第五篇:培育与凿削
Essay 5: Cultivation and Severing
前四篇建立了权力关系的基本结构:权力从何而来,它如何在不同层次上运作,它为什么总是产生余项,它的边界在哪里。现在我们来到一个决定性的问题——当权力面对它所产生的余项时,它会怎么做?
这个问题有两个基本答案。权力可以走向培育(育),也可以走向凿削(削)。这不是道德判断,不是说培育是好的、凿削是坏的。这是对两种结构方向的描述——两种方向都真实存在,都有各自的内在逻辑,都会带来截然不同的后果。
理解这个区分,就理解了权力关系为什么有些走向稳定、有些走向崩溃,为什么有些权力结构越来越有活力、有些越来越空洞。
一、什么是培育
培育型权力有一个核心特征:它用自己的非对称地位来发展被统治方的能力。
注意这里"发展能力"的含义。不是说权力方对被统治方施恩,不是说权力方善良,不是说它有好的动机。培育指的是一种结构效果:在这个权力关系运作的过程中,被统治方的实际能力在增长,他们处理问题的本领在提升,他们的判断力、创造力、自主性在扩大。
好的老师是这种关系的原型。一个好老师对学生有权力——可以评分,可以要求,可以规定学什么。这种权力本身是真实的非对称关系。但好老师使用这种权力的方式是让学生变得更能干。课程的设计、提问的方式、评价的标准,都服务于一个目标:让学生的思考能力在学期结束时比开始时强。好导师对博士生有同样的结构,好师傅对学徒有同样的结构,好的养育者对孩子有同样的结构。
培育型权力的悖论在于:它真正成功时,会走向自身的局部消解。老师的学生毕业了,不再需要老师的权威来指引。师傅的学徒出师了,开了自己的作坊。孩子长大了,不再需要父母的庇护。每一个这样的时刻,原来的权力关系都缩小了或者结束了。
但这种消解不是失败,是成功。一个父母,如果孩子终身需要依赖他们的权威,那不是成功的养育——那是养育失败。权力关系通过培育而消解,意味着它完成了它本来应该完成的事情。
二、什么是凿削
凿削型权力走向相反的方向。
凿削型权力用它的非对称地位来锁住被统治方。它的目标不是让对方发展能力,而是防止对方发展出可能缩小位置差距的能力。凿削型权力不想要有能力、有自主性的下属——它想要永久的依赖者。
历史上凿削型权力的例子非常清晰。殖民主义在其典型形态下,蓄意阻止被殖民地区发展本地教育、本地工业、本地行政能力。这不是因为殖民者"忘了"帮助被殖民者,而是因为一旦被殖民者有了足够的能力,他们就不再需要殖民者了——这正是殖民者不想要的结果。一个压制信息获取的政治体制,一个惩罚独立思考的机构,一个让下属永远处于"有待指导"状态的管理方式——这些都是凿削型权力的具体表现。
凿削型权力的逻辑看起来很合理:维持我的地位优势,就要维持你对我的依赖。这个逻辑在短期内有效。但它有一个内在的矛盾,而且这个矛盾不需要外部力量就会自我显现。
当凿削型权力切断被统治方的发展,它也切断了被统治方能够给予权力关系的东西:真实的能力、创造性的贡献、自愿的合作。权力关系在短期内得到了稳定,但它得到的是一个越来越空洞的稳定——被统治方的生产力在下降,创造力在萎缩,合作的意愿在减弱。代价不是立即显现的,但它在积累。
三、余项的积累
在前几篇的分析里,我们看到每一个权力关系都会产生余项——那些不能被现有权力结构完全纳入或压制的残余。余项不是异常,而是权力关系运作的结构性副产品。
培育型权力和凿削型权力对余项的处理方式根本不同。
培育型权力把余项转化为资源。当被统治方发展出权力结构预期之外的能力和想法时,培育型权力有办法把这些纳入——因为它的整个方向就是让对方成长。学生的独立思考是老师的成果,不是威胁。下属提出更好的解决方案是上司的成就,不是僭越。公民发展出独立的判断是政府的骄傲,不是危险。
凿削型权力必须持续压制余项。但压制不等于消除。被压制的余项不会消失——它在积累。而压制本身需要持续投入资源:监视、管控、惩罚、叙事生产(说服被统治方接受自己的处境是正当的)。这些资源的投入随着余项的积累而增加。
这里有一个结构性的临界点。随着凿削型权力持续运作,余项越积越多,而压制余项所需的成本也越来越高。一旦维持压制的成本超过权力关系能够提取的资源,这个权力关系就进入了内部不稳定状态——不需要外部的颠覆,内部的矛盾本身就会产生解体的压力。
这不是一个关于道德的命题,而是一个关于结构的命题。凿削型权力的内部不稳定是它自己的运作方式造成的,与外部是否有抵抗无关。当然,外部的抵抗可以加速这个过程,但即使没有明显的抵抗,凿削型权力的内部矛盾也在运行。
四、历史中的两条路
这两种权力方向在历史里留下了非常清晰的痕迹。
殖民帝国是凿削型权力的典型案例。英国在印度、法国在西非、比利时在刚果——这些殖民体制都有一个共同点:蓄意限制本地精英的政治、教育和经济能力,以维持殖民者的不可或缺性。这个策略在短期内维持了殖民秩序,但代价是余项在持续积累。二十世纪初,当这些殖民帝国因战争、经济危机和内部政治变动而出现裂缝,被压制数十年的独立运动以巨大的力量迸发出来。这股力量的规模,部分正是因为它被压制了那么久。
同样的结构在威权政体中反复出现。一个压制公民社会、限制信息流通、惩罚独立判断的政治体制,在运行数十年之后,往往会发现当它自身出现弱化时,社会的混乱比预想的严重得多。部分原因是:这个体制花了几十年时间在阻止公民社会能力的发展。当控制松动时,没有成熟的公民社会机制来接管自治功能——不是因为人们不想自治,而是因为自治的能力一直在被阻止发展。
对比一下走向培育方向的民主体制。一个真正保护新闻自由、维护独立司法、支持公民结社的政府,是在把资源投入到分散化的公民能力建设中。这个投入不是慈善——它是让整个政治体制更有弹性。权力关系变得不那么集中,但更加稳定:当危机来临时,社会有分散在各处的能力来应对,而不是一切依赖顶端的中央权威。
五、权力与权利的张力
培育与凿削的对比,可以用另一种语言来表述:权力(权力)和权利(权利)之间的结构性张力。
这两个词在中文里共享"权"字,不是偶然的。权力是非对称关系中的位置优势。权利是主体对自身自主性的主张。二者在结构上是相对的:权力扩张时权利受压,权利伸张时权力必须让步。
培育型权力关系,沿着它的内在逻辑走,会自然产生权利主张的扩大。当被统治方发展出真实能力时,他们开始提出对自身自主性的诉求——这不是一种背叛,而是培育成功的自然后果。学生成熟后开始质疑老师的结论,这是好教育的证明。公民发展出独立判断后开始要求更多政治参与,这是良好政治培育的证明。培育型权力若是真诚的,就必须对这种权利主张的扩大有所准备,甚至把它当作成功的标志。
凿削型权力则把权利主张的出现视为威胁,并动用权力来压制它。这是一种短视:压制权利主张并不消除对自主性的需求,只是推迟了它的出现,并使它在出现时更加强烈、更加不容妥协。一个被长期压制的权利主张,当它终于找到出口时,往往以不容商量的形式爆发——因为在被压制的过程中,它已经学会了妥协不可信,只有彻底翻转才安全。
这是凿削型权力为自己制造的另一重困境:即使它想在某个时刻转向,可以妥协的空间也已经被自己压缩殆尽。
六、这不是一道选择题
需要说明的是,培育与凿削不总是纯粹地单独出现。现实中的权力关系往往同时包含两种成分——在某些方面培育,在另一些方面凿削。一个国家政府可以在经济领域鼓励能力发展,同时在政治领域压制自主性。一个机构可以在专业能力上培育员工,同时在组织忠诚上进行凿削。
但混合并不意味着平衡。凿削的成分会随着时间侵蚀培育的成果——因为被压制的自主性需求最终也会波及那些被允许发展的领域。一个在经济上被培育、在政治上被凿削的社会,终究会发现这两个领域不能长期隔离:经济能力的提升带来对政治自主性的更强需求。
方向比纯粹性更重要。一个权力关系是否倾向于培育,取决于它的主导方向:余项是被纳入还是被压制?被统治方的能力是被鼓励还是被限制?权利主张出现时被当作成功的证明还是被当作威胁?
这个方向,从长期看,决定了权力关系的命运。
The first four essays built the basic structure of power relations: where power comes from, how it operates across different layers, why it always generates remainders, where its limits lie. Now we arrive at a decisive question — when power confronts the remainders it produces, what does it do?
There are two basic answers. Power can move toward cultivation, or it can move toward severing. This is not a moral judgment — cultivation is not the "good" option and severing the "bad" one. These are descriptions of two structural orientations, each with its own internal logic and its own distinct consequences.
Understanding this distinction is understanding why some power relations tend toward stability and others toward collapse, why some power structures become more vital over time while others hollow themselves out.
1. What Cultivation Is
A cultivating power relation has one defining characteristic: it uses its asymmetric position to develop the capacities of those under it.
Notice what "developing capacities" means here. It does not mean the power-holder is being generous or kind. It does not require good intentions. Cultivation names a structural effect: in the course of this power relation operating, the subjected party's actual abilities are growing. Their capacity to handle problems is expanding. Their judgment, creativity, and autonomy are getting stronger.
The good teacher is the archetype. A good teacher holds real power over students — can evaluate, require, prescribe. That asymmetry is genuine. But a good teacher deploys that asymmetry in ways that make students more capable. The curriculum design, the mode of questioning, the standards of evaluation — all serve one goal: that students can think more rigorously at the end of the semester than at the beginning. The good mentor has the same structure with a graduate student. The good master craftsman has it with an apprentice. Good parenting has it with a child.
The paradox of cultivation: genuine success works toward the partial dissolution of the power relation itself. The teacher's student graduates and no longer needs the teacher's authority to guide her thinking. The apprentice finishes training and opens her own workshop. The child grows up and no longer needs parental protection. In each case, the original power relation shrinks or ends.
But this dissolution is not failure — it is success. A parent whose adult child still requires their authority to function has not cultivated well. A power relation that dissolves through genuine cultivation has done what it was supposed to do. The asymmetry ends because the gap has closed, not because anything went wrong.
2. What Severing Is
Severing power moves in the opposite direction.
A severing power uses its asymmetric position to lock the subjected party in place. Its goal is not to develop the other's capacities but to prevent the other from developing capacities that might close the positional gap. A severing power does not want capable, autonomous subordinates — it wants permanent dependents.
Historical examples are clear. Colonialism in its typical form deliberately blocked the development of local education, local industry, local administrative capacity in colonized territories. This was not because colonizers "forgot" to help the colonized — it was because once the colonized developed sufficient capacity, they would no longer need the colonizer. That was precisely what colonizers wanted to prevent. A political regime that restricts information access, a bureaucracy that punishes independent thinking, a management style that keeps subordinates in a permanent state of "requiring guidance" — these are all specific instances of severing power.
The logic of severing seems sensible: to maintain my positional advantage, I must maintain your dependence on me. This logic is effective in the short run. But it contains an internal contradiction that does not require external force to make itself visible.
When severing power cuts off the subjected party's development, it also cuts off what the subjected party can give to the power relation: genuine capacity, creative contribution, voluntary cooperation. The power relation gains short-term stability, but what it gains is an increasingly hollow stability — the subjected party's productivity declining, creativity atrophying, willingness to cooperate weakening. The cost is not immediate, but it accumulates.
3. The Accumulation of Remainders
In the earlier essays we saw that every power relation generates remainders — residues that cannot be fully absorbed or suppressed by the existing power structure. Remainders are not anomalies; they are the structural byproduct of how power relations operate.
Cultivation and severing handle remainders in fundamentally different ways.
A cultivating power converts remainders into resources. When the subjected party develops capacities and ideas that go beyond what the power structure anticipated, the cultivating power has ways to incorporate these — because its entire direction is toward the other's growth. The student's independent thinking is the teacher's achievement, not a threat. The subordinate's better solution is the superior's success. The citizen's independent judgment is the government's pride. The remainder becomes fuel.
A severing power must continuously suppress remainders. But suppression is not elimination. Suppressed remainders do not disappear — they accumulate. And suppression itself requires continuous resource investment: surveillance, control, punishment, narrative production (persuading the subjected party that their condition is legitimate). These resource demands increase as the remainder accumulates.
There is a structural threshold here. As severing power continues to operate, the remainder grows larger and the cost of suppressing it grows higher. Once the cost of maintaining suppression exceeds what the power relation can extract, the relation enters a state of internal instability — no external overthrow is required. The internal contradiction itself generates pressure toward dissolution.
This is a structural claim, not a moral one. The internal instability of severing power is caused by its own mode of operation, independent of whether external resistance exists. External resistance can accelerate the process, but even without visible resistance, the internal contradictions of severing power run on their own schedule.
4. Two Paths in History
These two structural orientations leave very clear traces in history.
Colonial empires are the paradigm case of severing power. British rule in India, French rule in West Africa, Belgian rule in the Congo — these colonial systems all shared a common feature: the deliberate limitation of local elites' political, educational, and economic capacities, in order to maintain the colonizer's indispensability. This strategy maintained colonial order in the short term, but the cost was remainders accumulating continuously. When these empires developed cracks in the early twentieth century — through wars, economic crises, and internal political changes — the independence movements that had been suppressed for decades emerged with enormous force. The scale of that force was partly a product of how long it had been held down.
The same structure recurs in authoritarian regimes. A political system that suppresses civil society, restricts information flow, and punishes independent judgment often discovers, after decades of operation, that when it weakens, the resulting social disorder is worse than expected. Part of the reason: the regime spent decades blocking the development of civil society capacity. When control loosens, there are no mature civic mechanisms to take over self-governance functions — not because people don't want to govern themselves, but because the capacity for self-governance was continuously prevented from developing.
Contrast this with polities oriented toward cultivation. A government that genuinely protects press freedom, maintains an independent judiciary, and supports civic association is investing resources in distributed capacity-building among citizens. This investment is not charity — it makes the entire political system more resilient. The power relation becomes less concentrated but more stable: when crises arrive, the society has capacity distributed throughout it to respond, rather than depending entirely on a central authority at the top.
5. The Tension Between Power and Right
The contrast between cultivation and severing can be expressed in another language: the structural tension between power (权力, quánlì) and right (权利, quánlì).
These two terms share the character 权 in Chinese — not by accident. Power is positional advantage in an asymmetric relation. Right is a subject's claim to its own autonomy. The two are structurally opposed: when power expands, rights are compressed; when rights assert themselves, power must give way.
A cultivating power relation, following its own internal logic, naturally generates an expansion of rights claims. When the subjected party develops genuine capacity, they begin to assert claims to their own autonomy — this is not betrayal but the natural consequence of successful cultivation. The mature student begins to question the teacher's conclusions: this is proof that the education worked. The citizen with independent judgment begins to demand greater political participation: this is proof of good political cultivation. A genuinely cultivating power, if it is honest, must be prepared for this expansion of rights claims — and should even welcome it as a mark of success.
A severing power treats the emergence of rights claims as a threat and mobilizes power to suppress them. This is short-sighted. Suppressing rights claims does not eliminate the need for autonomy — it postpones the need's expression and makes it more intense when it does emerge. A rights claim that has been suppressed for a long time tends, when it finally finds an outlet, to emerge in an uncompromising form. This is because during the suppression it learned that compromise is unreliable — that only a complete reversal is safe.
This is another trap severing power sets for itself: even if it wants to shift course at some point, the space available for negotiated accommodation has already been compressed to almost nothing by its own earlier actions.
6. A Structural Fork, Not a Moral Test
It is worth noting that cultivation and severing do not always appear in pure form. Real power relations often contain elements of both — cultivating in some dimensions, severing in others. A national government can encourage capacity development in economic domains while suppressing autonomy in the political domain. An institution can cultivate employees' professional skills while severing their organizational independence.
But mixture does not mean balance. The severing elements tend to erode the cultivating gains over time — because suppressed autonomy eventually affects even the domains where development was permitted. A society economically cultivated but politically severed eventually finds that these two domains cannot be kept separate indefinitely. Economic capacity growth generates stronger demands for political autonomy. The boundary between permitted and forbidden development cannot be held forever.
Direction matters more than purity. Whether a power relation is oriented toward cultivation depends on its dominant tendency: Are remainders being incorporated or suppressed? Is the subjected party's capacity being encouraged or limited? When rights claims emerge, are they treated as evidence of success or as threats to be neutralized?
That direction, over the long run, determines the fate of the power relation.