The River Is Rising
河水上涨
A State of Emergency
In the spring of Year 5 the river rose. That night the mayor of Apple City declared a state of emergency under the Apple City Emergency Ordinance: a curfew from 10 p.m. to 6 a.m.; Levee Street High School, which belongs to the city Education Department, requisitioned as a shelter; residents outside the levee to evacuate by a deadline. The ordinance says the emergency order is renewed by the mayor every thirty days, and the City Council may terminate it by a two-thirds majority. The power was granted to the mayor by the Council in this ordinance; the Council may also, through the procedure for making ordinances, amend or repeal the grant. The shelter has three hundred beds; about five hundred people live outside the levee.
Two weeks later the water went down. On the vegetable plot taken three years earlier for the flood levee, that stretch of levee held; the second essay wrote of that taking. The curfew was lifted in the fifth week. By summer, three months on, Levee Street High School was still requisitioned: sixty households in the shelter still had nowhere to go back to. The emergency order was still being renewed month by month, and in the third month’s renewal the box for the reason still carried the sentence from the first order: “The river is rising; residents outside the levee are in danger.” The school’s students had moved to a temporary building on the east side of the city for their classes.
Three things first. Whom it concerns: the residents outside the levee; the students and staff of Levee Street High School; the whole city’s residents, because of the curfew. Which line: the curfew, the requisition and the evacuation act on actions that may be limited; the lines of basic rights do not change because of an emergency. Baseline: everyday life before the flood.
In an emergency, judgment cannot wait for the channels to run their course. The water is rising, those outside the levee must leave that night, the shelter must open before dawn; what in ordinary times is deliberated, reviewed and questioned first cannot wait that night. But which things cannot wait? How long does the mayor’s judgment that night count for? With the water gone and the order still in force, on what does it rest? Three hundred beds for five hundred people: what of those without a bed? If the line is crossed in these days, can the word “emergency” settle the account? Institution Theory handed questions of this kind on: “Whether it can be done, and how to make the transition and attribute responsibility when it cannot, are matters that call for judgment; they are handed to specific theories of institutions, such as the Theory of Government or a theory of the firm.” On what grounds the curfew, the requisition and the evacuation may each compel is checked along the second essay’s chain; this essay writes only of tense and of inability, and issues no further license to compel.
What Holds
That night Levee Street changed. Families from outside the levee dragged their cases toward the school; the classrooms were emptied of desks and filled with beds; after ten at night no one could be in the street. An emergency changes many things. First, the reverse question: what can it not change?
The first and second oughts. The city’s own acts cross no line against anyone in its interior: the evacuated residents, those asleep in the shelter, those kept at home on curfew nights. Institution Theory says of this ought that “it does not vary with relational thickness and is not discounted under any condition”; an emergency is a condition, and the one most easily used for discounting. A shelter is a place for people to live, not a place to shut them in: sealing off someone’s exit crosses the line. With three hundred beds side by side, the city must still guard the lines between people, and the way it guards is itself the city’s act: “Guarding itself must be a limit: guarding is an act of the construct and falls under the first ought.”
The not-sealing half of the fourth ought. The evacuation limits staying outside the levee; it does not limit whom a person goes to. Whatever rules the shelter sets, they may not stop anyone moving to relatives or friends, or cut people off from their families. The fifth ought’s channel of questioning. A matter answered may be closed, but “what cannot be withdrawn is the conditions of being questioned and of explaining”; on curfew nights, at the shelter bedsides, people must be able to speak up, and someone must take it up. The ways of guaranteeing recognition-based rights. The school was requisitioned, but the students’ schooling did not stop: they moved to the temporary building across town. If schooling is an embedded position, the building may move, but the position may not be left a mere name. If an embedded position must truly be suspended in an emergency, the suspension itself must be public and open to questioning.
These the series groups together as holding to. Its holding to is wider than Institution Theory’s; upstream, only the first ought is said outright to be discounted under no condition, and carrying all of these together to the condition of emergency is a step the series takes on its own account. The ground is Institution Theory’s own division: “what is held to is the ought, not a particular structure”; that sentence concerns guarding the line, and borrowing it for these is part of the series’ own step. What an emergency changes is structure: who decides, what is done first, what is reviewed later. What it cannot change is the ought.
What May Go Faster
In ordinary times, for the city to turn a school to another use, the Education Department must propose it and the City Council resolve on it. This time it was settled by the mayor alone, overnight; the Council did not deliberate first, and what it kept was the power to terminate afterward by two-thirds, and to amend or repeal the grant through the procedure for making ordinances. An emergency changes three things. One is speed: procedure that would take its course in ordinary times is run through in a night. The second is order: act first, review later; requisitioning the school, drawing the evacuation line and declaring the curfew were all done first, and whether they were right and should go on is reviewed later. The third is a temporary division of labor: decisions made jointly by several places in ordinary times are made for a while by one; the Council moves from resolving beforehand to terminating afterward. All of these may change: “structures can change, but the three conditions cannot be withdrawn.” Review beforehand may become review afterward, and being questioned beforehand may become being questioned afterward.
“Being questioned afterward” has a point that is easily slid past. What moves to afterward is the time of review and of answer, not the time of speaking. Of the three conditions of a channel, the second is that “internal subjects can actually initiate it”; during an emergency the channel must still be possible to initiate. If a household’s luggage is searched in the shelter and their papers held, they must have somewhere to say so at the time, somewhere not decided by that officer or his superior alone; the finding may come later, the answer may come later, but speaking up cannot wait until the emergency is over. Read “being questioned afterward” as “allowed to ask only afterward,” and during the emergency there is no channel; that withdraws the three conditions rather than moving a time. Which steps may be deferred must also be explained step by step: whether the delay would defeat control over it. If a question about the evacuation line is answered only after the water has gone, the evacuation is already over; being able to receive an objection does not by itself prove that correction will come in time.
The Line Did Not Move
Now the line. On the night of the flood the houses outside the levee might take water at any moment, and whoever stayed was physically at the water’s edge. Ordinary times and that night measured the same line and found different things: the chain was not changed, the yardstick was not changed; what changed were the facts beneath it. So too the curfew, which kept the whole city off the streets at night, though most had crossed no one’s line and did not live outside the levee; on what it rests is checked along the second essay’s chain, and this essay records only its tense: it was temporary, and lifted in the fifth week.
Conversely, some facts the emergency did not change. A household’s luggage in the shelter, their papers: the flood changed nothing between these things and that household. Searching and holding them without grounds crosses the line in ordinary times and crosses it in an emergency. So three things must be kept apart. An emergency changing procedure: allowed. An emergency changing facts: the facts themselves have changed, and the line is measured as before. An emergency changing the line: not allowed. The third often appears dressed as one of the first two, “there is no time for procedure,” “things are different now,” while what is to be done is to cross a line that was there all along.
The Third Month’s Renewal
The three measures each had their own reasons, and did not lose them at the same time. The curfew answered to the water at night; once the water went down it stayed a while, and was lifted in the fifth week. The evacuation answered to the water outside the levee; when it went down, most families went home, and sixty had nowhere to go back to. The school first housed the evacuated; three months later it still housed those sixty households, and the students were still across town.
When Institution Theory treats the structures of guarding, it sets down: “A temporary structure of guarding must be re-examined after its conditions change, and is not renewed automatically on the strength of its origin”; and: “A standing protective arrangement is not judged oppression merely because it persists.” This was written within guarding the line, against crossings between people; Apple City’s curfew, evacuation and requisition guard against water, most of those they reach have crossed no one’s line, and the one taking the measures is a government holding compulsion. Subject, object and scale have all changed, and carrying the proposition to emergency powers is a step the series takes on its own account. It carries because its frame does not depend on what a measure guards against, but on two things: the measure is temporary, and it stands on a specific reason. Emergency powers have both. The War Treatise says something in the same direction: “Every post-war action is a new action, requiring a new cannot-not to be legitimate.” Carried over, the frame is four sentences: a specific reason supports a specific temporary measure; a change in the reason triggers review; continuation needs a present ground and is not renewed on its old origin; a standing protective arrangement, if it has a ground of its own, is explained separately, and is not judged a violation for being standing.
Take the four sentences to that renewal order. The reason box in the third month carries the first month’s reason. That is exactly what renewal on the strength of origin looks like: it says why the order was valid at the start, not why it must go on now. The water went down, the reason changed, and review was triggered. Review is not revocation. Return, in this series, is not a date fixed in advance; it is the conclusion when review finds no present ground: then the measure is withdrawn and what was taken is given back. Three months is a reason for review, not a threshold of expiry: not that at three months the order lapses by itself, but that, with time gone and conditions changed, someone must ask: on what grounds now?
Sixty Households
On what grounds now must be checked; it cannot be answered in advance. Sixty households still live in the school. Institution Theory says that “where an arrangement is necessary to protect particular persons, its continued existence can be a reason to continue it”; and that “continuation and dismantling are both checked against the persons protected, the task, the authority, the cost and existing commitments.” Check the five. The persons protected: sixty households with nowhere to go back to. The task: no longer sheltering from water, but housing. The authority: the emergency order’s authority was given for a flood, and whether housing still lies within it must be explained. The cost: the students in the temporary building across town. The existing commitments: to those sixty households on one side, to the students on the other. Checked through, the five may well show that housing must go on and the school may be needed a while yet. But that is another reason, which needs its own judgment by its own procedure; it cannot be carried on month after month under the name of “The river is rising.”
The levee is another matter. It is standing, and it held when the flood came; it is not oppression for being always there, and its ground was entered separately when the land was taken. Temporary and standing are kept apart: the emergency order is temporary and must be re-examined when its term runs out; if Apple City needs a standing arrangement for housing, it should be set up and explained in its own right, not made by renewing the emergency order into permanence.
The present must still be measured with the same yardstick. The city may say the school will be given back. A plan to give back in future is a plan about the future; it does not by itself prove that nothing is sealed off now. Which action is restricted for now, and which independent road of questioning and recovery remains, must be checked by the present. For the school, what is restricted for now is the use of the building, and the students’ schooling goes on across town; whether students and parents can speak up about the requisition, to a place not decided by the mayor alone, must be checked now, not on the day the school is given back. That autumn a parent did go to ask; where she got to, the sixth essay tells.
Power Theory marks a kind of intermediate state, education, administrative trusteeship and therapeutic restraint among them: “the lock is temporary and self-liquidating, with a scheduled path of return”; and it says at once: “This paper does not unfold the intermediate states; it only marks their place.” Only the direction is taken here: a temporary lock, oriented toward return. It grants no license, and does not certify any emergency measure as such a state; a scheduled path of return is a structural feature of that kind of state, and to make it a requirement would ask for more than Institution Theory’s proposition does; it is not a strong form of that proposition, and is neither taken by default nor left to the Theory of the State. The War Treatise’s point differs; it is the strong form of the same thing: the temporary structures set up in war, emergency powers among them, must all be actively dismantled afterward, their legitimacy vanishing as the war ends. With Institution Theory, the series takes the weak form, and leaves the strong to the Theory of the State.
Who Determines the Emergency
That night it was the mayor who determined there was an emergency. The ordinance lets him declare alone and renew alone; for the Council to terminate takes two-thirds, and it can also recall the grant through the procedure for making ordinances. In three months the Council neither terminated nor recalled. First the first half: the determination may be made by one position. There is no need to go round this. The water is rising, there is no waiting for several places to confer, which is exactly why an emergency is called one; to require that every sudden act first convene several parties to judge together is to require that emergencies not happen. The paper establishes a function, not a form: one position may judge first, and act first.
Now the second half. Once the determination is made and measures taken, “is the emergency still there?” becomes a question put to the party that took them: do your measures still hold now? That question cannot be settled by the one questioned alone. Institution Theory says that “the party under review may not monopolize the decision on whether a challenge exists and whether it is over”; its summary is shorter: “the party questioned may not monopolize the power to shut the door.” The same proposition has a sentence that answers the first half: “self-checking can be done, and does not replace the position of being questioned independently.” The mayor may determine for himself and review for himself; his review does not replace a review he does not monopolize. Bringing this form of sentence to the determination, confirmation, prolongation and termination of an emergency is a step the series takes on its own account.
This step must go one layer further. Once measures are taken, confirming and ending are not just review: ending must be able actually to stop the measures, and a failure to confirm must be able actually to prevent renewal. Watch only the layer of being questioned, and review goes on as usual while the effect of ending stays in the hands of the one who took the measures; the door still shuts. So confirmation and ending fall at the layer of effect; what must be checked is a road of confirmation or ending that the one who took the measures cannot block alone. This layer too is the series’ own step; the sixth essay gives its general form.
Take the two layers to Apple City. Determining: the mayor. Renewing: the mayor alone, every thirty days. Ending: the Council, by two-thirds. Recalling the grant: the Council again, by the procedure for making ordinances. The powers to end and to recall lie at another position; on paper there is no monopoly. But independence is checked by function: “Independence is functional and does not require being outside the institution; what it guards against is the party under review sealing off review of itself on its own.” That the Council did not end the order in three months does not by itself diagnose monopoly; perhaps the members checked and found a present ground. Suppose the Council’s majority belongs to the mayor’s party, and two-thirds can never be found. Party is not evidence, and the missing two-thirds does not by itself diagnose monopoly; what must be checked is whether that majority acts only on the mayor’s will. If it does, ending needs two-thirds, recall needs that majority, and review of renewal lies with the mayor alone: then there is no road within the city to confirm or end that the one who took the measures cannot block; as a structure, when the emergency ends is decided by the one who took the measures, and at the city level the requirement of non-monopoly has not been met. If it does not, a missing two-thirds is only the result of a vote in which each member judged.
With Schmitt
On who determines an emergency, Carl Schmitt gave a very direct answer. At the opening of Political Theology he defines sovereignty: the sovereign is the one who decides on the state of exception; he decides both whether an extreme emergency exists and what is to be done to remove it. As the Stanford Encyclopedia of Philosophy summarizes him (the paper has not had the original in hand, and only paraphrases), no legal norm can govern the extreme emergency in his view; whoever is in fact able to decide on the exception is sovereign; and every legal order finally stands on a decision rather than a norm. The paper draws a contrast with him from the opposite side.
First, whether it is the same question. The scale differs: Schmitt’s exception is the extreme case no norm can foresee, and the one who decides on it is a sovereign unbound by positive law; Apple City’s mayor declared the emergency under an ordinance the Council made, the ordinance gave the Council power to end it, and above the city stands the Kingdom State. That the mayor judged first that night does not make him a sovereign in Schmitt’s sense; Schmitt himself distinguishes commissarial dictatorship, acting on the sovereign’s behalf, from sovereign dictatorship, which sets out to make a new constitution, and the mayor, holding power under an ordinance by a revocable grant, is nearer the first. So the two share one question only: whether judging that there is an emergency, and judging how to deal with it, fall at one and the same position, with that decision thereafter no longer subject to constraint. How far they agree: general norms cannot contain the radical exception, which runs with the first essay’s point that rules cannot judge in anyone’s place; in an emergency a judgment must be made, and made first by one position. Where they part: Schmitt goes from “there must be a decision” to “the one who decides is bound by no material legal constraint”; the series does not take that step. That a judgment is needed does not exempt it from questioning.
The paper drafts the strongest objection for the other side: norms cannot foresee the extreme emergency; at that moment, who decides whether your norm of non-monopoly still applies? Whoever decides that is the sovereign. The reply has four parts. First, take the three apart. Schmitt’s sovereign does three things at one position: judges whether there is an emergency, judges how to deal with it, and is thereafter bound by no material legal constraint. The reason the extreme situation gives is that there is no time to wait; that is a reason for the first two to be done quickly by one position, not a reason for the third; and having no time to wait has a term, holding while the water rises and gone once it falls. Apple City’s water fell in two weeks, yet renewal was still made by one position alone; this is only a local counterexample, not a general disproof of the theory of the absolute exception. Second, where the retracing stops. “Who decides whether this norm still applies” will be pursued upward, layer after layer; the series does not let it stop at a highest decider, but at a structure: the power to shut the door is held by several places, and none monopolizes it. Schmitt presupposes that an order must be closed by a final decision; the series does not take that presupposition, and that is its normative choice; why no final judge is needed, the sixth essay says. Third, put it in place beforehand: in a limit situation, non-monopoly rests on a structure set up in advance, a position that confirms and ends emergencies, there before the emergency, whose existence, convening and agenda do not depend on the one taking the measures. Fourth, no warrant, but no writing off. Suppose a limit situation sweeps all such positions away: “This series gives no warrant for when questioning will happen, who will take it up, or how long it will last.” Then Schmitt’s description may be the fact. But fact does not settle the norm’s account: “past residue is not written off by closing off questioning”; once the channel returns, the decision that sealed off questioning must itself be questioned. In Schmitt, the decision founds the order; in this series, the decision too goes on the account. That is the series’ structural claim; the paper does not prove that non-monopoly can actually be kept in every limit situation. The absolute exception at the level of the whole state, where the state’s very survival is at issue, the series does not answer; it leaves it to the Theory of the State.
Three Hundred Beds
Three hundred beds, five hundred people. The shelter assigned beds in order of arrival, and on the first night the beds were full; of those without a bed, some went to relatives and friends, some slept on the floor in the school’s gym and corridors. Three hundred beds cannot become five hundred in a night; this is something that cannot be achieved. Whom it concerns: the two hundred or so without beds, and with them the three hundred who have them. Which line: too few beds is a supply not achieved, not in itself a crossing of the line; whether it presses on anyone’s life-substrate is checked separately, by that person’s situation. Baseline: before the evacuation order, each had a place of his own to live.
When something cannot be achieved, two things come most readily to the tongue: “We are responsible only for the three hundred who have beds”; “The shelter is operating normally.” The first shrinks the ought to the part that can be done; the second describes what could not be done as not having happened. Institution Theory blocks both: “This series grants that in practice an ought may not be achieved, and does not on that account withdraw or discount any of them”; “Lack of resources bears on how the ought is fulfilled, how the transition is made and how responsibility is attributed; it does not subtract any ought here.” The two hundred without beds are in Apple City’s interior as much as the three hundred with them; the evacuation order fell on them, and they could not avoid it; too few beds does not make them count for less. The series takes no position on whether ought implies can; it says only that inability subtracts no ought. An old man spending the night in a corridor is not the same as a family moving in with relatives, and each is checked by its own situation; however that comes out, inability itself subtracts nothing from any ought.
The transition must be explained. The shelter was opened by the city, the beds were provided by the city, and ordering by arrival was decided by the city; an institution bears the burden of explanation for what it has itself produced, and “must answer the very matter it is questioned about.” What must be explained: how many short; by what the beds were ordered, and why; where those without beds went, and whether the city knows; how the transition is arranged, and until when; who judges these things, and to whom they answer. Ordering beds by arrival is a judgment; one could order by age, by whether a household has children, by health. The series does not say which is right; it does not teach judgment; it says that ranking is itself a judgment and must be explained. Nor is explaining achieving: inability does not cancel the burden of explanation and correction, and having explained is not booked as having done it.
Responsibility is attributed separately to the construct and to persons. Institution Theory says: “the construct’s name does not shield an individual responsibility that has independent grounds, and the construct’s failure is not automatically transferred onto any one person.” Who set the number of three hundred beds, and on what grounds, is the account of the position that set it, and of Apple City as a construct; it does not fall by itself on the person assigning beds at the door. Conversely, suppose the person assigning beds turned people away while beds were still free: that is his entry, and “there were never enough beds anyway” cannot settle it for him. One more thing must be kept apart: too few beds is inability, not by itself a crossing of the line. What the next section tells is not inability.
Three Days
In the days the shelter was open, a patrol officer, without any grounds, searched one household’s luggage and held their papers, returning them only three days later. The search was afterward verified as crossing the line. The officer said afterward: “During the state of emergency, security at the shelter is our responsibility; checking is part of the job.” The City Police’s reply said: “This was the conduct of an individual officer and has nothing to do with duty arrangements under the state of emergency.” Whom it concerns: this household. Which line: the household’s command over its own belongings and papers, which the groundless search and the holding of the papers crossed. Baseline: households in the same position in the shelter, whose belongings are not searched without grounds and whose papers stay in their own hands.
The shelter is a transitional arrangement: homes cannot be returned to, so the city fills in with the school; the officer on duty there is part of the arrangement. The search and the holding of the papers are acts made within this arrangement through a position, and a crossing of the line is read under the first ought. The two statements push in two directions. The first pushes the case onto the emergency: the words “during the state of emergency” would have it fall under the emergency’s name. But the flood changed no fact between this household and its luggage and papers; the emergency did not move this line. The beds in the last section were inability; this is not; nothing that could not be done forced the officer to search this household’s luggage. An emergency can explain inability; it cannot explain a crossing of the line, and the name of emergency no more proves that compliance is within the line than the name of procedure does. How a crossing of the line in transition is booked, Institution Theory did not write, handing it to the series that carry judgment; the series answers conditionally: where a transitional act is verified as crossing the line, the name of transition does not cancel its attribution.
The conditional has its measure. First, it does not automatically name every result that falls short of a positive guarantee a violation: the two hundred without beds are inability; the students across town are a building turned to other use, with schooling not stopped; whether these touch the first or second ought is checked by their own criteria, and they are not booked as crossings of the line for falling within the same emergency. Second, it does not automatically book the construct’s responsibility to one person. Which brings us to the second statement: “the conduct of an individual officer” would put the whole case on that officer.
That officer’s account is that one search and that one holding: “the address of attribution and the actual actor do not hide each other”; “particular operations that have been established can be attributed to the person, but no permanent identity is assigned to him.” Whether he truly believed it was his duty does not change that the line was crossed: “crossing the line does not require that anyone intend it.” The City Police’s account is another entry, checked separately: who decided to send officers into the shelter; whether, when they were sent, there were rules about searches, and how they were written; whether the shelter had somewhere this household could speak up at the time and get its papers back; why three days. “Nothing to do with duty arrangements” is the department’s account, and it too must be explained, answering the very matter asked. If gaps are found, that entry lies with the City Police and with Apple City as a construct; it is not borne by one man because one man went through the luggage. The papers were returned after three days; returning them stopped an effect still running, but did not settle the account; how the three days that did happen are answered needs a ground of its own.
With Locke
Who is to judge whether a power used as occasion demands has been used rightly, Locke asked too; the Second Treatise gives prerogative a chapter. First he says why it is needed: lawmakers cannot foresee everything, and the executor of the laws has power in his hands to use for the good of society in many cases where the law gives no direction, “till the legislative can conveniently be assembled to provide for it”; a strict and rigid observance of the laws may do harm, as in not pulling down an innocent man’s house to stop a fire when the next one is burning. Then the definition: “This power to act according to discretion, for the public good, without the prescription of the law, and sometimes even against it, is that which is called prerogative”; in a word, “prerogative is nothing but the power of doing public good without a rule.”
Then he asks “who shall be judge when this power is made a right use of.” His answer: between an executive holding such prerogative and a legislature that depends on it to be convened, there can be no judge on earth; “The people have no other remedy in this, as in all other cases where they have no judge on earth, but to appeal to heaven.” By a law prior to all human law, the people have kept the last judgment to themselves, whether they have just cause to appeal to heaven; and it does not operate until the inconvenience is so great that the majority feel it.
The two ask the same thing: when the law cannot keep up or cannot foresee, who judges, and who then judges the judgment. How far they agree: the law cannot foresee everything, and a judgment must come first; where the law gives no direction, prerogative is a temporary division of labor, the executive acting first and handing back when the deliberating side can deliberate; and precedent turns into origin. Locke saw this clearly: under good princes the people did not limit their prerogative, but their successors “would draw the actions of those good rulers into precedent, and make them the standard of their prerogative”; refusing renewal on the strength of origin guards against the same thing.
They part at two points. The first is the line. Locke’s prerogative may overstep positive law but not his fundamental law: in some cases the laws themselves must give way to the executive power, “or rather to this fundamental law of nature and government,” and that fundamental law is that, as far as may be, all the members of the society are to be preserved. The series lets an emergency change the speed and order of procedure, not the line. Pulling down an innocent man’s house to stop a fire must, in this series, go back to the second essay’s chain, with the owner’s loss and remedy booked, an entry Locke’s section does not ask about; whether it crosses the line is checked stage by stage as in the second essay, and this one example does not show the two bottom lines opposed. Actions that may be limited are limited along that chain; a step that crosses the line does not become permissible because more people would be preserved. A bounded aim of preservation and a set of boundary criteria can coexist; the paper does not say that Locke would overstep his own limits to preserve the many, nor that it has refuted him.
The second is who judges. Both want a judgment not in the hands of the party under review. Locke places it outside the constitutional order, in the people, as the last step, moving only when the majority feel it; the series wants it inside, there beforehand, open to anyone inside to initiate without retaliation. In Locke’s case the legislature can be convened only through the executive, and so there is no judge on earth; reading that case, the series finds exactly the configuration it guards against: whether the party able to review can even meet lies in the hands of the party reviewed. The appeal to heaven is what is left when that channel on earth is missing. To be precise: being questioned afterward is, in this series, an ought for the construct, not a description of existing practice. Locke himself recorded that limits on prerogative were set down by the people, where they had suffered, by express laws; the express laws came afterward, and whether Apple City has such a channel, and whether it is enough, is checked against this case.
The paper drafts, on Locke’s behalf, the strongest objection: the last judgment is already the people’s; setting up a reviewing position on earth only adds another power that can end up in the executive’s hands; the reviewer can err and abuse too, and another layer to review it only moves the difficulty upward; besides, sending every occasional judgment of good rulers to review, to guard against bad ones, would only slow the very speed an emergency most needs. The reply: this channel is not a higher judge, and the reviewer, reviewed in turn, may not monopolize review of itself either; why no final judge is needed, the sixth essay says. Speed is not harmed: determination and first action may still be made by one position, and what is reviewed is confirmation, prolongation and termination, later in time. The people’s last judgment is not cancelled: whether to ask is for those inside to decide, and an open channel does not mean someone asks every time. Judgments can err, which is why they must be open to questioning; Locke’s own point about precedent shows that good judgments too are taken up by later hands as origin.
What the fifth essay has said comes to this: in an emergency, what is held to does not stop; an emergency may change the speed, order and temporary division of procedure, review and questioning may move to afterward, and the channel must still be possible to initiate during the emergency; an emergency changes the facts the line falls on, not the line; when conditions change, emergency powers are re-examined and not renewed on their origin, and what was taken is returned when review finds no present ground; an emergency may be determined by one position, but its confirmation, prolongation and termination are not monopolized by the one who took the measures; when something cannot be achieved, no ought is withdrawn or discounted, the transition must be explained, and the accounts of construct and person are kept apart; where a transitional act is verified as crossing the line, the name of transition does not cancel its attribution. That river, that school and those sixty households will be used again.
紧急状态
第五年春,河涨了。那一夜,苹果城的市长依《苹果城紧急状态条例》宣布紧急状态:晚十点到早六点宵禁;征用市教育局所辖的河堤街中学作避难所;堤外的住户限期撤离。条例写着:紧急令每三十天由市长续期;市议会可以三分之二多数终止。这份权是市议会在条例里授予市长的;市议会也可以经立条例的程序,修改或废止这一授予。避难所有三百张床,堤外的住户约五百人。
两周后,水退了。三年前为修防洪堤征来的那块菜地上,那段堤守住了;征地的那一笔,第二篇写过。宵禁在第五周撤销。到了夏天,三个月过去,河堤街中学仍被征用:避难所里还有六十户人家无处可回。紧急令仍在按月续期;第三个月的续期令,理由一栏写的仍是第一份里那一句:“河水上涨,堤外住户面临危险。”学校的学生转到城东的临时校舍上课。
三样先写。对谁:堤外的住户;河堤街中学的学生与教职员;全市的居民,因为宵禁。在哪条线:宵禁、征用、撤离都作用在可以限制的行动上;基础权利的线不因紧急而改。基线:洪水之前的日常。
紧急的时候,判断等不及通道走完。水在涨,堤外的人要连夜走,避难所要在天亮前开门;平时要先议、先审、先问的事,那一夜都来不及。可来不及的是哪几样?市长那一夜的判断,能算数多久?水退了,紧急令还在,凭的是什么?三百张床对五百个人,没有床的人怎么办?这些日子里出了越线的事,“紧急”两个字能不能替它结账?制度论把这一类问题交了出来:「做不做得到,做不到时怎样过渡、怎样归责,是要带判断力的事,交给政府论、公司论这些具体的制度论」。宵禁、征用、撤离各自凭什么可以强制,照第二篇的链核;这一篇只写时态与做不到,不另发强制的许可。
什么照旧
那一夜,河堤街变了样。堤外的人家拖着箱子往中学走;教室里的桌椅搬空了,摆进了床;夜里十点以后,街上不能有人。紧急改了许多东西。先问反面:有什么是它改不了的。
第一、二条应当。市里自己的施为,对内部的每一个人都不越线:撤离的住户,避难所里睡下的人,宵禁的夜里待在家中的人,都在内。制度论说这一条「不随关系厚度调节,也不随任何条件打折」;紧急是一个条件,而且是最容易被拿来打折的那一个。避难所是给人住的地方,不是把人关住的地方:封死一个人的退出,是越线。三百张床挨着摆,人与人之间的线,市里照样要守;守的方式本身也是市里的施为:「守卫本身须是限:守是构的施为,归第一条管」。
第四条的不封通道。撤离限的是人留在堤外,不限他投奔谁;避难所定什么规矩,都不能拦人搬去亲友家,不能断人与家里人的往来。第五条的受问通道。一件事答完了可以结,「不能撤的,是受问与说明的条件」;宵禁的夜里,避难所的床边,人要问得出话来,问了有人接。承认性权利保证的方式。学校被征用了,学生的就学没有停,他们转到城东的临时校舍上课;就学若是一项已经载入的位置,校舍可以挪,这个位置不能只剩一个名字。紧急时一项载入的位置若真要暂停,暂停本身也要公开,可被追问。
这几样,这个系列合称“坚持”。它比制度论的“坚持”宽;上游明说不随任何条件打折的,只是第一条,把这几样一起推到紧急这个条件上,是这个系列的一步。推的根据在制度论自己的分法:「坚持的是应当,不是构造」;这一句原说守线,借到这几样上,也在这个系列自己的那一步里。紧急改的,是构造:谁来定,先做什么,后审什么。它改不了的,是应当。
什么可以快
平时,市里要把一所学校挪作他用,须由市教育局提出、市议会议决。这一回,是市长一个人、一夜之间定下的;市议会没有先议,它留着的,是事后以三分之二终止的权,与经立条例的程序修改或废止这一授予的权。紧急改了三样。一是快慢:平时要走的程序,一夜走完。二是先后:先做,后审;征用学校、划定撤离的范围、宣布宵禁,都是先做了的,对不对、该不该继续,放到后面去审。三是暂时的分工:平时由几处共同作的决定,暂时由一处作;市议会从事前议决,挪到了事后终止。这些都可以改:「构造可以改,三项条件不能撤」。事前审查可以改成事后审查,事前受问也可以改成事后受问。
“事后受问”四个字,有一处容易滑过去。改到事后的,是审查与答复的时点,不是开口的时点。通道的三项条件,第二项是「内部主体实际可以发动」;紧急期间,通道仍须可以发动。避难所里一户人家的行李被翻了,证件被扣了,他们当时就要有一个地方去说,那个地方不由那名巡警、也不由他的上司一人说了算;查清可以晚一些,答复也可以晚一些,开口不能等到紧急结束以后。事后受问若读成“事后才准问”,紧急期间就没有通道了,那是把三项条件撤了,不是把时点挪了。哪些步骤可以后置,也要就那一项说明:延迟会不会让对它的控制落空。对撤离范围的疑问,答复若要等到水退,撤离已经做完了;收得到异议,不独自证明纠正来得及。
线没有动
再说线。洪水这一夜,堤外的房子随时可能进水,留在那里,人的身体就在水边。平时与今夜,量的是同一条线,量到的东西不一样了:链没有换,尺没有换,换了的是尺下面的事实。宵禁也是这样,它让全市的人夜里不能上街,其中绝大多数人既没有越谁的线,也不住在堤外;它凭什么,照第二篇的链核,这一篇只记它的时态:它是临时的,第五周撤了。
反过来,有的事实紧急并没有改。避难所里一户人家的随身行李,他们的证件,洪水没有改变这些东西与这户人之间的任何一样。无根据地翻查、扣下,平时越线,紧急时也越线。所以要分开三样:紧急改程序,可以;紧急改事实,是事实本身变了,线照旧去量;紧急改线,不可以。第三样常常装成前两样出现:说“程序来不及”,说“情况不同了”,要做的却是越过一条本来就在那里的线。
第三个月的续期令
三件措施,各有各的理由,不是同时失去理由的。宵禁对着的是夜里的水情,水退以后又维持了一阵,第五周撤了。撤离对着的是堤外的水,水退了,多数人家回了家,六十户无处可回。学校起先是给撤离的人住的,三个月后,它仍住着那六十户,学生仍在城东。
制度论在讲守卫构造时立过一条:「临时的守卫构造,在其条件改变后须重新审查,不凭来历自动续期」;又说,「常设的保护安排,不因持续存在就判为压迫」。这一条原写在守线里,挡的是人与人之间的越线;苹果城的宵禁、撤离与征用挡的是水,作用到的绝大多数人没有越谁的线,采取措施的是持有强制的政府。主词、对象与尺度都变了,把它推到紧急权力上,是这个系列的一步。推得过去,是因为它的骨架不靠措施挡的是什么,靠两样:措施是临时的,它凭一个特定的理由成立。紧急权力两样都有。战争论说过同一个方向的话:「战后的每一个动作都是新的动作,需要新的『不得不』才能合法」。推过来,骨架是四句:特定的理由支持特定的临时措施;理由改变,触发复核;延续须有当前的根据,不凭旧来历续期;常设的保护安排若另有根据,另行说明,不因常设就判为侵害。
拿这四句去看那份续期令。第三个月的理由栏,写的是第一个月的理由。这正是凭来历续期的样子:它说的是紧急令当初为什么成立,没有说它现在为什么还要继续。水退了,理由变了,复核就被触发了。复核不等于撤销。归还,在这个系列里不是事先排定的一个日子,是复核找不到当前根据时的结论:那时措施要撤,被占用的要还。三个月是复核的理由,不是失效的阈:不是说到了三个月,紧急令就自动作废;是说时间过去、条件变了,要有人问一问:现在凭什么。
那六十户
现在凭什么,要查,不能先替它答。学校里还住着六十户人家。制度论说:「保护具体的人所必需的安排,其存续可以是继续它的理由」;也说,「续存与拆除,都回到所保护的人、任务、权限、代价与既有承诺去核」。照这五样去核:所保护的人,是六十户无处可回的人家;任务,已经从躲水变成了安置;权限,紧急令的权限是为洪水给的,安置是不是还在它里面,要说明;代价,是学生在城东的临时校舍上课;既有的承诺,一头是对那六十户的,一头是对学生的。五样核下来,也许会得出:安置要继续,学校也许还得再用一阵。可那是另一个理由,要为它另作判断,照它自己的程序;不能借着“河水上涨”那一句的名义,一个月一个月地续下去。
堤是另一回事。那段堤是常设的,洪水来时守住了;它不因为一直在那里就是压迫,它的根据,当初征地时另有一笔。临时与常设分开:紧急令是临时的,要到期重审;苹果城若需要一处常设的安置办法,应当另立、另说明,不靠把紧急令续成常设。
当下仍须用同一把尺。市里也许会说:学校以后会还。将来打算归还,是对将来的计划;它不独自证明当下没有封死。当下暂限的是哪一项行动,仍保留哪一条独立受问与恢复的路径,要按当下去核。学校这一件,当下暂限的是校舍的使用,学生的就学照旧在城东;学生与家长能不能就征用问出话来,问到一个不由市长一人说了算的地方,要现在核,不能等到归还那天再核。这一年秋天,一位家长去问了;她问到了哪里,第六篇写。
权力论标出过一类中间态,教育、行政托管、治疗性约束都在其中:「锁是临时的,自我清算的,有一条排定的归还路径」;它同时说,「本篇不展开中间态,只标出它的位置」。这里只取同向:临时的锁,朝归还去。它不发许可,不替哪一项紧急措施证明自己是那一类中间态;排定的归还路径是那一类中间态的结构特征,拿它当要求,就要得比制度论那一条多;它与那一条不是同一件事的强弱两式,不默认取,也不留给国家论。战争论那一件不同,是同一件事的强式:战时建立的临时结构,紧急权力在内,战后都要主动拆除,它们的合法性随战争结束立刻消失。这个系列照制度论取弱式,把强式留给国家论。
谁认定紧急
那一夜,认定紧急的是市长。条例让他一个人宣布,一个人续期;市议会要终止,须凑足三分之二,它也可以经立条例的程序收回这一授予。三个月里,市议会没有终止,也没有收回。先说前一半:认定可以由一个位置作出。这一点不必绕。水在涨,等不及几处一起商量,这正是紧急之所以叫紧急;要求每一个突发的动作都先召集多方共同判断,等于要求紧急不要发生。论文只立功能,不定形态:一个位置可以先判,先做。
再说后一半。认定一旦作出、措施一旦采取,“紧急还在不在”就成了一个问向采取措施那一方的问题:你的措施,现在还凭得住吗?这一问,不能由被问的那一方一个人说了算。制度论说:「被审的一方不能独占对质疑是否存在、是否结束的决定」;它的总结更短:「被追问的一方,不能独占关门之权」。同一条里还有一句,正对着前一半:「自查可以做,不替代独立受问的位置」。市长可以自己认定,也可以自己复核;他的复核不替代一个不由他独占的审查。把这一句型落到紧急的认定、确认、延长与终止上,是这个系列的一步。
这一步还要往前走一层。措施一旦采取,确认与终止就不只是审查:终止要能让措施真的停下,确认不成要能让续期真的不发生。只看住受问那一层,审查照常进行,终止的效力却仍握在采取措施的一方手里,门照样关得上。所以确认与终止落在效力一层;要核的,是一条采取措施的一方一个人挡不住的确认或终止之路。这一层也是这个系列自己的一步;第六篇把它推成一般式。
拿这两层去看苹果城。认定,是市长;续期,是市长一人,每三十天一次;终止,是市议会,须三分之二;收回授予,也是市议会,走立条例的程序。终止与收回的权在另一个位置上,纸面上不是独占。可独立是对着功能核的:「独立是功能义,不要求在制度之外,要防的是被审的一方独自封住对自己的审查」。三个月里市议会没有终止,本身不独自诊断独占:也许议员们查过,认为仍有当前的根据。设若市议会的多数与市长同党,三分之二从来凑不齐。同党不作证据,凑不齐也不独自诊断独占;要核的,是那一多数是不是只按市长的意志行事。核下来若是,终止要三分之二,收回要过那一多数,续期的复核又在市长一人手里,那么市内没有一条确认或终止的路是采取措施的一方挡不住的:作为结构,紧急何时结束由采取措施的一方决定,不独占这一条在市一级就没有做到。核下来若不是,三分之二凑不齐,就只是议员们各自判过的表决结果。
与施米特
谁认定紧急,施米特给过一个很直接的回答。他在《政治的神学》第一章开头给主权下了定义:主权者是对例外状态作决断的一方;他既决定是否存在极端的紧急,也决定为了消除它应当做什么。照斯坦福哲学百科的概述(论文手头没有原书,只据它转述),在他看来,没有一条法律规范管得了极端的紧急;谁事实上能对例外作出决断,谁就是主权者;任何法秩序最终立在一个决断上,不立在规范上。论文与他作一处反面的对照。
先核是否同题。尺度不同:施米特的例外,是任何规范都预见不到的极端情形,对它作决断的,是不受实定法约束的主权者;苹果城的市长是照市议会定的条例宣布紧急的,条例给了市议会终止的权,市的上面还有王国州。不能因为市长那一夜先作了判断,就把他叫作施米特意义上的主权者;施米特自己也分了代主权者行事的委任独裁,与要另立宪法的主权独裁,市长照条例受权、授予可以收回,更近前一种。所以两家只在一处同题:判断紧急在不在,与判断怎样处置,是不是落在同一个位置上,而且那一决断此后不再受约束。同意到哪里:一般的规范包不住彻底的例外,这与第一篇所说规则代不了判断同向;紧急时有一个判断要作,要由一个位置先作。分开在:施米特从“要有一个决断”走到“作决断的一方不受任何实质的法律约束”;这个系列不走这一步。需要一个判断,不等于这个判断免问。
论文代对方拟了最强的反驳:规范预见不了极端的紧急;到了那一刻,谁来决定你们这条非独占的规范还管不管用?决定这件事的那一方,就是主权者。回应分四处。其一,拆开三件。施米特的主权者在一个位置上作三件事:判断是否紧急,判断怎样处置,以及此后不受任何实质的法律约束。极端处境给出的理由是“等不及”;等不及,是前两件由一个位置快速作出的理由,不是第三件的理由;而且等不及有期限,水涨时成立,水退了就不在了。苹果城的水两周就退了,续期仍由一个位置单独作出;这只是一个局部的反例,不是对绝对例外论的一般反证。其二,回溯停在哪里。“谁来决定这条规范还管不管用”,会一层层往上追;这个系列不让它停在一个最高的决断者,让它停在一个结构上:关门的权由几处分着持,谁都不独占。施米特预设一个秩序要由一个最后的决断来闭合;这个系列不要这个预设,这是它的规范选择;为什么不需要一个最后的裁判者,第六篇说。其三,事前放好:极限处境里,非独占靠的是事前放好的结构,确认与终止紧急的位置紧急之前就在,它的存续、召集与议程不依赖采取措施的一方。其四,不担保,但不销账。设若一场极限处境把这样的位置都扫掉了:「这个系列不担保追问何时发生、由谁接住、持续多久」;那时,施米特的描述也许是事实。可事实不结规范的账:「过去的未尽不因关闭追问而销账」;通道一回来,那个封住追问的决断本身也要被问。在施米特那里,决断为秩序奠基;在这个系列里,决断本身也要记账。这是这个系列的结构主张;论文不证一切极限处境都能实际保住非独占。整个国家一层关乎存亡的绝对例外,这个系列不答,留给国家论。
三百张床
三百张床,五百人。避难所按到达的先后安排床位,第一夜床就满了;没有床的人,有的去投亲靠友,有的在学校的体育馆和走廊里打地铺。三百张床,一夜变不成五百张,这是一件做不到。对谁:没有床的约两百人,也连着有床的三百人。在哪条线:床不够,是供给没有做到,本身不是越线;有没有压到某个人的生命基底,按那个人的处境另核。基线:撤离令落下之前,各人有自己的住处。
做不到的时候,最顺口的说法有两种:“我们只对有床的三百人负责”;“避难所运转正常”。前一句把应当缩小到做得到的那一份,后一句把做不到说成没有发生。制度论两样都挡:「这个系列承认实际可能做不到,不因此撤回或打折哪一条应当」;「资源不够,关涉怎样履行、怎样过渡和归责,不在这里减掉哪一条应当」。没有床的两百人,与有床的三百人一样在苹果城的内部,撤离令落在他们身上,他们无从避开它;床不够,不使他们少一份。这个系列不对“应当蕴含能够”表态;它只说:做不到,不使哪一条应当减项。在走廊里过夜的若是一位老人,与一家人住进了亲戚家,不是一回事,要各按处境另核;不论核下来怎样,做不到本身不替任何一条应当减项。
过渡要说明。避难所是市里开的,床是市里备的,按到达先后排,是市里定的;制度对它自己造出的东西负说明之责,「并须答到被问的那件事上」。要说明的是:差了多少;按什么排的,为什么这样排;没有床的人去了哪里,市里知不知道;过渡怎样安排,到什么时候;这些由谁判断,向谁作答。按到达的先后排床,是一个判断;也可以按年龄排,按家里有没有孩子排,按身体排。这个系列不说哪一种排法对,它不教判断;它说的是,排序本身是判断,要说明。说明也不等于做到:不以做不到为由取消说明与修正之责,也不凭说明了就记作已经做到。
归责照构与个人分开。制度论说:「构的名义不遮蔽有独立根据的个人责任,构的失责也不自动转记到某个人身上」。三百张床这个数是谁定的、凭什么定,是定这个数的那个位置的账,也是苹果城这个构的账,不自动落到在门口安排床位的那个人头上。反过来,设若安排床位的人在床未满时把人挡在门外,那是他那一笔,“床本来就不够”替他结不了。还要分清一件:床不够,是做不到,不自动是越线。下一节那一件,不是做不到。
三天
避难所开着的那些日子里,一名巡警没有任何根据,搜查了一户人家的随身行李,扣下了他们的证件,三天后才归还。这一搜查事后经核实越线。巡警事后说:“紧急状态期间,避难所的安全归我们管,查一查是职责所在。”市警局的答复说:“这是个别警员的行为,与紧急状态下的执勤安排无关。”对谁:这一户人家。在哪条线:这户人家对自己随身物品与证件的支配;无根据的搜查与扣证越过了它。基线:避难所里同样处境的人家,物品不受无根据的翻查,证件在自己手里。
避难所是一项过渡安排:家回不去,市里拿学校先顶上;巡警在那里值勤,是这项安排的一部分。翻查与扣证,是在这项安排里、经一个位置作出的施为,越线按第一条读。两句话,各往一个方向推。前一句推给紧急:“紧急状态期间”几个字,想让这一件落进紧急的名下。可洪水没有改变这户人家与他们的行李、证件之间的任何一样事实,这一件的线,紧急没有挪动;上一节的床是做不到,这一件不是,没有哪一样做不到,使那名巡警不得不翻这一户的行李。紧急可以说明做不到,说明不了越线;紧急的名分,同程序的名分一样,不证明照做就在线内。过渡中越线的那一段怎样记账,制度论没有写,交给了带判断力的系列;这个系列照条件式回答:已核实某一过渡施为越线的,过渡之名不取消它的归责。
条件式有它的分寸。一处,它不把未达积极保障的结果自动叫作侵害:没有床的两百人是做不到;在城东上课的学生,是校舍被挪用、就学没有停;它们是不是另触第一、二条,按各自的判据核,不因为同在紧急期间就一并记作越线。一处,它不把构的责任自动记到某个人身上。这就到了后一句:“个别警员的行为”,想把这一件整个落到那名巡警头上。
那名巡警的账,是他那一次翻查、那一次扣下:「归责地址与实际实施者不互相遮蔽」;「查实的具体操作可以归到人,不给人定永久的身份」。他心里是不是真以为这是职责,不改变这一件越了线:「越线不需要有人存心」。市警局的账是另一笔,要另核:派巡警进避难所,是谁定的;派进去时,关于翻查有没有规矩,规矩怎样写;避难所里有没有一个地方,让这户人家当时就能说,能把证件要回来;为什么是三天。“与执勤安排无关”是市警局的一个说法,它也要说明,答到被问的那件事上。查下来若有缺口,那一笔在市警局,在苹果城这个构,不因为翻行李的是一个人,就由他一个人顶。证件三天后还了;归还止住了还在延续的效果,不是结账,已经发生的那三天怎样回应,另立根据。
与洛克
谁来判断临机的权力用得对,洛克也问过;《政府论》下篇有专论特权的一章。他先说为什么要有:立法者不能预见一切,执行者手里有权力,在法律没有指示的许多场合,可以为社会的好处使用它,「直到立法机关能够方便地召集起来,对它作出规定」;严格死板地守法有时会造成伤害,例子是隔壁着了火,却不拆掉一个无辜者的房子来止火。然后是定义:「这种为了公共之善、不待法律规定、有时甚至违反法律而按裁量行事的权力,就是所谓的特权」;一句话,「特权不过是不依规则而行公共之善的权力」。
然后他问:「这种权力用得对不对,谁来作裁判?」他的回答是,在一个握有这种特权的执行权,与一个要靠它才能召集的立法机关之间,地上不可能有裁判者;「人民在这件事上,如同在一切地上没有裁判者的情形里一样,别无救济,只有诉诸上天」。人民凭一条先于一切人定法的法,为自己保留了最后的判断,判断自己有没有正当的理由诉诸上天;这一判断要到不便大到多数人都感到了,才起作用。
两家问的是同一件事:法律来不及、预见不到的时候,谁来判断,判了以后谁来判它。同意到哪里:法律预见不尽,要有判断先作;在法律没有指示的场合,特权是暂时的分工,执行的一方先做,等议事的一方能议了交回去;先例会变成来历。洛克看得很清楚:好君主在位时,人民不去限他的特权,继任者却「把那些好君主的作为拉作先例,当成自己特权的标准」;不凭来历续期,防的是同一件事。
分开在两处。第一处在线。洛克的特权可以越过实定的法律,却不越过他的根本法:法律在某些场合要让路给执行的权力,「或者毋宁说,让路给这一条自然与政府的根本法」,那条根本法是社会的全体成员尽可能都得到保全。这个系列让紧急改程序的快慢与先后,不让它改线。拆一个无辜者的房子止火,在这个系列要回到第二篇的链,房主的损失与救济要落账,那是洛克那一节没有问的;它越没越线,照第二篇分段核,不单凭这一例说两家的底线相反。可以限制的行动,照第二篇的链去限;越线的那一步,不因保全的人更多就可以走。一个有边界的保全目标,与一组边界判据,可以并存;论文不说洛克会为保全众人越过他自己设下的限,也不说已经驳倒了他。
第二处在谁来判断。两家都要一个不在被审者手里的判断。洛克把它放在宪制之外、放在人民身上,作最后的一步,要到多数人感到了才动;这个系列要它在宪制之内,事前就在,任何一个内部的人都能发动,发动不被报复。洛克那一格里,立法机关要靠执行的一方才能召集,所以地上没有裁判者;这个系列读这一格,读出的正是它要防的配置:能审它的那一方开不开得了会,握在被审的一方手里。诉诸上天,是这条地上的通道不在时剩下的东西。要说准一件:事后受问在这个系列里是对构的应当,不是对哪一种既有常规的描述。洛克自己也记下了,对特权的限制,是人民在吃了亏的地方以明文的法律划下来的;明文是后来才有的,苹果城有没有这样的通道、够不够,要照本例去核。
论文代洛克拟了最强的反驳:最后的判断本来就在人民手里;在地上再设一个审查的位置,只是多一个会被握在执行者手里的权力;审查的一方也会判错、会滥用,再设一层去审它,难处只是往上挪了;况且为了防坏的,把好的执政者每一次临机的判断都送去审,只会拖慢紧急最需要的那一点快。回应:这条通道不是一个更高的裁判者,审查者被审,同样不能独占对自己的审查,为什么不需要一个最后的裁判者,第六篇说;快不受损,认定与先行的处置仍可以由一个位置作出,审查的是确认、延长与终止,时点在后;人民那份最后的判断不被取消,问不问,是内部的人自己的事,通道开着,不等于每一次都有人问。判断可错,所以要可被追问;洛克自己说的先例那一条,正说明好的判断也会被后来的人拿去作来历。
第五篇说的,合起来是这样:紧急时,坚持的几样不停下;紧急可以改程序的快慢、先后与暂时的分工,事前的审查与受问可以改到事后,通道在紧急期间仍须可以发动;紧急改变线所落的事实,不改变线;紧急权力条件变了要重审,不凭来历续期,复核找不到当前根据就归还;紧急可以由一个位置认定,确认、延长与终止不由采取措施的一方独占;做不到时,不撤回、不打折应当,过渡要说明,账照构与个人分开落;已核实越线的过渡施为,过渡之名不取消它的归责。那条河,那所学校,那六十户人家,后面还会用到。
Academic original: Qin, Han (2026). Emergency (SAE Theory of Government, Paper 5). self-as-an-end.net ↗ · DOI: 10.5281/zenodo.23413413
学术原文:Qin, Han (2026). 紧急(SAE 政府论 第五篇)。self-as-an-end.net ↗ · DOI: 10.5281/zenodo.23413413