Non Dubito Essays in the Self-as-an-End Tradition
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Zhuangzi, the Morning He Became a Butterfly

庄子,得鱼忘筌

The philosopher who dissolved the self — escape, or the deepest freedom?

自我消融的哲学家——逃亡,还是最深的自由?

Han Qin (秦汉) · Self-as-an-End Theory Series Self-as-an-End 理论系列 · March 6, 2026 2026年3月6日

I. The Question

Zhuangzi dreamed he was a butterfly—fluttering freely, a butterfly through and through, with no awareness of being Zhuangzi. Then he woke, and there he was, unmistakably Zhuangzi. But now he couldn’t be sure: was he Zhuangzi who had just dreamed of being a butterfly, or a butterfly now dreaming of being Zhuangzi?

This question has fascinated philosophers for over two thousand years. But what interests me is not the content of the question—it is the stance from which the question is posed. Zhuangzi gave no answer. He did not claim there is no answer. He simply placed the question as it was, hanging in the air. No more, no less.

Reading Zhuangzi through the lens of Self-as-an-End (SAE) theory, a paradox emerges. SAE theory holds that persons must treat themselves as ends, never reducing the self to a mere means. But Zhuangzi submitted the very self to questioning. Whether there is such a thing as a fixed self—this he refused to take for granted.

Is this a negation of SAE? Or is it SAE in its most profound form?

II. Cook Ding’s Knife

Before the court of King Hui of Liang, Cook Ding butchers an ox. The blade glides through the spaces between bones. No sound—only silence. The king watches in amazement and asks about the technique.

The cook answers: I work with my mind, not my eye. Sensation stops and I yield to the natural principles. I follow the natural cavities and do not cut where there is resistance. My blade has not been dulled in nineteen years.

Analyze this scene precisely and a structure appears. Ding has surpassed technique. He has surpassed effort. He has surpassed self. He is not butchering the ox—butchering is happening through him. The distinction between subject and object dissolves in the depths of practice.

In SAE terms, this is not the dissolution of self. It is the transparency of self. Ding is not a tool. But he is not using himself as a tool either. He has become the flow itself. And he could become the flow only because he cultivated himself, meticulously, over many years.

Here is Zhuangzi’s first insight: the self becomes complete only when it is released.

III. The Death of Hundun

The ruler of the South Sea was called Shu. The ruler of the North Sea was called Hu. The ruler of the central region was called Hundun (Chaos). Shu and Hu often met in Hundun’s territory, where Hundun treated them with great kindness. Wishing to repay this kindness, Shu and Hu conferred: “Human beings all have seven openings—for seeing, hearing, eating, breathing. Hundun alone has none. Let us bore some for him.”

Each day they bored one hole. After seven days, Hundun died.

The parable is bluntly clear: the violence of good intentions. Murder by kindness. Hundun had asked for nothing. He was simply there. But Shu and Hu believed that giving him structure was a good thing—that making him more human-shaped was the path to a more complete existence.

What were they doing when they bored holes in Hundun? They were making him a means—a means for realizing their higher values. Not what Hundun himself wanted, but what Hundun should be, decided from outside.

In SAE vocabulary, this is the deepest form of treating another as a means: by making the other’s very mode of existence your end.

IV. Sitting and Forgetting

Yan Hui came to Confucius and said: I have made progress. I can now sit and forget. Confucius asked: what is sitting and forgetting? Yan Hui replied: I shed my limbs and trunk, dim my intelligence, depart from my form, leave out knowledge, and become one with the Great Thoroughfare.

Confucius answered: if you are one with it, you have no preferences; if you have transformed, you have no constants. You are truly worthy. I should like to follow after you.

In this short exchange lies the core of Zhuangzi’s practical philosophy. Sitting and forgetting is not forgetting something. It is forgetting how to forget. It is forgetting the intention to forget. It is forgetting the subject who is forgetting.

This is fundamentally different from Socrates, from Nietzsche. Socrates accumulated questions. Nietzsche burned propositions. Zhuangzi neither accumulates nor burns. He simply sits. And then forgets that he is sitting.

But why is this not a negation of SAE? After sitting and forgetting, Yan Hui does not vanish. He becomes “one with the Great Thoroughfare”—not dissolved into a great stream, but resonating with it. The individual remains. Only fixation disappears.

V. The Structure of the Butterfly Dream

Back to the butterfly dream. What Zhuangzi was questioning was not which state is real. Nor the paradox that both are equally real. He was questioning the arbitrariness of the boundary we call “I.”

Between human and butterfly “there is necessarily a barrier,” Zhuangzi says. He calls this wuhua—the transformation of things, the passage of forms from form to form. We are always in transformation. A fixed “I” is only a temporary resting point in wuhua.

Here a question must be asked. If there is no fixed self, who is the subject of SAE? Who is it that “treats the self as an end”?

Zhuangzi’s answer is quiet: it is the I of this moment, existing within transformation. When a butterfly, fully present as butterfly; when human, fully present as human. Not attachment to the self of the past, not investment in the self of the future—living fully in the here and now. This is SAE in its extreme form.

When we release attachment to a persisting self, the self of this very moment appears all the more completely.

VI. Contrast with Nietzsche

When Nietzsche discovered the eternal recurrence, he was terrified. The thought that the same life would repeat infinitely made him tremble. He tried to overcome that terror with force—the Übermensch loves the eternal recurrence.

Zhuangzi overcomes nothing. He finds no tension between butterfly and human. To say he “accepts” change is already too strong—there is no subject left to accept. Change simply happens.

Nietzsche’s problem was that he kept burning in a closed circuit. His own thought reinforced his self; his own suffering became fuel for his thought; there was no exit. Zhuangzi has no such circuit. Without walls to close around him, there is nothing to burn out.

But this does not mean Zhuangzi is “better than” Nietzsche. They were living fundamentally different questions. Nietzsche burned the will of the self to its limit. Zhuangzi put the will itself into question. It is not a matter of who is right, but of which question one chooses to live.

And here is an important point. Zhuangzi’s road is one only Zhuangzi can walk. His “forgetting” is an acquired forgetting—a transparency that comes after years of cultivation, deep observation, and countless failures. Beginning with nothing and having nothing is entirely different from having everything and then releasing it.

VII. The Fish Trap and the Fish

Zhuangzi says: the fish trap exists for the fish. Once you have caught the fish, forget the trap. Words exist to convey meaning. Once you have grasped the meaning, forget the words. I would like to find someone who has forgotten words and speak with him.

This metaphor is beautiful but easily misread. Zhuangzi is not denying words. Not denying the trap. Not denying means. He is saying: do not cling to means after the end has been achieved.

In SAE terms, this is an insight about the correct relationship between ends and means. When we treat ourselves as ends, we often become attached to a certain “instrumental self-image”—the I who must do this, the I who should be this way. But that self-image is a fish trap.

The real self lies outside the fish trap. Or it is something that needs no fish trap at all. The person who has “forgotten words” is not someone free of concepts—it is someone who can use concepts as needed and release them when done.

VIII. Waking as a Butterfly

Zhuangzi lived in the third century BCE. He was an official in the lacquer gardens of the state of Song, but he didn’t much care for the work. When the King of Chu invited him to serve as chancellor, Zhuangzi declined. He would rather be a tortoise dragging its tail in the mud, he said, than a sacred tortoise kept dead and enshrined in a temple.

This was not simple indifference to power. Zhuangzi knew something: taking high office means being bound to a particular self-image. You should be this, behave this way, speak this way. In the net of all these “shoulds,” the space for dreaming of becoming a butterfly disappears.

From an SAE perspective, Zhuangzi’s choice makes sense. Becoming chancellor means subordinating the self to an externally defined role—making the self a means. He refused.

But Zhuangzi’s refusal is different from Nietzsche’s solitude. Nietzsche burned while refusing the world. Zhuangzi did not refuse the world. He accepted mud, river, fish, wind—all of it. He only refused to be fixed into a particular form.

On the morning he became a butterfly, Zhuangzi returned to being human. And then asked. But the question was not an expression of anxiety. It came from a deep settledness—it doesn’t matter which. Being a butterfly and being a human are equally real. So the question doesn’t disappear. But neither does it trouble him.

That is Zhuangzi’s xiaoyao—free and easy wandering. Not a journey without destination, but a journey in which wherever you are is the destination. Living while holding a self, while refusing to fix the self. The quietest, deepest form of SAE.

一、问题

庄子梦见自己变成了蝴蝶,栩栩然蝴蝶也,悠然自适,不知自己是庄周。醒来,发现自己赫然是庄周。但他不确定了:我究竟是刚才梦见自己变成蝴蝶的庄周,还是现在正在梦见自己是庄周的蝴蝶?

这个问题两千多年来让哲学家着迷。但我关注的不是问题的内容,而是提问的姿态。庄子没有给出答案,也没有声称没有答案,只是把问题原样悬置在那里。不多一分,不少一分。

从Self-as-an-End(SAE)理论的视角读庄子,一个悖论浮现:SAE理论主张人必须将自己视为目的,永远不要将自我降格为手段。但庄子把自我本身放进了问号。是否存在一个固定的自我——这件事他拒绝视为理所当然。

这是对SAE的否定,还是SAE最深的形式?

二、庖丁的刀

梁惠王前,庖丁解牛。刀在骨缝间滑动,没有声响,只有寂静。王惊叹,问其技术。

庖丁答:臣以神遇而不以目视,官知止而神欲行,依乎天理,批大郤,导大窾,因其固然。所以十九年刀刃若新发于硎。

精确分析这个场景,一种结构浮现。庖丁超越了技术,超越了努力,也超越了自我。不是他在解牛,而是解牛通过他发生。主客的分别在实践的深处消融。

SAE的语言里,这不是自我的消亡,而是自我的透明化。庖丁不是工具,但他也没有把自己当作工具使用。他成为了流动本身。而他能成为流动,是因为他多年来精心培育了自己。

庄子的第一个洞见:自我在被放下的时候,才真正完整。

三、混沌之死

南海之帝为儵,北海之帝为忽,中央之帝为混沌。儵与忽常在混沌之地相遇,混沌待之甚善。儵与忽谋报混沌之德,曰:人皆有七窍以视听食息,此独无有,尝试凿之。

日凿一窍,七日而混沌死。

这则寓言残酷地清晰:善意的暴力,好心的杀害。混沌什么都没有要求,只是在那里。但两位帝王相信,给予结构是好事,让他更像人是走向更完整存在的道路。

他们在凿穿混沌时做了什么?他们把混沌变成了手段——实现更高价值观的手段。不是混沌自己想要什么,而是从外部决定混沌应当是什么

SAE的词汇里,这是将他者手段化的最深形式:通过将对方的存在方式本身作为自己的目的。

四、坐忘

颜回对孔子说:回益矣。孔子问之。颜回答:回坐忘矣。孔子问:何谓坐忘?颜回答:堕肢体,黜聪明,离形去知,同于大通,此谓坐忘。孔子曰:同则无好也,化则无常也。而果其贤乎!丘也请从而后也。

这段对话里有庄子实践哲学的核心。坐忘不是忘记某件事,而是忘记如何忘记,忘记忘记的意图,忘记忘记的主体。

这与苏格拉底、与尼采根本不同。苏格拉底积累问题,尼采燃烧命题,庄子既不积累也不燃烧。他只是坐着。然后忘记自己在坐着。

但这为什么不是对SAE的否定?坐忘之后,颜回没有消失,而是与大通"同"——不是融入大流,而是与大流共鸣。个体保留,只是执着消失了。

五、蝴蝶梦的结构

再回到蝴蝶梦。庄子质问的不是哪个状态是真实的,也不是两者都同样真实的悖论。他质问的是我们称为"我"的那条边界的任意性。

人与蝴蝶之间"必有分矣",庄子说,他称之为"物化"——物的变化,形从形到形的流转。我们总在物化之中,固定的"我"只是物化中的临时驻留点。

这里必须提出一个问题:如果没有固定的自我,谁是SAE的主体?谁在"将自我视为目的"?

庄子的回答很安静:是此刻的我,存在于物化之中。是蝴蝶时完整地是蝴蝶,是人时完整地是人。不执着于过去的自我,不投资于未来的自我——在此地此时完整地活。这是SAE的极限形态。

当我们放下对持续自我的执着,此刻的自我反而完整地显现。

六、与尼采的对照

尼采发现永恒轮回时,感到恐惧。同样的生命无限重复的思想让他战栗。他试图用力量克服那种恐惧——超人爱永恒轮回。

庄子什么都不克服。他在蝴蝶和人之间找不到紧张关系。说他"接受"变化都已经太强——没有了接受的主体。变化只是发生。

尼采的问题在于他持续在封闭回路中燃烧。自己的思想强化自我,自己的苦难成为思想的燃料,没有出口。庄子没有这样的回路。没有围墙可以关闭,就没有什么可以燃尽。

但这不是说庄子"优于"尼采。两者活在根本不同的问题中。尼采把自我意志燃烧到了极限,庄子把意志本身放进了问号。不是谁对谁错,而是选择活在哪个问题里。

重要的一点:庄子的道路只有庄子能走。他的"忘却"是一种习得的忘却——在多年的修炼、深刻的观察、无数次失败之后才到来的透明性。从一开始什么都没有,与拥有了一切之后再放下,是完全不同的两件事。

七、得鱼忘筌

庄子说:荃者所以在鱼,得鱼而忘荃;蹄者所以在兔,得兔而忘蹄;言者所以在意,得意而忘言。吾安得夫忘言之人而与之言哉!

这个比喻美丽,但容易被误读。庄子不是在否定言语,不是在否定筌,不是在否定手段。他说的是:在达到目的之后,不要执着于手段。

SAE的读法:这是关于目的与手段正确关系的洞见。当我们将自己视为目的时,常常执着于某种"工具性自我形象"——必须做这件事的我,应当是这样的我。但那个自我形象是鱼筌。

真正的自我在筌之外。或者说,是某种根本不需要筌的东西。"得意忘言"之人,不是摆脱了概念的人,而是能够随用随取、用完便放的人。

八、以蝴蝶的姿态醒来

庄子生活在公元前三世纪。他曾任宋国漆园小吏,并不热爱这份工作。楚王邀他为相,他拒绝了。宁愿是泥中曳尾的乌龟,也不愿是死后被供奉在庙堂的神龟。

这不是对权力的单纯冷漠。庄子知道某件事:出任高位意味着被捆绑于特定的自我形象——你应当如此,应当这样行事,应当这样说话。在种种"应当"的网中,化蝶的清晨就会消失。

SAE的视角:成为宰相意味着将自我从属于外部定义的角色——将自我手段化。他拒绝了。

但庄子的拒绝不同于尼采的孤独。尼采在拒绝世界时燃烧。庄子没有拒绝世界,他接受泥、接受河、接受鱼、接受风,只拒绝被固定成某种形状。

化蝶的那个清晨,庄子醒来成了人,然后发问。但那个问题不是焦虑的表达,而是来自一种深沉的安定——是哪个都无妨。是蝴蝶是真实,是人也是真实。所以问题不消失,但问题也不困扰他。

这就是庄子的逍遥——不是没有目的地的旅行,而是无论在哪里都是目的地的旅行。持有自我,同时拒绝固化自我。SAE最安静、最深沉的形式。