维果茨基:认知被别人拉上去
Vygotsky: Cognition Is Pulled Upward by Others
一、三十七岁
1934年6月,莫斯科。维果茨基因肺结核去世,三十七岁。
他晚年的笔记里出现过摩西的形象:望见应许之地,自己却不能进去。那不是一段替后来成就写好的预言。一个病中的人,眼前还有太多没有做完的工作。
三十七岁,能留下什么?
走到这里,我们已见过许多追问认识如何可能的人。他们并非都把人关在孤独的头脑里。但维果茨基让我们把目光放到一个常被略过的现场:孩子还不会的时候,旁边是谁?
有些能力,不是独自想通后才走向别人。它们先发生在两个人之间,后来才成为一个人能够做到的事。
二、还差一只手
想象一个孩子在做一道题。自己做,卡住了。有人指一下关键处,或者和他一起走过前两步,他便接着做下去了。
独自已经能做的,是目前比较稳固的能力。
独自还做不到,但在合适帮助下能够做到的,让我们看见正在形成的能力。维果茨基用“最近发展区”来谈这段距离。
还有些事,即使给了眼下这些帮助,孩子仍然做不到。那时需要的可能是别的准备、不同的方法,或者更多时间,不是把提示说得越来越响。
这样分成三种情形,是便于理解的画法,不是一张可以给所有孩子固定分区的地图。已经会的事也值得练习,会在熟练中变得灵活;不能说那里就不再有学习。
不过,只看独立完成的成绩,确实容易漏掉什么。两个今天考得一样的孩子,在合作中可能显出很不一样的下一步。
帮忙的人可以是老师、家长,也可以是同伴。他不必处处比孩子聪明,只需要在眼前这件事上,知道怎样一起往前走。
这不是把答案灌进去。若全部由大人做完,孩子只在纸上抄一遍,我们看见的也许只是大人的能力。关键是孩子怎样参与、怎样接过那一步。
“还不会”于是有了另一种听法:不是判决,可能只是说,这里还缺一种合适的帮助。
三、话先在两个人之间
维果茨基出生于奥尔沙的犹太家庭,在戈梅利长大,到莫斯科学习法律,也广泛接触文学与哲学。1924年,他在心理学领域的活动为他打开了新的研究道路,随后到莫斯科工作。留给这段事业的时间不过十年左右。
革命后的苏联正在争论怎样建立新的心理学。他的马克思主义取向很重要,但不能简单解释成“集体重要,个人不重要”。他要研究的,恰恰是一个具体的人怎样发展出自己的能力。
语言、符号、计数的方法,早在孩子出生前就在人的生活里了。孩子不是自己从头发明这些工具,而是在与人共同做事时学会使用它们。
先是有人提醒:“先把这个放这里,再找那个。”后来,孩子边做边对自己说。再后来,有些话不必说出声,也能帮助他安排下一步。
外面的声音不是原样搬进脑子。话会缩短,意思会重新组织,原来用来协调两个人的方式,逐渐变成调节自己行动的方式。
这就是“先在人与人之间,再在个人内部”的意思。它指向文化发展中那些经过语言和符号组织的心理能力,不是否认身体、生物成熟,或者婴儿一开始就有自己的生活。
回想自己做难事时心里的那句话。有时还能听出早年的口气:别急,先看看哪里不对。那句话如今是你在使用,却并不全由你独自创造。
人借来语言,但不会永远只是回声。他可以改写,反问,也可以用学来的话,说出教他的人没有想到的东西。
四、费希特身边多了一个人
费希特说自我设定自身。维果茨基则让我们看见,自我能够思考、计划、说出“我”,有怎样的成长过程。但两人回答的问题不同,不能拿儿童的发展史直接驳倒先验哲学;费希特也并非不知道承认与他人的重要。
放在一起读,仍然会出现一个有用的提醒:即使一所房子由你来住、由你决定怎样布置,砖、工具和建造的方法也并非全由你发明。别人递过来的东西,可能早已进入你最像自己的地方。
房子的比喻也有限。孩子不是等着社会来组装的物件。他会挑选、抵抗、误解和创造。共同活动之所以能长出自己的能力,正因为其中有他的活动。
有人帮助你成为自己,并不意味着那个人可以拥有你。成长的社会来路,不能成为取消个人的理由。
五、赫勒敦转身往回看
上一篇,赫勒敦让我们看一群人怎样相互依靠、一起行动。维果茨基把镜头移到另一处:一个孩子怎样在共同活动中,逐渐学会自己安排注意、记忆和思考。
一个追问“我们”何以站得住,一个追问“我能做到”怎样长出来。
这不是把阿萨比亚等同于集体认知,也不是把最近发展区当成群体凝聚力的微型版本。政治团结与心理发展,各自有自己的问题。
但在这条阅读路线上,两人让目光来回移动。从个人看见关系,再从关系里看见具体的人。我们不只要问上一代留下了什么,还要问孩子怎样把它变成自己的东西。
继承不是完整复制。若下一代只能重复前人的声音,传下去的就未必是让人继续成长的能力。
六、脚手架
后来,教育研究者用“脚手架”来形容某种帮助。这个说法在伍德、布鲁纳与罗斯1976年的辅导研究中得到著名的表述,并不是维果茨基本人提出的术语。它常与最近发展区放在一起讨论,但两者不能直接画等号。
搭脚手架,是先让一个人够到原本够不到的地方。任务太大,就一起分成几步;方向看不清,就给一个能继续尝试的提示。帮助要随着眼前的人变化。
如果孩子已经接得住,手还一直替他做,支持就可能变成妨碍。但撤去帮助也不是硬指标。有些人需要长期的工具或照护,独立不等于从此不准依靠任何人。
你大概见过这样的老师:不立刻公布答案,先问一句,再等一等。也见过相反的情形:问题还没想清,一串讲解已经把人淹没。
帮助有时是说清楚,有时是示范,有时只是及时停住。不是越少说越高明,也不是越多教越尽责。得看那个人究竟在哪里卡住。
学骑车可以提供一个生活中的比喻。有人扶住车,骑车的人自己找平衡;到某个时刻,手松开了一点。但这不是维果茨基做过的一项实验,也不是每个孩子都必须这样学骑车。
波兰尼说过的默会知识会在这里让人会心:身体学会的,有时多于一句说明能装下的。两种思想并不相同,却都提醒我们,别把学习只看成把句子搬进脑子。
七、没有走完的路
再回到摩西。维果茨基笔记中的这个形象,使人想到尚未抵达的工作,而不是替他戴上一顶先知的帽子。我们也不必把一段流传的文字认作他确切的最后一句话。
他确实留下许多尚待整理、继续发展的研究。1936年苏联对儿童学的批判又限制了相关工作的传播。但同事、学生和读者并没有同时消失,不能把此后三十年写成全无人听见的空白。
1956年,苏联出版了他的心理学研究选集。1962年,英语读者读到了删节译本《思维与语言》。1978年的《社会中的心智》则是后来编者选编、整理的文集,不是一部由他在那一年写成的书。
这段传播史比“天才被忘记,后来终于被发现”要曲折。有人保存纸页,有人接着做研究,有人翻译,也有人在新的课堂里重新提出问题。
他没能走完的路,不会因此自动走完。但路上后来又有了人。
八、桥头
在这座想象的桥上,维果茨基牵着一个孩子走来。
孩子走得不稳。他没有把孩子拖向前,而是随着那几小步,调整自己手上的力气。
那只手让人想到最近发展区,却不是它的定义。扶着走路只是一个画面,真正值得看的,是帮助怎样回应另一个人的尝试。
费希特看过来。孩子当然不是等到会独立行走才算一个人,也不是大人一放手,才忽然从无到有。
薇依也在。注意一个人,与帮助他学会一件事,可以相互支持,不必争论谁先把自我绕过去。
赫勒敦问,传下去的是什么。维果茨基看看孩子,像是把问题交还给正在发生的那一步:他会怎样使用我们的帮助?
他们走到一处比较平的地方。孩子站住,手上的拉力轻了一点。
维果茨基松开手。
孩子晃了晃,又站稳。刚才那只手不是唯一的原因:还有身体的生长、自己的练习,以及此前许多次被扶住的经验。
此刻,手空了。
维果茨基在桥边坐下。他也需要休息。不要把一个病中的人写成只为别人燃尽自己才有价值。
孩子往前走了几步。以后还会跌倒,还可能回来求助。今天能独自走这一段,不是签下一张永不需要别人的保证书。
帮助者也不是用完就丢的脚手架。可以不再需要这一次搀扶,仍然记得、关心那个扶过自己的人。
维果茨基看着孩子走向桥上的其他人。有人让开一点,有人伸手,孩子也会自己选方向。
应许之地仍是一个遥远的比喻。眼前没有预言,只有几步真实而不稳的路。
他的手停在身旁。既没有抓住不放,也还来得及在需要时伸出去。[1][2][3]
[1] 最近发展区与内化参Mind in Society第4、6章;该书是1978年编译文集,编辑说明明确记有删节、编排等处理,不作未经编辑的逐字原典。本文三种情形是入门示意,并非固定分类;学会独立完成也不等于此后不再需要帮助。
[2] “脚手架”参Wood、Bruner、Ross(1976)“The Role of Tutoring in Problem Solving”,不是维果茨基本人的用语。内化含有改造而非原样复制;脚手架与最近发展区有关联但并不相等。自行车是生活比喻,不是他做过的实验。
[3] 摩西形象参晚期笔记的档案研究与Notebooks编者资料,不把通行引文确认为最后遗言或预言。1956选集、1962英语删节本、1978编译文集须区分;没有“三十年全无人读”的断言。桥头是文学想象,费希特、赫勒敦、薇依、波兰尼的对读不混同各自理论。
Vygotsky — Mind in Society (1978 edited translation), chapters 4, 6 and editorial materials · Wood, Bruner & Ross — The Role of Tutoring in Problem Solving (1976) · Vygotsky’s Notebooks: A Selection — editors and contents · Zavershneva — Recent Archival Discoveries and New Perspectives · MIT Press — Thought and Language, 1962 edition · MIT Press — Thought and Language, expanded edition history
I. Thirty-seven
Moscow, June 1934. Lev Vygotsky died of tuberculosis at thirty-seven.
Moses appears in his late notebooks: a man who can glimpse the promised land but cannot enter it. This was not a prophecy written to fit a future reputation. An ill man still had a great deal of work before him.
What can a life of thirty-seven years leave behind?
By this point in our journey, many thinkers have asked how knowledge is possible. They have not all imprisoned the knower inside a solitary mind. But Vygotsky brings a neglected scene into focus. Before a child can do something, who is standing nearby?
Some abilities do not begin in solitude and subsequently reach outward. They first take shape between people. Only later do they become something one person can do alone.
II. One helping hand short
Picture a child stuck on a problem. Working alone, she gets no further. Someone draws attention to a detail, or works through the first two steps with her. Now she can continue.
What she already manages independently shows an ability that is relatively established.
What she cannot yet manage alone, but can accomplish with appropriate assistance, reveals something still developing. Vygotsky used the zone of proximal development to discuss this distance.
There are also tasks she cannot manage with the assistance currently available. She may need different preparation, another approach, or more time. Repeating a prompt more loudly is unlikely to supply them.
These three situations make a useful sketch, not a fixed map on which every child can be placed. Nor is familiar work barren. Practice can consolidate a skill and make its use more flexible; learning does not stop as soon as unaided performance becomes possible.
Still, a score for independent performance can miss something important. Two children with the same score today may show different possibilities when working with someone else.
That person might be a teacher, a parent, or another child. They need not be wiser in every respect. They need to know how to help this particular activity move forward.
This is not a matter of pouring in answers. If an adult does everything and the child copies the result, we may simply be measuring the adult’s ability. What matters is how the child participates and begins to take over.
“Not yet” acquires a different sound. It need not be a verdict. It may mean that an appropriate kind of help is missing.
III. First, between two people
Born into a Jewish family in Orsha and raised in Gomel, Vygotsky studied law in Moscow while pursuing wide literary and philosophical interests. His activity in psychology in 1924 opened a new research path and brought him to work in Moscow. He had only about a decade left for that career.
In the postrevolutionary Soviet Union, the foundations of a new psychology were contested. His Marxism matters, but “the collective counts and the individual does not” is a poor substitute for his project. He was investigating how an actual person develops capacities of their own.
Language, signs and ways of counting already exist when a child arrives. The child does not invent these tools from scratch. Their use is learned in activities shared with others.
First someone says: put this here, then look for that. Later the child talks herself through the task. Eventually some of that guidance can organize her next move without being spoken aloud.
The outside voice is not simply copied into the head. Speech is abbreviated; meanings and functions are reorganized. A way of coordinating two people becomes a way of directing one’s own activity.
This is the point of the movement from the interpersonal to the intrapersonal. It concerns culturally developed mental functions mediated by signs and language. It does not erase the body, biological maturation, or an infant’s existing life.
Listen to the sentence you use when a task becomes difficult. Sometimes an earlier voice is still audible: slow down; see where it went wrong. You now use the sentence yourself, although you did not make it entirely on your own.
To inherit language is not to remain an echo. A child can revise it, question it, and use it to say something the original teacher never imagined.
IV. Someone beside Fichte
Fichte’s self posits itself. Vygotsky asks how someone grows able to think, plan and say “I.” These are not interchangeable questions: a developmental history cannot simply refute transcendental philosophy. Fichte, too, had things to say about recognition and other people.
Reading them together nevertheless offers a useful reminder. You may inhabit your own house and decide how to arrange it without having invented its bricks, tools or methods of construction. What others handed you may already belong to the parts of life that feel most distinctly yours.
The house image has limits. A child is not an object waiting for society to assemble it. She selects, resists, misunderstands and creates. Shared activity can become her own capacity because her activity is present throughout.
Helping someone become themselves does not confer ownership. The social history of a person is not a reason to cancel the person.
V. Ibn Khaldun turns back
In the previous essay, Ibn Khaldun asked how people hold together and act together. Vygotsky moves the camera: how does a child gradually learn, through shared activity, to organize attention, remembering and thought?
One question concerns what sustains a “we.” The other concerns how “I can do it” comes into being.
This does not turn asabiyya into collective cognition, or the zone of proximal development into solidarity in miniature. Political cohesion and psychological development have different problems to explain.
Along this reading route, though, the two perspectives make us look both ways: from persons toward relationships, then from relationships back toward particular persons. What does a generation pass on? And what does a child do with what is offered?
Inheritance is not perfect copying. If the next generation can only repeat an earlier voice, what has been transmitted may not be a capacity to keep growing.
VI. Scaffolding
Later educational researchers gave certain kinds of assistance a memorable name: scaffolding. Wood, Bruner and Ross famously developed the metaphor in their 1976 study of tutoring. It was not Vygotsky’s own term. It is often discussed alongside the zone of proximal development, but the two are not identical.
Scaffolding makes something reachable that was out of reach. A large task becomes manageable steps; a timely cue makes another attempt possible. Assistance changes with the person and the task.
If someone can now take over, continuing to do everything for them can become an obstacle. But withdrawing support is not an absolute test of success. People may need lasting tools or care. Independence does not mean being forbidden to rely on anyone.
You may remember a teacher who asked one question and waited, instead of immediately giving the answer. You may also remember being drowned in explanations before you had located your difficulty.
Sometimes help means explaining clearly; sometimes demonstrating; sometimes stopping at the right moment. Fewer words are not automatically better, and more instruction is not automatically more responsible. The question is where this learner is stuck.
Learning to cycle offers an everyday illustration. One person steadies the bicycle while the rider finds balance; at some point the grip loosens. This is not a report of a Vygotsky experiment, nor a claim that every child must learn cycling this way.
Polanyi’s tacit knowing comes to mind: the body may learn more than a sentence can contain. The theories are different, but both can unsettle the picture of learning as merely transferring propositions into a head.
VII. An unfinished road
Return to Moses. The notebook image suggests work not yet reached, not a licence to crown Vygotsky a prophet. Nor need we certify a circulating passage as the exact final words he wrote.
Much remained to be organized and developed after his death. The Soviet attack on pedology in 1936 restricted the circulation of related work. Yet colleagues, students and readers did not all disappear. The following decades were not an interval in which nobody heard him.
A Soviet selection of his psychological studies appeared in 1956. An abridged English Thought and Language followed in 1962. Mind in Society, published in 1978, was a later editorial compilation, not a book he somehow wrote that year.
This history is more involved than a forgotten genius finally receiving recognition. Someone preserved manuscripts; someone continued the research; someone translated. New classrooms gave the questions new urgency.
None of this automatically finished his road. But other people were walking on it.
VIII. At the bridge
On our imagined bridge, Vygotsky arrives holding a child’s hand.
The child is unsteady. Instead of dragging him forward, Vygotsky adjusts his grip to those small, uncertain steps.
The hand suggests the zone of proximal development without defining it. Assisted walking is an image. What deserves attention is the way help responds to another person’s effort.
Fichte looks over. The child does not become a person only when he can walk alone. Letting go does not suddenly manufacture a self from nothing.
Weil is there too. Attention to someone and assistance with a task can sustain each other; there is no need to turn them into a contest over who has bypassed the self first.
Ibn Khaldun asks what is being handed on. Vygotsky looks toward the child, as though returning the question to the next step: what will he do with our help?
They reach a level stretch. The child stands still. The pressure on the hand eases.
Vygotsky lets go.
The child sways, then steadies. That hand was not the only cause. There has been bodily growth, practice of his own, and many earlier experiences of being supported.
For now, the hand is empty.
Vygotsky sits beside the bridge. He needs rest as well. An ill person does not acquire value only by burning himself out for others.
The child takes a few steps. He will fall again, and may return for help. Walking this stretch alone is not a promise never to need anyone.
Nor is a helper disposable scaffolding. You can cease to need this particular support and still remember, and care about, the person who offered it.
Vygotsky watches the child approach the others. Someone makes room; someone offers a hand. The child, too, will choose a direction.
The promised land remains a distant metaphor. Here there is no prophecy, only a few actual, unsteady steps.
His hand rests at his side. It is no longer holding tight. It can still reach out if needed.[1][2][3]
[1] Zone of proximal development and internalization: Mind in Society, chapters 4 and 6. This 1978 edited translation is explicitly rearranged and abridged, not an unedited verbatim primary text. The three situations here are an introductory sketch, not fixed classifications. Independent performance does not mean never needing help again.
[2] Scaffolding: Wood, Bruner and Ross (1976), The Role of Tutoring in Problem Solving, not Vygotsky’s own terminology. Internalization transforms rather than simply copies. Scaffolding and the zone of proximal development are related, not identical. Cycling is an everyday analogy, not one of his reported experiments.
[3] The Moses image follows archival research on late notebooks and information from the Notebooks editors; no circulating quotation is certified as his final words or a prophecy. Distinguish the 1956 selection, 1962 abridged English translation and 1978 compilation; no claim of thirty years without readers is made. The bridge is fiction, and comparisons with Fichte, Khaldun, Weil and Polanyi do not merge their theories.
Vygotsky — Mind in Society (1978 edited translation), chapters 4, 6 and editorial materials · Wood, Bruner & Ross — The Role of Tutoring in Problem Solving (1976) · Vygotsky’s Notebooks: A Selection — editors and contents · Zavershneva — Recent Archival Discoveries and New Perspectives · MIT Press — Thought and Language, 1962 edition · MIT Press — Thought and Language, expanded edition history