究竟是什么。
五、猫与看见
你没有看见的时候,箱子里是什么样的?
先把一枚硬币握在手里。它已经落定,正面还是反面,你没有告诉我。我给两种可能各留一半概率,只是在说明我的不知道。那不是量子叠加的全部意思。
在双缝这样的量子安排中,不同路径的概率幅可以相加,产生干涉。有些地方出现的机会增加,有些地方减少;这与先认定每次走了某一条路、再把两份普通概率相加不同。两种计算留下的图样不一样。
因此,不能把叠加降成“其实早已确定,只是我没偷看”。也不能从另一端跳过去,说人的一眼创造了全部现实。
实验里的“看”,要经过装置。光与被测系统相互作用,探测器留下记录。记录可以先在那里,实验人员过一会儿才回来读。把人的注意力从房间里拿走,不等于把所有物理作用一并拿走。
一只真实的猫还有呼吸、体温、周围的空气和光。它不会因为箱子盖上,就与全部环境失去联系。后来关于退相干的研究,说明这种联系怎样使不同分支之间的干涉在局部观测中极难显现。我们不再容易得到微观实验里那样的图样。
但压低干涉,不等于这一过程单独选出了我们经历的唯一结果。如何理解结果,有保留通常态演化的方案,也有改变动力学或增加物理描述的方案。它们需要分别说明自己的假设和后果,不能被“看了就坍缩”五个字全部代替。
猫仍然在问题里。不过,问题不再由一个站在宇宙之外的人负责开关。
离开实验室,回到一封还没有拆开的信面前,“看见”又成了一件很日常的事。
你打开一封来信,得知对方的困境,决定回信。你的行动可能改变他的处境,他的回信也可能改变你。但他在信封拆开之前就有自己的生活。你没有看见,不等于他没有存在;你终于看见,也不是从此有权替他填写一切。
这里起作用的是回信、等待、一次真正的帮助,不是量子方程。一个人进入你的生活之后,那些原先可以不管的事,忽然有了收信人的名字。
六、生命是什么
1943年2月。都柏林。薛定谔在三一学院讲生命。讲座由都柏林高等研究院主持,次年成为《生命是什么?》。
问题从很小的地方开始:遗传物质怎样把一些特征较稳定地传下去?细胞里的东西,也在热运动之中;它怎么不轻易被扰乱?又怎样容得下那么多不同的安排?
他提出“非周期性晶体”的说法。可以想象一面反复印着同一图案的墙纸,再想象一幅各处并不重复的织锦。前者的重复很规整,后者也能有结构,却能在不同位置留下不同内容。这个类比来自他的书。它让读者同时握住两个要求:稳定,以及能够承载差别。
他不是第一个把基因当作物质结构来研究的人。书里明确讨论德尔布吕克等人的工作。他进入的是已经有人劳动的房间,带来物理学的问题,也接受生物学事实的约束。
1953年,《自然》相邻刊出三篇DNA结构论文。沃森与克里克提出模型,威尔金斯、斯托克斯、威尔逊,以及富兰克林与戈斯林分别报告结构研究。把那几页放在一起,双螺旋就不只是一本书点醒两个人之后凭空出现的一张图。
双螺旋的骨架有规律,碱基的排列又容许不同次序。“非周期”不能被翻译成整条分子没有任何规则,也不是薛定谔已经画出了后来那一个结构。一本书能使人愿意走进一门学问;进入以后,仍有实验、数据、模型与许多人的工作。
书里还谈到生命与熵。一个生命体靠与环境交换物质和能量,维持自己的活动。他用“负熵”帮助说明,在第六章附注里又回应同事,承认讨论自由能会更适合技术读者。食物不是一种名叫“秩序”的神秘药物,身体也没有跳到热力学之外。
玻尔兹曼的问题在这里换了一个入口。法拉第跨过的缝隙,也在本系列里得到另一种回声。
缝隙可以是通道。但伸手过去时,另一边不是空的。已经有人把手伸过来了。
七、意识
《生命是什么?》最后还有一篇后记。话题从遗传、物质和身体,转到了“我”。
薛定谔在这里谈意识的统一,谈吠檀多传统里个体自我与整体的关系,也提到叔本华。那是他选择继续思考的方向,不是前面几章实验结果自动导出的最后一条公式。
设想两个人坐在窗边,看同一棵树。一个想到小时候的院子,一个只注意叶子正在翻面。树可以进入共同的描述,两个各自正在经历的当下,却不是把树的资料加长几页就已经逐一说完。
说清那棵树,和说清这个人此刻怎样看着它,中间似乎还有一段路。可以继续研究,也可以先听他说。描述越来越细的时候,那个看树的人仍然在窗前。
拉马努金把本系列的读者带到印度传统旁边。薛定谔也走到了那里。两个人的来历与问题不同,不能只凭一个共同的地名,就替他们写出同一套答案。
艾米莉的荒原上,还有另一句话。
《呼啸山庄》第九章,凯瑟琳对内莉说:“我就是希斯克利夫。”她刚谈过嫁给埃德加,也谈过借这桩婚姻帮助希斯克利夫的打算。内莉并没有听完便点头。亲密、地位、误解和别人的生活,都挤在这个房间里。
这句话可以让我们听见一种不愿把自己锁在身体边界里的感情。它仍是人物在特定处境中的话,不是艾米莉提交的一条意识定理,也没有取消希斯克利夫与埃德加各自的处境。
再把目光转回薛定谔本人。《爱尔兰人物传记辞典》记载,他曾以家庭教师身份接近未成年女孩,持续诱导其中一人,后来与她发生性关系。传记也指出,过往有人把这类行为与他的天才相连。这样的解释不能让女孩只剩下供他获得灵感的位置。
相信深处有相通之处,不会因此替另一个人给出同意。面对未成年学生,成年人更有责任守住边界,不能把保护自己的全部负担交给女孩,等她先说出“不”。
八、看见与想到
叔本华曾把一种思想的困难放在这里:大家都看见的东西,仍可能没有被想清楚。发现不只发生在第一双抵达某处的眼睛里。
星空、落下的苹果、变凉的水、房间里的一只猫,多少人曾从它们旁边经过。梵高停下来拿起画笔,牛顿追问运动,玻尔兹曼追问大量分子怎样产生稳定的读数。熟悉的东西还在那里,问题却把人留住了。
薛定谔把猫放进纸上的装置,让一个关于描述的困难不容易被略过去。这个动作里有想象,也有追问到底的耐心。猫的可爱不能替计算作证,计算的成功也不能让解释问题自动闭嘴。
再翻回《生命是什么?》的序言。
他承认,一个人不可能亲自掌握所有领域;试着连接知识,就得使用一些间接、未必完整的材料,也得承担出错的风险。接着,他感谢帮助自己修整英语的几个人。母语像合身的衣服,换一件并不总是自在。这是他自己的比喻。
一个能写出方程的人,还会需要别人帮忙把一个句子放稳。
读到这些致谢,书页之间像多了一张椅子。会有人坐下来,替一句话找更合适的词,也会指出哪个推论还不够稳。跨过学问的缝隙,遇见的不只是一门新知识,还有一个愿意把你的纸接过去看的人。
看到同一样东西,想到不同的东西。然后把想到的放到桌上。
别人可以接过去。也可以指出,那一处还没有接好。
九、叠加态
以下桥头相遇,是本篇的文学想象。
桥头又多了一个人。他抱着一只猫,胳膊下面夹着几页纸。
猫动了一下。他换了个姿势,好让它的后腿有地方放。纸角滑出来,露出一个箱子的草图。画里的盖子合着,怀里的猫却正在嗅风。
胡须轻轻动着。它把鼻子转向另一边,仿佛那里的风更有意思。
苏格拉底站在空地上。柏拉图蹲着画图纸。休谟守着双陆棋盘。叔本华向桥底下看。克尔凯郭尔跳了。图灵看着手里的苹果。契诃夫靠着栏杆。康托尔看天空。哥白尼放下书走了。萨特拿着烟斗踱步。波伏瓦举着镜子。蒯因轻轻说了一句话。
特斯拉听嗡嗡声。爱迪生拿着没有亮的灯泡。海森堡的位置不确定。玻尔拿着没寄出的信。托尔斯泰拿着药方面对契诃夫。莎士比亚不在——他是桥下面的水。斯宾诺莎手上有玻璃粉。亚里士多德蹲着铺地板。法拉第掀起一块木板。麦克斯韦站着写方程。
贞德带着火在桥的上方。王尔德站得很好看,手里拿着那句话。拉马努金从缝隙里探出半个身子。奥本海默背着灰往前走。夏洛蒂拿着笔。艾米莉在桥外的荒原上,风从她那里吹来。玻尔兹曼抱着刻有方程的石头。梵高身上有颜料,画笔还在滴颜色。狄更斯站在裂缝上,笔与火柴盒都在手里。丘吉尔把旗搭在肩上,仍拿着笔。罗斯福坐在轮椅里,两种墨水的笔放在手边,缓坡接着桥面。
薛定谔站到亚里士多德旁边。
法拉第掀着地板的一角。玻尔兹曼怀里的石头上,几个字母安安静静。海森堡站的位置,又让他多看了一眼。自己的纸滑了一下,他用胳膊夹紧。
亚里士多德把一块木板放平,伸手试了试接缝。
猫想下去。薛定谔蹲下来,让它先伸出爪子。木板承住了它。它沿着边缘走,到了缝旁停住,耳朵朝水声的方向转了一下。
木板轻轻响了一声。猫站稳了,尾巴从缝隙上方扫过。
薛定谔把滑出的纸收好。箱子的画并没有消失,画上未说明的部分也还在那里。
远处,康德站着。
薛定谔抬头看向康德,又看看手里的纸。桥面还隔着一段。他把纸边理齐,准备走过去。
休谟移动了一颗棋子。狄更斯脚下,纸轻轻响了一声。猫沿着罗斯福的缓坡走了几步,又转回来,蹭过薛定谔的鞋。
他把纸收进衣袋,腾出双手,再把猫抱起来。
他朝康德的方向走去。猫在怀里打了个哈欠,把头靠在他的臂弯。走了几步,那一点重量渐渐松下来。
风翻动了口袋里的纸角。
问题还醒着。猫睡了。
注释
[1] 猫的正式段落见1935年论文第五节。概率幅不是普通概率;不确定关系、退相干与测量结果是不同问题。观察涉及物理相互作用,不是人的目光给世界发放存在资格。
[2] 1926年的四篇同题论文与六篇相关工作的统计范围不同。《生命是什么?》依据1943年讲座;非周期性晶体没有提前给出DNA完整结构。1953年三篇相邻论文保留各组研究者的贡献。
[3] 意识讨论依据《生命是什么?》后记,凯瑟琳的话依据《呼啸山庄》第九章。涉及未成年女孩的行为按有署名的DIB传记归属,不以天才解释或减轻责任。看见与想到的格言按可追溯线索归于叔本华,不再署为薛定谔的原话。
[4] 第九节为文学想象。猫、木板和康德不构成物理实验或相互证明;理论中的未解问题,也不能取代另一个人的生活和边界。
I. The Cat
1935. A paper. In its fifth section, a cat is put inside a steel chamber.
The arrangement exists on the page. There is a little radioactive material, a detector, and a lethal device linked to the detector. If a decay occurs during the chosen interval, the device operates and the cat dies. If no decay occurs, it lives. A minute event is amplified, step by step, until an animal's life depends on it.
Now let quantum theory describe the material, the apparatus, and the cat together. A difficulty appears. If the wave function of the whole still holds together both connected sequences of results, how do we get from that description to the one outcome we actually encounter?
Two lines can sit beside each other on a page. A cat is not two lines of writing.
Schrödinger called arrangements of this kind quite ridiculous. He was bringing a difficulty of interpretation within sight: what happens when the indefiniteness of a description is treated as the very appearance of the thing described? He was not declaring all microscopic superpositions impossible. Nor was this a proposal to perform an experiment on an actual cat.
Those turns in the argument proved harder to remember than the animal.
A cat. Alive and dead. The person opening the box seems to hold the key that will admit it to reality.
The image travels easily. So does a change in the question. What began as a demand to explain how a theory accounts for outcomes becomes a story about an animal waiting for human eyes to let it live.
The cat has wandered far from the paper. It has become a sign for superposition, although its inventor did not want a sign to bring explanation to a halt.
A person can leave behind a powerful image. He cannot keep every subsequent use of it in his hands.
II. The Man
Erwin Schrödinger. Born in Vienna on August 12, 1887.
His father ran a factory and cared about botany and art. The home contained books, German, and English. Schrödinger went on to the University of Vienna and earned his doctorate in 1910. The physics he entered was still working with Boltzmann's questions. Teaching, books, and research carried that connection.
He took up a post in Zurich in 1921. Around Christmas 1925, he was on holiday in Arosa. The papers on wave mechanics followed during the next year. In its first half he was thirty-eight. Four installments of “Quantization as an Eigenvalue Problem,” together with papers on the relation between two mechanics and the transition from microscopic to macroscopic behavior, are often grouped as six works.
On the page appeared a Greek letter: ψ.
The wave function. In the usual nonrelativistic description, it supplies the probability amplitudes of a quantum state. Those amplitudes allow the probabilities of measurement outcomes to be calculated. Given an initial state and the relevant dynamical conditions, the equation also specifies how the state evolves. Calculating that evolution is not the same as having a definite answer written in advance for each individual measurement.
The work brought him the 1933 Nobel Prize in Physics, shared with Dirac. That year he left Berlin for Oxford. In 1936 he moved to Graz. After Germany's annexation of Austria in 1938, he wrote a letter accommodating himself to the new regime; he was nevertheless dismissed and left the country. Appointments, letters, dismissal, and departures left different records. They do not fit a single straight route through exile.
He arrived in Dublin in 1939. The following year the Dublin Institute for Advanced Studies was established, and he worked there. Until his return to Vienna in 1956, a long stretch of his life finally had a relatively settled address.
He died on January 4, 1961, aged seventy-three.
The equation remained. So did a book about life, philosophical writings, and a life of which the cat has hidden quite a lot.
III. The Floor and the Plan
Throughout this series, Aristotle has been laying a floor.
Distinguish things. Find somewhere an explanation can begin. Stand there a while and look around. Later, Faraday lifts a corner and the field enters the picture; Boltzmann follows a temperature reading down to the movement of countless molecules. The needle stays steady, while underneath it things are far busier than we imagined. A floor can bear our weight and still be worth looking beneath.
Quantum mechanics brings another difficulty.
We are used to drawing a little ball, then tracing its path. Position here, momentum there: make both entries as precise as possible. But in a quantum state, the distributions of position and momentum cannot both be made arbitrarily narrow. Cutting finer marks into an instrument will not make that relation retreat.
A familiar manner of describing things has met a limit. It cannot fill every box as the old plan promised.
Schrödinger's cat carries that plan into ordinary life. We may tolerate abstract symbols when they refer to an atom. With a cat, we want to know how the symbols connect to a breathing body.
That demand does not require us to declare the floor nonexistent. Precisely because we can stand, read instruments, and encounter a result, there is something for the theory to explain.
Heisenberg's uncertainty relation and the cat problem are not identical either. One constrains the widths of quantum distributions. The other asks how a superposition describing the whole connects to a definite outcome. Call both “uncertainty” and the doorplates match. The problems inside have been shut away.
Aristotle can keep laying boards. Setting one down need not be a declaration that everything beneath the bridge has now been drawn.
IV. Schrödinger and Heisenberg
Two sheets of paper. Both are calculating the atom.
Heisenberg's work, developed with Born and Jordan, became matrix mechanics: arrays of numbers, operations whose order cannot casually be reversed. Schrödinger began from de Broglie's matter waves and worked toward differential equations. Waves rise, meet, and combine. They call up things we have seen more readily than a table of numbers does.
What is easier to picture is not necessarily what the thing ultimately is.
With several particles, in particular, a wave function uses the coordinates of all of them. It cannot simply be drawn as a sheet of material rippling through a room like water. The picture can show us a way in, then lead us astray.
In 1926 Schrödinger wrote a paper specifically about the relation between his mechanics and that of Heisenberg, Born, and Jordan. He established connections between their calculations. The same energy values could emerge from different forms of writing. Later formulations made the correspondences more complete; the first argument had a scope of its own and connections still to be worked out.
“I prefer waves” or “I prefer numbers” could not settle the matter. The calculations had to be set beside one another. Did they yield corresponding results, and under what conditions?
Faraday and Maxwell have already shown us something of such a meeting. One person's work is taken up in another language and develops things not previously written down. The likeness lies in the passage between them, not in assigning four men to opposing teams called intuition and reason.
The correspondence between equations and matrices did not make Schrödinger and Heisenberg agree about physical meaning from then on.
The calculations on the pages could meet. Their authors could still ask what the pages were saying.
V. The Cat and the Act of Looking
What is inside the box when you are not looking?
First, consider a coin hidden in my hand. It has already landed. I have not told you which face is up. Your equal probabilities describe what you do not know. That does not exhaust the meaning of quantum superposition.
In an arrangement such as a double-slit experiment, amplitudes for different paths can add and interfere. Arrivals become more likely in some places and less likely in others. That is different from first assigning each event a definite path and then adding two ordinary probabilities. The two calculations leave different patterns.
We cannot reduce superposition to a result already fixed but not yet glimpsed. Nor can we leap to the opposite claim, that a human glance creates the whole of reality.
Looking in an experiment involves apparatus. Light interacts with the system being measured; a detector leaves a record. That record may be there before an experimenter comes back to read it. Remove human attention from the room and you have not thereby removed every physical interaction.
An actual cat breathes and has a body temperature. There is air and light around it. Closing a lid does not disconnect it from its entire environment. Later work on decoherence explains how such connections can make interference between branches extraordinarily difficult to detect locally. We no longer readily obtain the patterns familiar from microscopic experiments.
Suppressing interference, however, does not by itself select the single outcome we experience. Accounts of outcomes include approaches that retain the usual state evolution, approaches that modify the dynamics, and approaches that add to the physical description. Each has assumptions and consequences to explain. “Looking makes it collapse” cannot stand in for all of them.
The cat remains in the question. But no person outside the universe has been given responsibility for its on-off switch.
Leave the laboratory and return to an unopened letter. “Seeing” becomes an ordinary act again.
You open a letter, learn of another person's difficulty, and decide to reply. Your action may alter his circumstances. His reply may alter yours. But he had a life before you broke the seal. Not seeing him did not mean he did not exist. Seeing him at last does not authorize you to fill in everything on his behalf.
What works here is a reply, waiting, an actual offer of help—not a quantum equation. Once a person enters your life, things you could previously leave alone suddenly have a name on the envelope.
VI. What Is Life?
February 1943. Dublin. Schrödinger lectures on life at Trinity College, under the auspices of the Dublin Institute for Advanced Studies. The lectures become What Is Life? the following year.
The question starts very small. How can hereditary material pass certain traits on with considerable stability? Material inside a cell is also exposed to thermal motion. Why is it not easily disrupted? How can it accommodate so many different arrangements?
He proposes an “aperiodic crystal.” Imagine wallpaper with the same design repeating, then a tapestry whose different parts do not repeat. The wallpaper is regular. The tapestry can have structure too, while carrying different content in different places. The comparison comes from his book. It helps a reader hold two requirements together: stability, and a capacity for difference.
He was not the first to investigate genes as material structures. Delbrück and his colleagues appear explicitly in the book. Schrödinger entered a room where people were already working. He brought questions from physics and submitted them to biological facts.
In 1953, three papers on DNA structure appeared together in Nature. Watson and Crick proposed a model; Wilkins, Stokes, and Wilson, and Franklin and Gosling, reported their structural studies. Put the pages together and the double helix is no longer a diagram conjured out of nothing after one book awakened two readers.
The helical backbone is regular; the sequence of bases can vary. “Aperiodic” does not mean the entire molecule lacks any regularity. Nor had Schrödinger already drawn the later structure. A book can make someone want to enter a subject. Beyond that entrance lie experiments, data, models, and many people's work.
The book also discusses life and entropy. An organism sustains its activities by exchanging matter and energy with its environment. Schrödinger used “negative entropy” to help explain this, then responded to colleagues in a note to chapter six, acknowledging that free energy would have been the more suitable concept for a technical audience. Food is not a mysterious medicine called order. The body has not stepped outside thermodynamics.
Boltzmann's question has found another entrance here. The gap Faraday crossed acquires another echo in this series.
A gap can be a passage. Reach across, however, and the other side is not empty. Other hands are already reaching from there.
VII. Consciousness
There is an epilogue at the end of What Is Life? From heredity, matter, and bodies, the discussion turns toward “I.”
Schrödinger considers a unity of consciousness, the relation between the individual self and the whole in Vedantic thought, and Schopenhauer. This is a direction in which he chooses to keep thinking, not a final formula automatically deduced from the experiments in the earlier chapters.
Imagine two people by a window looking at the same tree. One remembers a childhood garden. The other notices only the leaves turning over. The tree can enter a shared description. Adding more pages of information about it does not, by itself, finish describing each person's present experience.
Between describing that tree and describing how this person is seeing it now, there seems to be some distance left. We can keep investigating. We can also listen. As the description grows more detailed, the person looking at the tree is still by the window.
Ramanujan has brought this series close to Indian traditions. Schrödinger also found his way there. Their backgrounds and questions differ. A shared place name cannot write the same answer for them both.
On Emily's moor there is another sentence.
In chapter nine of Wuthering Heights, Catherine tells Nelly, “I am Heathcliff.” She has just discussed marrying Edgar, including her plan to use that marriage to help Heathcliff. Nelly does not simply hear her out and nod. Intimacy, social standing, misunderstanding, and other people's lives crowd the room.
The sentence lets us hear a feeling that refuses to confine the self within the body. It remains a character's speech in a particular situation, not a theorem about consciousness submitted by Emily. Heathcliff and Edgar still have circumstances of their own.
Now turn back to Schrödinger himself. The Dictionary of Irish Biography records his approaching underage girls as a private tutor, grooming one over time and later entering into a sexual relationship with her. It also notes earlier attempts to connect such behavior to his genius. That explanation cannot reduce a girl to a place from which he obtained inspiration.
Believing in a deep connection does not supply another person's consent. With an underage pupil, the adult has a particular responsibility to maintain boundaries. He cannot leave the entire burden of self-protection to the girl and wait for her to say no.
VIII. Seeing and Thinking
Schopenhauer placed one difficulty of thought here: what everyone sees may still not have been thought through. Discovery does not belong only to the first pair of eyes to arrive somewhere.
A sky, a falling apple, water cooling, a cat in a room: how many people have passed them by? Van Gogh stops and picks up a brush. Newton asks about motion. Boltzmann asks how countless molecules produce a steady reading. The familiar thing is still there. A question makes someone stay.
Schrödinger puts a cat into an apparatus on paper, making a difficulty about description harder to pass over. There is imagination in that act, and patience with a question that will not go away. The animal's appeal cannot validate a calculation. A calculation's success cannot silence every question of interpretation.
Turn back to the preface of What Is Life?
He acknowledges that no one can master every field firsthand. An attempt to connect knowledge must use some indirect, incomplete material and risk being wrong. Then he thanks several people who helped him with his English. A native language is like a garment that fits; a change of clothes is not always comfortable. The comparison is his.
A man who can write an equation may still need another person's help to settle a sentence into place.
Reading these acknowledgments, one almost sees another chair drawn up to the pages. Someone will sit down and find a better word for a sentence, or point out an inference that does not yet hold. Across the gap between fields is not only new knowledge. There is also a person willing to take your paper and read it.
See the same thing. Think something different. Then put the thought on the table.
Someone else may take it up. Someone else may point to the place where it has not yet joined.
IX. Superposition
The encounter at the bridge that follows is a work of literary imagination.
Someone else has arrived. He holds a cat, with several sheets of paper tucked under an arm.
The animal shifts. He changes his grip so its hind legs have somewhere to rest. A corner of paper slips out: a sketch of a box. The lid in the drawing is shut. The cat in his arms is sniffing the wind.
Its whiskers stir. It turns its nose the other way, as though the wind is more interesting there.
Socrates stands in the clearing. Plato crouches over his blueprints. Hume attends to a backgammon board. Schopenhauer looks beneath the bridge. Kierkegaard has made his leap. Turing looks at the apple in his hand. Chekhov leans against the railing. Cantor looks at the sky. Copernicus has put down his book and walked away. Sartre paces with his pipe. Beauvoir holds a mirror. Quine has said a quiet sentence.
Tesla listens to a hum. Edison holds an unlit bulb. Heisenberg's position is uncertain. Bohr holds an unsent letter. Tolstoy faces Chekhov with a prescription. Shakespeare is not there: he is the water below the bridge. Spinoza has glass dust on his hands. Aristotle crouches to lay the floor. Faraday lifts a plank. Maxwell stands writing equations.
Joan of Arc carries fire above the bridge. Wilde stands with easy elegance, holding that sentence. Ramanujan has emerged halfway through a gap. Oppenheimer walks on with his burden of ash. Charlotte holds a pen. Emily is out on the moor beyond the bridge; the wind comes from where she is. Boltzmann cradles the stone bearing his equation. Van Gogh is covered in paint, his brushes still dripping color. Dickens stands over the crack with pen and matchbox in his hands. Churchill has the flag on his shoulder and still holds his pen. Roosevelt sits in his wheelchair, the pen with its two inks within reach, a gentle ramp joining the bridge.
Schrödinger takes his place beside Aristotle.
Faraday holds up a corner of the floor. The letters on the stone in Boltzmann’s arms lie quiet. Heisenberg’s position makes Schrödinger look twice. His own papers slip; he presses his elbow against them.
Aristotle sets a board level and runs a hand over the join.
The cat wants to get down. Schrödinger crouches and lets it reach out a paw first. The board bears its weight. It walks along the edge, stops beside a gap, and turns an ear toward the water.
The board gives a faint creak. The cat finds its footing, its tail sweeping above the gap.
Schrödinger gathers the slipping papers. The drawing of the box has not vanished. Neither have the parts of it that remain unexplained.
Kant stands in the distance.
Schrödinger looks up toward Kant, then down at his papers. There is still a stretch of bridge between them. He squares the edges, ready to go over.
Hume moves a piece. Under Dickens's feet, paper makes a faint sound. The cat walks a little way along Roosevelt's ramp, then returns and brushes against Schrödinger's shoe.
He puts the papers in his pocket, freeing both hands, then picks up the cat.
He walks toward Kant. The cat yawns in his arms and rests its head in the crook of his elbow. A few steps on, its small weight begins to relax.
The wind turns a corner of paper in his pocket.
The question is still awake. The cat is asleep.
Notes
[1] The published cat passage is in §5 of the 1935 paper. Probability amplitudes are not ordinary probabilities; uncertainty, decoherence and definite outcomes are different questions. Observation involves physical interactions, not human eyes granting the world permission to exist.
[2] Four installments with one title and six related works count different sets of 1926 papers. What Is Life? grew from the 1943 lectures. The aperiodic crystal did not anticipate the complete DNA structure; the three adjacent papers of 1953 retain the contributions of the different research groups.
[3] The consciousness discussion follows the epilogue of What Is Life?; Catherine’s words follow chapter nine of Wuthering Heights. Conduct involving underage girls is attributed to the signed DIB biography, not excused through genius. The seeing-and-thinking maxim follows traceable attribution to Schopenhauer, not a quotation assigned to Schrödinger.
[4] Section IX is literary imagination. The cat, planks and Kant are neither physical experiments nor proofs of one another. An unresolved theoretical question does not replace another person’s life or boundaries.