Non Dubito Essays in the Self-as-an-End Tradition
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← SAE第二批判← The SAE Second Critique
SAE 基础文本 · 第二批判
SAE Foundational Text · The Second Critique
第 01 篇,共 12 篇
Essay 01 of 12

一条法凭什么约束立它的人

By What Does a Law Bind Its Maker?

Han Qin (秦汉)

没有担保人的法

康德为《实践理性批判》设的问题是:纯粹理性能不能独自就是实践的——不借任何经验的动机,单凭自己决定意志。他的回答不是一个演绎。道德法则的意识,他叫作“理性的事实”;这条法则的客观实在性,他坦言没有演绎可以证明,它自行确立。《SAE第二批判》接下的是康德的动作,不是他的结论:让一种能力掉转方向,审查它自己的效力。它审的不是纯粹实践理性,是一个人给自己立的法。

于是问题是这样的:一个人为自己立的法,没有外部的担保者,不向别人发号施令,立法者自己随时可以修改它;它的“不得不”凭什么约束立法者自己,约束到哪里为止,与别人各自的不得不又是什么关系?凭什么,到哪里,与别人——资格,边界,普遍性。这三个词出自行动论。那组论文花九篇写一个人不得不怎样做,写完之后说得明白:它不证这些不得不当不当,“它的资格、它的边界、它与普遍性的关系,是第二批判的事”。它把自己交出来受审,这部书接下的就是这个。

这部书的开篇只有一句问话:一条法,凭什么约束立它的人?接着就说明审的是谁:“审的是我们自己的话。最重的几刀,落在我们最早、说得最用力的那几句上。”它也说明不做什么:读者在这里找不到一条对自己的“应当”;能找到的,是每一条法站在哪里。

第一个对手是修改权

这个问题里藏着康德见过的一道难题:约束者与被约束者若是同一个人,约束何以不是一个随时可以收回的心意?在 SAE 这里,难题更尖,因为立法者改法的那扇门始终开着。所以凭什么约束这一问,第一个对手不是怀疑论者,是立法者自己的修改权。

这道缝要先分开。修改,是认了账的改:此前持的是什么、如今为什么改,自己说得清;旧法管过的那一段,仍算它管过,新法从改的时候起算。公开地否弃一条错了的法,也是修改。撂下,是在方便的时候悄悄放下:不认账,旧法就那样不算数了。

一个人守着自己的法不放,可以是自律,也可以是执迷;在两者之外还有第三种样子,这部书暂且叫它无常——遇到方便就停,改了法却不认账。三者怎么分,要到后面才说得清(第九篇)。这里先分开一条就够:修改不是撂下。一条可以改的法,不因此就什么也约束不了;约束到哪里,第十一篇说。

不得例外

然后是一个落回自己头上的问题。这部批判本身就是本框架的一次自立之法:它凭什么免于同一场审查?答案与《第一批判》开卷时相同:它不得例外。这句话要在三处兑现。

第一处。本框架说过:“不得不只自己给自己立法。”可这句话自己就是说给别人听的。最早说出它的那篇文章——《自己的法》——已经撞上了这一点,它的回答是:这句话的免疫“不是逻辑上的绝对免疫,是语用上的:谁拿它去给别人立法,他自己马上就知道自己在越界”。它说自己“是SAE的反伦理篇”,又说:“它是一块挡板,不是一扇门。”这个回答这部书接下来,不往前推。挡板挡不住的,它自己的收束就是一例:“每个人都应该做自己的哲人王。”

第二处。这部书不替读者立法。书里的“不得不”,要么是我们说给自己的,要么挂在一个条件上:若有人站在这里,那么对他而言……这个做法的代价,说在前头:这部书不能凭自己的身份,告诉任何人当如何做。读者若想从这里拿走一套替别人立法的伦理学,这里没有。它能做的,是让每一句都经得起一问:这是不是在对谁发应当?

第三处。本框架里早有一篇自称批判的文章:《自己的法:SAE对伦理与道德的批判》。这部书把它当前身读,也当被审的对象读:前身不因为自称批判就免审,这部书也不因为后出就免审。它站得住的地方,照收——律令“是方向,不是刚性规则”;“恶不是一个位置身份,是退化与压制的方向”;被问到 SAE 的伦理学是什么,“回答只有一个字:无”。它的另一些句子,下一篇拆。

两种应当

同一个“应当”,说的可能是两件事。一件是我拿我的法去要求你——横向的应当。SAE 不讨论它:一个人的法出了他自己的边界去要求别人,正是《自己的法》称作“伦理学”、并且要拆掉的东西。另一件是一个人在自己的法里不能不如此——由内而外的应当,它就是不得不。这部书审的是后一件:框架各处说过的那些不得不,各是哪一种,凭什么约束,约束到哪里。

审的时候,从外面看。框架里有的文章写着某个问题“归第二批判”。那是那篇文章对自己的安排;这部书审它写了什么,不替它把话说完,也不把它的安排当成必须接的活。“被审的文字有它自己的声音,审的人不替它开口。”

这部书的凡例第十四条把这写成了法:被审的文字说自己交出了什么、寄往哪里,照录,审计,不承为这部书的债;不替它补记,不替它对齐,不替它择一。一部悄悄替别人把话说完的批判,在开审之前,就已经在做它后来要诊断的事。

写在明处的法

进入第一章之前,这部书先把自己写作所守的法录在明处。“法写在明处,追问才有抓手。”两声体:陈述康德这样的外部对象用客观体,审查本框架自己的话用第一人称,承担与收回署“我们”。无后台。无自夸:不给自己颁德性证书。比喻不承担定义。

两种句子:记下的句子,照录、审计被审的文字;法的句子,是我们以“我们”之名守的法——后一种只对守它的人是法,不加于读者,这一条自己也是记下的。不用标准,用定义:定义说一个词在这里指什么,不作衡量人的尺,“要求就是这么高”一类的话,这部书不说。判否,不判是。诊断读结构,不读内心。层级只记一次运作,按时刻、按域,不记一个人。

由此还有一条用词之法。“承认”二字只出现在引语里,因为它把这部书要分开的两个动作混在了一起:认,是以他人意志为对象的动作在施行中交出的那一认;承,是把不疑——不要求证明的默认——立为自己法的前提。凡例的最后一句是:“读者若在书中抓到违反这些法的地方,那正是这些法期待的用途。”

A Law with No Guarantor

Kant set the Critique of Practical Reason a question: can pure reason be practical on its own — can it, borrowing no empirical motive, determine the will by itself? His answer was not a deduction. The consciousness of the moral law he called “the fact of reason”; its objective reality, he said plainly, no deduction can prove; it stands firm on its own. SAE: The Second Critique inherits Kant’s move, not his conclusions: turn a capacity around and examine its own validity. What it examines is not pure practical reason but the law a person gives himself.

So the question runs: a law a person gives himself has no outside guarantor, issues no orders to anyone else, and can be revised by its maker at any time — by what does its cannot-not bind the lawgiver himself, how far does that binding reach, and what is its relation to the cannot-nots of others? By what, how far, in relation to others: entitlement, boundary, universality. The three words come from Action Theory. That series spent nine papers on how a person acts on a cannot-not, and then said it does not prove whether these cannot-nots ought to be so — a cannot-not, “with its standing, its boundaries and its relation to universality, is the business of the Second Critique.” It handed itself over for examination; this book takes that up.

The book opens with a single question: by what does a law bind the one who made it? It says at once whose words are on trial: “It is our own words that are examined. The heaviest cuts fall on the earliest of them, the ones we said with the most force.” And it says what it will not do: the reader will find no ought here addressed to him; what he will find is where each law stands.

The First Opponent Is the Power to Revise

Inside the question lies a difficulty Kant saw: if the one who binds and the one who is bound are the same person, how is the binding more than an intention that can be withdrawn at any moment? In SAE it is sharper, because the lawgiver’s door to revising his law always stands open. So the first opponent this question meets is not the skeptic. It is the lawgiver’s own power to revise.

The gap has to be divided first. Revising is a change with the books kept: one can say what one held and why one now changes it; the stretch the old law governed still counts as governed by it, and the new law runs from the moment of the change. Publicly renouncing a law that was wrong is also revising. Dropping is quietly setting a law down when that is convenient: no books are kept, and the old law simply stops counting.

A person who holds fast to his own law may be showing autonomy, or obsession; besides these there is a third shape, which the book calls fickleness — stopping whenever stopping is convenient, changing the law without keeping the books on the change. How the three are told apart comes later (Essay 09). For now one division is enough: revising is not dropping. A law that can be revised is not therefore a law that binds nothing; Essay 11 will show how far the binding runs.

No Exemption

Then a question falls back on the book’s own head. This critique is, in its turn, one of the framework’s self-given laws: by what right would it be exempt from the same examination? The answer is the one the First Critique gave at its outset: no exemption. The book has to make it good in three places.

The first place. The framework has said: “Cannot not legislate only for oneself.” Yet that sentence is itself said to other people. One’s Own Law, the paper that first said it, already ran into this, and answered that the sentence’s immunity is “not a logically absolute immunity, but a pragmatic one: whoever takes it and legislates for others immediately knows they are overstepping.” It calls itself “SAE’s anti-ethics chapter” and adds: “It is a bulkhead, not a door.” The book takes this answer over and pushes it no further. What a bulkhead cannot hold back, the paper’s own close shows: “everyone should be their own philosopher-king.”

The second place. The book does not legislate for the reader. Every cannot-not in it is either something said to ourselves or hangs on a condition: if someone stands here, then for him … The cost is stated up front: this book cannot, on its own authority, tell anyone how to act. A reader hoping to carry off an ethics for legislating on others’ behalf will not find one. What it can do is make every sentence bear one question: is this issuing an ought to someone?

The third place. An earlier paper in the framework already called itself a critique: One’s Own Law: The SAE Critique of Ethics and Morality. The book reads it both as a forerunner and as something under examination: the forerunner is not spared for calling itself a critique, and this book is not spared for coming later. Where it holds, the book keeps it — the imperative “as direction rather than rigid rule”; “Evil is not a positional identity; it is the direction of regression and suppression”; asked what SAE’s ethics is, “the answer is one word: none.” Its other sentences are taken apart in the next essay.

Two Oughts

The same word ought may say two different things. One is my using my law to make demands of you — the lateral ought. SAE does not discuss it: a person’s law going beyond his own boundary to make demands of others is exactly what One’s Own Law calls “ethics” and sets out to dismantle. The other is a person’s being unable, within his own law, to do otherwise — the inside-out ought, which is the cannot-not. This book examines the second: the cannot-nots stated across the framework, which kind each is, by what it binds, and how far.

The examination is conducted from outside. Some papers in the framework write that a question “goes to the Second Critique.” That is the paper’s own arrangement for itself. The book examines what it wrote; it does not finish its sentences, and it does not take the arrangement as work it is bound to do. “The text under examination has its own voice, and the examiner does not speak in its place.”

One of the book’s house rules puts this in so many words: what a text says it has handed over, and where it says it sent it, is recorded and audited, not adopted as the book’s own debt; the book does not fill in its entries, does not bring them into line, and does not choose among them on its behalf. A critique that quietly finished other people’s sentences would already be doing what it will later diagnose.

Laws Kept in the Open

Before the first chapter, the book lists the laws it writes under. “Only when the law is in the open does interrogation have a handle.” Two voices: an objective voice for outside objects such as Kant, the first person for the framework’s own words, and “we” for what is undertaken or withdrawn. No backstage. No self-praise: the book issues itself no certificates of virtue. Metaphor carries no definitions.

Two kinds of sentence: recording sentences that register the text under examination, and law sentences that state the laws we keep — a law sentence is law only for those who keep it, and is not laid on the reader; that rule is itself a recording sentence. Definitions, not standards: a definition says what a word means here and is no yardstick for people, so a sentence like “that is simply how high the bar is” the book does not say. Rule out; never rule in. Diagnosis reads structure, not the heart. A level records one operation, by moment and domain, never a person.

A rule of wording follows from all this. The common Chinese word usually rendered “recognition” is allowed only inside quotations, because it blurs two acts the book keeps apart: concession, what an act aimed at another’s will hands over in its very performance, and adoption, setting non dubito — the default that asks for no proof — as a premise of one’s own law. The list ends: “If the reader catches this book breaking these laws, that is precisely the use these laws were made for.”